UPSC MainsPSYCHOLOGY-PAPER-II201120 Marks200 Words
Q12.

Policy is being made as it is being administered and administered as it is being made.’ Comment.

How to Approach

This question demands an understanding of the dynamic relationship between policy formulation and implementation in public administration. The answer should demonstrate how these two phases are not sequential but rather iterative and intertwined. Key points to cover include the concepts of ‘incrementalism’, ‘mixed scanning’, and the role of feedback mechanisms. Structure the answer by first defining the statement, then elaborating on how policy is made during implementation and vice versa, providing examples, and finally, concluding with the implications for effective governance.

Model Answer

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Introduction

The statement “Policy is being made as it is being administered and administered as it is being made” encapsulates the reality of modern public administration, moving away from the traditional, rational-comprehensive model. Traditionally, policy-making was viewed as a top-down, linear process – formulation, followed by implementation. However, this view is increasingly challenged by the recognition that policy is a continuous process of adaptation and learning. This iterative relationship is crucial for effective governance, particularly in complex and rapidly changing environments. The statement highlights the inherent dynamism of the policy cycle, where implementation provides feedback that shapes future policy decisions, and policy formulation is constantly adjusted based on real-world experiences during implementation.

The Intertwined Nature of Policy-Making and Implementation

The traditional view of policy-making as a distinct phase preceding implementation is increasingly untenable. Several factors contribute to this intertwined relationship:

  • Incrementalism: Charles Lindblom’s theory of incrementalism (1959) posits that policies are not made through comprehensive analysis but through small, incremental adjustments to existing policies. These adjustments are often made during implementation as administrators encounter unforeseen challenges and opportunities.
  • Mixed Scanning: Amitai Etzioni’s ‘mixed scanning’ approach suggests a combination of rational-comprehensive planning and incrementalism. It involves broad overview scans to identify key policy areas, followed by focused, incremental adjustments during implementation.
  • Feedback Mechanisms: Implementation generates crucial feedback – data, reports, stakeholder responses – that informs policy adjustments. This feedback loop is essential for policy effectiveness.
  • Street-Level Bureaucracy: Michael Lipsky’s concept of ‘street-level bureaucracy’ (1980) highlights how frontline workers (teachers, police officers, social workers) exercise considerable discretion in implementing policies, effectively shaping policy in practice.

Policy Made During Administration

Implementation often necessitates policy adjustments due to:

  • Unforeseen Circumstances: Policies formulated in a controlled environment may encounter unexpected realities during implementation, requiring modifications. For example, the initial rollout of the Aadhaar scheme (2009) faced challenges related to biometric authentication failures, leading to adjustments in the enrolment process and acceptance criteria.
  • Political Pressure: Implementation can be influenced by political considerations, leading to changes in policy direction. The implementation of the National Food Security Act, 2013 varied across states due to differing political priorities and administrative capacities.
  • Resource Constraints: Limited resources may force administrators to prioritize certain aspects of a policy over others, effectively altering its scope and impact.

Administration Shaped by Policy-Making

Conversely, policy formulation is also influenced by the realities of administration:

  • Administrative Feasibility: Policy-makers must consider the administrative capacity and resources available for implementation when formulating policies. A policy that is theoretically sound but administratively unfeasible is unlikely to succeed.
  • Organizational Culture: The culture and values of implementing agencies can shape how policies are interpreted and implemented.
  • Stakeholder Involvement: Engaging stakeholders during policy formulation can improve implementation by ensuring that policies are aligned with their needs and concerns. The MGNREGA (2005) benefited from extensive consultations with civil society organizations during its design, contributing to its relatively successful implementation.

Case Study: The Swachh Bharat Abhiyan (2014)

The Swachh Bharat Abhiyan provides a compelling example. While the initial policy focused on building toilets, implementation revealed the need for behavioral change communication, waste management infrastructure, and community participation. The policy was subsequently adjusted to incorporate these elements, demonstrating how administration shaped policy-making. Furthermore, the success of the campaign varied significantly across states, highlighting the importance of local context and administrative capacity.

Policy Phase Initial Approach Adjustments During Implementation
Swachh Bharat Abhiyan Toilet Construction Behavioral Change Communication, Waste Management, Community Participation
Aadhaar Scheme Universal Biometric ID Flexible Authentication Methods, Inclusion of Vulnerable Groups

Conclusion

The statement “Policy is being made as it is being administered and administered as it is being made” accurately reflects the dynamic and iterative nature of the policy process. Recognizing this interconnectedness is crucial for effective governance. Moving beyond rigid, top-down approaches and embracing adaptive management, continuous monitoring, and stakeholder engagement are essential for ensuring that policies are both well-intentioned and effectively implemented. A more nuanced understanding of this relationship will lead to more responsive, resilient, and ultimately, more successful public policies.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Rational-Comprehensive Model
A traditional approach to policy-making that assumes policymakers have complete information, can identify all possible options, and rationally choose the optimal solution.
Policy Feedback
Information generated during policy implementation that is used to modify or refine the policy itself. This can include data on policy outcomes, stakeholder reactions, and unintended consequences.

Key Statistics

According to the World Bank, approximately 20% of government projects in developing countries fail due to poor implementation.

Source: World Bank, 2018

A study by the Administrative Staff College of India (ASCI) found that approximately 30-40% of government projects in India face significant implementation delays.

Source: ASCI, 2019 (Knowledge cutoff)

Examples

The National Rural Health Mission (NRHM)

The NRHM initially focused on strengthening primary healthcare infrastructure. However, implementation revealed the need for addressing social determinants of health, leading to the inclusion of interventions targeting maternal and child health, nutrition, and sanitation.

Frequently Asked Questions

Does this mean policy formulation is unimportant?

No, policy formulation remains crucial for setting broad goals and principles. However, it must be viewed as a starting point, not a final blueprint. Effective policy-making requires a willingness to adapt and learn during implementation.

Topics Covered

Public AdministrationPolitical ScienceGovernancePolicy CycleImplementation ScienceBureaucracy