UPSC MainsPUBLIC-ADMINISTRATION-PAPER-I201120 Marks200 Words
Q12.

Policy is being made as it is being administered and administered as it is being made.’ Comment.

How to Approach

This question demands an understanding of the dynamic relationship between policy formulation and implementation in public administration. The answer should demonstrate how these two phases are not sequential but rather iterative and intertwined. Key points to cover include the concepts of ‘incrementalism’, ‘mixed scanning’, and the role of feedback mechanisms. Structure the answer by first defining the statement, then elaborating on how policy is made during implementation and vice versa, providing examples, and finally, concluding with the implications for effective governance.

Model Answer

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Introduction

The statement “Policy is being made as it is being administered and administered as it is being made” encapsulates the reality of modern public administration, moving away from the traditional, rigid model of a clear separation between policy formulation and implementation. This reflects a shift towards a more dynamic and adaptive approach to governance. Traditionally, policy was conceived as a top-down process, with policymakers formulating plans and administrators executing them. However, in practice, implementation often necessitates adjustments to the original policy, and the feedback from implementation informs future policy revisions. This iterative process highlights the interconnectedness of these two phases, making them mutually constitutive.

The Intertwined Nature of Policy and Administration

The assertion that policy is simultaneously made and administered stems from the inherent complexities of real-world problems and the limitations of rational planning. Several factors contribute to this dynamic:

  • Incrementalism: Charles Lindblom’s theory of incrementalism (1959) posits that policies are rarely made from scratch. Instead, they are adjusted in small steps based on past experiences and existing policies. This means that implementation reveals shortcomings and necessitates modifications, effectively ‘making’ policy during administration.
  • Mixed Scanning: Amitai Etzioni’s ‘mixed scanning’ approach suggests a combination of rational and incremental decision-making. Broad goals are set rationally, but implementation involves scanning specific areas for problems and making incremental adjustments.
  • Feedback Mechanisms: Effective administration generates data and feedback on policy impacts. This information is crucial for policymakers to understand whether the policy is achieving its intended goals and to make necessary revisions.
  • Street-Level Bureaucracy: Michael Lipsky’s concept of ‘street-level bureaucracy’ (1980) highlights the discretionary power of frontline workers (teachers, police officers, social workers) in implementing policies. Their interpretations and actions can significantly alter the policy’s impact, effectively ‘making’ policy at the point of delivery.

Policy Made During Administration

Implementation often reveals unforeseen consequences or practical challenges that require policy adjustments. Consider the following examples:

  • National Rural Employment Guarantee Act (NREGA) 2005 (later MGNREGA): Initially, NREGA faced challenges in ensuring timely wage payments and creating durable assets. Implementation feedback led to amendments and operational guidelines to address these issues, effectively modifying the policy during its administration.
  • Goods and Services Tax (GST) 2017: The initial implementation of GST was fraught with technical glitches and compliance issues. The GST Council continuously made changes to rates, rules, and procedures based on feedback from businesses and states, demonstrating policy-making during administration.
  • COVID-19 Pandemic Response: The response to the COVID-19 pandemic involved a series of evolving policies (lockdowns, vaccination drives, economic packages). These policies were constantly adjusted based on epidemiological data, healthcare capacity, and economic impacts – a clear example of policy being made as it was administered.

Administration Made During Policy Formulation

Conversely, the administrative feasibility of a policy is often considered *during* its formulation. Policymakers increasingly involve administrators in the policy-making process to ensure practicality and effectiveness.

  • Participatory Policymaking: Modern governance emphasizes stakeholder consultation, including administrative officials, during policy formulation. This ensures that policies are grounded in practical realities and can be effectively implemented.
  • Regulatory Impact Assessments (RIAs): Many countries now conduct RIAs before enacting new regulations. These assessments consider the administrative costs and burdens of implementation, influencing policy design.
  • Pilot Projects: Before large-scale implementation, governments often conduct pilot projects to test the feasibility and effectiveness of a policy. The results of these pilots inform policy adjustments and improve implementation strategies.

Challenges and Implications

While this interconnectedness is beneficial, it also presents challenges. Lack of clarity in policy goals, inadequate coordination between policymakers and administrators, and insufficient monitoring and evaluation can lead to policy drift and unintended consequences. Effective governance requires strong communication, collaboration, and a commitment to evidence-based policymaking.

Conclusion

The statement “Policy is being made as it is being administered and administered as it is being made” accurately reflects the dynamic nature of public administration in the 21st century. Moving beyond a rigid, linear model towards a more iterative and adaptive approach is crucial for effective governance. This requires embracing feedback mechanisms, fostering collaboration between policymakers and administrators, and prioritizing practical considerations during both policy formulation and implementation. Ultimately, recognizing this interconnectedness is essential for crafting policies that are both ambitious and achievable.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Incrementalism
A theory of public policy-making that suggests policies change in small steps rather than through radical shifts, building upon existing policies and practices.
Street-Level Bureaucracy
The term refers to public service workers who interact directly with citizens in the course of their jobs, and who have significant discretion in the implementation of policies.

Key Statistics

According to a 2022 report by the World Bank, approximately 30% of public projects in developing countries experience significant implementation delays, often requiring policy adjustments.

Source: World Bank, 2022

A study by the Administrative Conference of the United States (ACUS) found that approximately 60% of policy failures are attributable to implementation challenges.

Source: ACUS, 2015

Examples

Aadhaar Scheme

The implementation of the Aadhaar scheme faced numerous challenges related to data privacy, exclusion, and technical glitches. The government responded by issuing multiple clarifications, amendments to the Aadhaar Act, and operational guidelines, demonstrating policy-making during administration.

Frequently Asked Questions

Does this mean policy formulation is less important?

No, policy formulation remains crucial for setting broad goals and providing a framework for action. However, it must be a flexible framework that allows for adaptation and learning during implementation.

Topics Covered

Public AdministrationPolitical ScienceGovernancePolicy CycleImplementation ScienceBureaucracy