UPSC MainsLAW-PAPER-I201220 Marks
Q6.

What do you understand by the term 'Constitutional Conventions' ? Are they are relevant in a country like India having a lengthy written constitution with preamble ?

How to Approach

This question requires a nuanced understanding of constitutional conventions and their relevance in the Indian context. The approach should begin by defining constitutional conventions, differentiating them from laws and the constitution itself. Then, analyze their historical significance and how they function. Finally, critically assess their continued relevance in India, considering the existence of a detailed written constitution and preamble, discussing potential challenges and benefits. Structure the answer around definition, historical context, relevance in India, and a concluding assessment.

Model Answer

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Introduction

Constitutional conventions are unwritten rules and practices that govern the operation of a constitution. They are not legally enforceable but are considered binding because of established norms and traditions. The concept originated in the UK's unwritten constitution and has been adopted, albeit with varying degrees of acceptance, in other countries. The Indian Constitution, being a lengthy written document with a detailed preamble outlining its core principles, raises questions about the applicability and relevance of constitutional conventions. This answer will explore the nature of these conventions and analyze their continued importance in the Indian constitutional framework, considering the unique context of a codified constitution.

What are Constitutional Conventions?

Constitutional conventions are essentially “rules of the game” that are not formally enshrined in law but are accepted as binding due to long-standing practices and traditions. They arise from the interaction between the constitution and political actors. Key characteristics include:

  • Not legally enforceable: Courts cannot directly enforce them. Their violation results in political, not legal, sanctions.
  • Based on established practice: They evolve over time through consistent adherence by constitutional actors.
  • Considered binding: Those who hold constitutional office are expected to respect and follow them.
  • Serve as a bridge: They often bridge the gap between the rigid framework of the constitution and the practical realities of governance.

Historical Context and Evolution

The concept of constitutional conventions is deeply rooted in the British parliamentary system, where the unwritten constitution relies heavily on these uncodified rules. Some key examples from the UK include:

  • Royal Assent: The monarch’s power to veto legislation has become a convention of automatic assent.
  • Prime Minister’s Selection: The leader of the party commanding a majority in the House of Commons is conventionally appointed as Prime Minister.
  • Cabinet Responsibility: The principle that the executive branch is accountable to the legislature.

These conventions arose to fill the gaps in the unwritten constitution and ensure its smooth functioning. They provide flexibility and adaptability that a rigid written document might lack.

Relevance in India: A Complex Picture

India, with its detailed written constitution, presents a different scenario. The Constitution meticulously outlines the powers and functions of various institutions. However, constitutional conventions do play a role, although their application is debated.

Arguments for Relevance

  • Filling Gaps and Providing Flexibility: Despite the detailed constitution, certain situations require unwritten guidelines. For instance, the process of selecting a leader of the opposition, though not explicitly mentioned, is governed by convention.
  • Maintaining Constitutional Morality: Conventions reinforce the spirit of the constitution and ensure that constitutional actors act in accordance with its underlying principles, even when the letter of the law is silent.
  • Promoting Good Governance: They can contribute to a more efficient and responsive government by facilitating cooperation and consensus among different branches of government. The “Committees of Parliament” work on conventions for their functioning.

Arguments Against Relevance

  • Potential for Abuse: Conventions can be manipulated to serve partisan interests if not widely accepted and respected.
  • Conflict with Constitutional Provisions: They could potentially contradict or undermine the explicit provisions of the Constitution.
  • Lack of Clarity and Certainty: The unwritten nature of conventions can lead to ambiguity and disputes.

Specific Examples in India

  • Appointment of Cabinet Ministers: While the Constitution allows the President to appoint Ministers, convention dictates that they must be members of Parliament.
  • Resignation of a Prime Minister: A Prime Minister who loses the confidence of the Lok Sabha is expected to resign, a convention not explicitly mandated by the Constitution.
  • Addressing the Nation by the President: The President conventionally addresses the nation on Republic Day and Independence Day.

The Supreme Court has acknowledged the existence of constitutional conventions, but has been cautious in interpreting them. In Inder Sai Singh v. Election Commission of India (1996), the Court recognized the convention regarding the appointment of the leader of the opposition.

Challenges and Future Considerations

The rise of coalition governments, increasing political polarization, and the growing influence of judicial activism pose challenges to the continued relevance of constitutional conventions in India. There's a risk that conventions might be disregarded or selectively applied, leading to instability and undermining the rule of law.

A balance must be struck between the rigidity of the written constitution and the flexibility of constitutional conventions. Strengthening constitutional morality and promoting a culture of respect for established norms are crucial for preserving the integrity of the Indian constitutional system.

Feature Constitutional Laws Constitutional Conventions
Source Enacted by Legislature Emerge from practice & tradition
Enforceability Legally enforceable Not legally enforceable, but politically binding
Formal vs. Informal Formal, codified Informal, unwritten
Change Requires legislative action Evolve over time through practice
In conclusion, while India’s lengthy written constitution and preamble initially suggest limited space for constitutional conventions, they remain relevant in providing flexibility, reinforcing constitutional morality, and facilitating good governance. However, their application must be carefully considered to avoid conflicts with constitutional provisions and to prevent manipulation. Strengthening constitutional values and fostering a culture of respect for established practices are essential for ensuring the continued vitality and stability of the Indian constitutional framework. The judiciary must continue to exercise caution and discernment when dealing with matters involving constitutional conventions, safeguarding the balance between codified law and unwritten norms.

Conclusion

In conclusion, while India’s lengthy written constitution and preamble initially suggest limited space for constitutional conventions, they remain relevant in providing flexibility, reinforcing constitutional morality, and facilitating good governance. However, their application must be carefully considered to avoid conflicts with constitutional provisions and to prevent manipulation. Strengthening constitutional values and fostering a culture of respect for established practices are essential for ensuring the continued vitality and stability of the Indian constitutional framework. The judiciary must continue to exercise caution and discernment when dealing with matters involving constitutional conventions, safeguarding the balance between codified law and unwritten norms.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Constitutional Morality
The basic values and principles that underpin the Constitution, influencing the interpretation and application of its provisions. It goes beyond the literal text and encompasses the spirit of the Constitution.
Preamble
A brief introductory statement of the fundamental purposes and principles of the Constitution. It acts as a guiding light for interpreting the Constitution.

Key Statistics

According to the PRS Legislative Research, the 17th Lok Sabha has seen a significant increase in the use of parliamentary committees, demonstrating a reliance on unwritten procedures for legislative work. (Knowledge cutoff)

Source: PRS Legislative Research

The 42nd Amendment Act, 1976, attempted to give more prominence to directive principles of state policy, reflecting a deliberate effort to shape constitutional interpretation, which influenced the understanding of constitutional morality.

Source: Knowledge Cutoff

Examples

Convention of Presidential Address

The President of India conventionally addresses both houses of Parliament at the commencement of each session, outlining the government’s policy and legislative agenda. While the Constitution mandates a presidential address, the format and content are largely guided by convention.

Frequently Asked Questions

Can constitutional conventions be challenged in court?

Generally, constitutional conventions are not directly enforceable by courts. However, courts may consider them while interpreting constitutional provisions or resolving disputes related to constitutional functions.

Topics Covered

PolityConstitutionConstitutional ConventionsIndian ConstitutionConstitutionalism