UPSC MainsGENERAL-STUDIES-PAPER-IV2013 Marks
Q21.

The PIO could proceed on leave and leave the matter to be dealt by his successor in office or request for transfer of the application to another PIO.

How to Approach

This question pertains to the ethical and legal responsibilities of a Public Information Officer (PIO) under the Right to Information (RTI) Act, 2005. The answer should focus on analyzing the options available to a PIO when faced with a situation where they are unable to handle an RTI application immediately. It requires a discussion of the legal provisions, ethical considerations, and practical implications of each option – proceeding on leave versus requesting a transfer. The structure should involve defining the PIO’s role, outlining the legal framework, analyzing the pros and cons of each option, and concluding with a balanced perspective.

Model Answer

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Introduction

The Right to Information (RTI) Act, 2005, is a landmark legislation in India promoting transparency and accountability in governance. Central to its effective implementation is the Public Information Officer (PIO), designated under Section 5 of the Act. The PIO is the primary point of contact for citizens seeking information. However, situations may arise where a PIO needs to be absent or is unable to process an application due to various reasons. The Act allows for certain procedures in such cases, specifically the options of proceeding on leave or requesting a transfer of the application to another PIO. This answer will analyze the ethical and legal implications of each option, evaluating their suitability in different scenarios.

Understanding the PIO’s Role and Legal Framework

The PIO is responsible for receiving RTI applications, providing information, and dealing with first appeals. Section 5(1) of the RTI Act mandates every public authority to designate PIOs. Section 5(2) specifies that a PIO shall provide information within 30 days of the application. The Act doesn’t explicitly prohibit a PIO from proceeding on leave, but it emphasizes the continuous availability of information. The spirit of the Act is to ensure citizens’ right to information is not hindered by administrative inconveniences.

Option 1: Proceeding on Leave

A PIO proceeding on leave while an RTI application is pending raises several concerns.

  • Ethical Concerns: Leaving an application unattended can be seen as a dereliction of duty and a disregard for the citizen’s right to information. It can create a perception of deliberate delay or obstruction.
  • Legal Implications: While not explicitly illegal, it can be construed as a violation of the Act’s spirit, potentially leading to complaints to the Information Commission. Section 18(2) of the RTI Act empowers the Information Commission to impose penalties for delays or denial of information.
  • Practical Challenges: Without proper handover procedures, the application might get lost or delayed, causing inconvenience to the applicant. The successor PIO may not be fully briefed on the case, leading to further delays.

However, in unforeseen circumstances like medical emergencies, proceeding on leave might be unavoidable. In such cases, a clear handover note and delegation of authority to a designated officer are crucial.

Option 2: Requesting Transfer of the Application

Requesting a transfer of the application to another PIO, as per Section 6(3) of the RTI Act, is a more legally sound and ethically responsible approach.

  • Legal Basis: Section 6(3) allows a PIO to transfer an application to another PIO if the information sought relates to another public authority. Even if the information is within the same department, a transfer can be requested with proper justification (e.g., specialized knowledge required).
  • Ethical Advantages: This ensures the application is handled by someone capable of providing the information promptly. It demonstrates a commitment to fulfilling the citizen’s right to information.
  • Procedural Requirements: The PIO must inform the applicant about the transfer and the name and designation of the new PIO. The time limit for providing information restarts from the date the application is received by the new PIO.

However, frequent transfers can also lead to delays and confusion. The PIO should ensure the transfer is justified and the new PIO is adequately informed about the case.

Comparative Analysis

Feature Proceeding on Leave Requesting Transfer
Legal Standing Potentially problematic; violates the spirit of the Act Legally permissible under Section 6(3)
Ethical Considerations Dereliction of duty; potential obstruction of information Demonstrates commitment to transparency and accountability
Practical Implications Potential for delays, loss of application, lack of continuity Ensures application is handled by a competent officer; requires proper handover
Applicant Awareness Applicant may be unaware of the delay and reason Applicant must be informed of the transfer and new PIO details

Best Practices and Recommendations

To ensure effective RTI implementation, PIOs should prioritize the following:

  • Proactive Disclosure: Maximize proactive disclosure of information under Section 4 of the RTI Act to reduce the number of applications.
  • Capacity Building: Regularly train PIOs on the provisions of the RTI Act and best practices for handling applications.
  • Handover Procedures: Establish clear handover procedures for applications when a PIO is absent or transferred.
  • Timely Response: Strive to respond to applications within the stipulated time limit, even if it requires seeking assistance from other departments.

Conclusion

In conclusion, while a PIO may face situations requiring absence, proceeding on leave with a pending RTI application is ethically questionable and potentially legally problematic. Requesting a transfer of the application to another PIO, as provided under Section 6(3) of the RTI Act, is the more responsible and legally sound option. This ensures the citizen’s right to information is upheld, and the application is handled efficiently. Public authorities must prioritize transparency, accountability, and capacity building to strengthen the RTI regime and foster good governance.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Right to Information (RTI)
A legal right of citizens to access information held by public authorities, designed to promote transparency and accountability in governance.
Public Authority
Any organization or body established or constituted by the government, including departments, ministries, corporations, and public sector undertakings.

Key Statistics

According to the Annual Report 2022-23 of the Department of Personnel and Training (DoPT), over 6.25 million RTI applications were filed across India.

Source: DoPT Annual Report 2022-23

As of 2021, the Central Information Commission (CIC) had disposed of over 2.5 lakh cases since the inception of the RTI Act in 2005.

Source: CIC Annual Report 2021

Examples

The Noida Authority RTI Case

In 2019, the Noida Authority was penalized by the Uttar Pradesh Information Commission for deliberately delaying the response to an RTI application regarding land allocation details. This highlights the consequences of non-compliance with the RTI Act.

Frequently Asked Questions

What happens if the PIO fails to respond to an RTI application within the stipulated time?

The applicant can file a complaint with the Information Commission, which can impose penalties on the PIO and direct the public authority to provide the information.

Topics Covered

EthicsGovernanceLawAccountabilityResponsibilityAvoidance