UPSC MainsSOCIOLOGY-PAPER-II201315 Marks200 Words
Q21.

Write an analytical note on slums in cities.

How to Approach

This question requires a sociological understanding of slums, moving beyond a purely descriptive approach. The answer should analyze the causes, consequences, and sociological dimensions of slums in urban areas. Structure the answer by defining slums, discussing their socio-economic drivers, outlining their impact on social structures, and finally, touching upon policy responses. Focus on the interplay of factors like poverty, migration, governance, and social exclusion. A balanced approach acknowledging both the challenges and the resilience of slum dwellers is crucial.

Model Answer

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Introduction

Slums, often characterized by inadequate housing, lack of basic services, and overcrowding, represent a stark reality of rapid urbanization, particularly in developing countries like India. Defined by the UN-Habitat as areas where inhabitants live under conditions of adversity, including unsanitary living conditions, inadequate access to safe drinking water, and insecure tenure, slums are not merely a housing problem but a complex social phenomenon. According to the 2011 Census, approximately 17.3% of India’s urban population resides in slums, highlighting the scale of this challenge. The growth of slums is intrinsically linked to socio-economic inequalities, rural-urban migration, and failures in urban planning.

Understanding the Genesis of Slums

The formation of slums is a multi-faceted process driven by a confluence of factors:

  • Economic Factors: Poverty and lack of employment opportunities in rural areas push people to migrate to cities in search of livelihoods. The informal sector, which often lacks adequate wages and social security, absorbs a large portion of this migrant population, forcing them to reside in low-cost, substandard housing.
  • Social Factors: Social exclusion based on caste, religion, and gender contributes to the marginalization of certain groups, limiting their access to housing and other resources.
  • Political Factors: Ineffective urban planning, corruption, and lack of affordable housing policies exacerbate the problem. Land grabbing and illegal construction further contribute to the proliferation of slums.
  • Demographic Factors: High population growth rates and natural increase within existing slum settlements contribute to overcrowding and deterioration of living conditions.

Sociological Dimensions of Slum Life

Slums are not simply physical spaces; they are complex social ecosystems with unique characteristics:

  • Social Networks & Community: Despite the hardships, strong social networks and community bonds often develop within slums, providing mutual support and coping mechanisms.
  • Informal Economy: Slums are hubs of informal economic activity, providing livelihoods for a significant portion of the urban population. This includes street vending, waste picking, and small-scale manufacturing.
  • Social Deviance & Crime: Poverty, unemployment, and lack of opportunities can contribute to higher rates of social deviance and crime in slum areas.
  • Health & Sanitation: Overcrowding, lack of access to clean water and sanitation, and poor waste management lead to increased vulnerability to diseases and health problems.
  • Education & Social Mobility: Limited access to quality education and healthcare hinders social mobility and perpetuates the cycle of poverty.

Policy Responses and Challenges

The Indian government has implemented various policies to address the issue of slums, with varying degrees of success:

Policy/Scheme Year Key Features Limitations
National Slum Development Programme (NSDP) 1996 Provides financial assistance to states for slum improvement and rehabilitation. Slow implementation, inadequate funding, and lack of coordination between different agencies.
Basic Services to the Urban Poor (BSUP) 2009 (JNNURM) Focused on providing basic amenities like water supply, sanitation, and waste management in slums. Land acquisition issues, displacement of slum dwellers, and lack of community participation.
Pradhan Mantri Awas Yojana – Urban (PMAY-U) 2015 Aims to provide affordable housing for all by 2022, including in-situ slum redevelopment. Challenges in identifying eligible beneficiaries, securing land, and ensuring affordability.

In-situ upgrading, which involves improving living conditions within existing slum settlements, is increasingly recognized as a more sustainable and humane approach than forced eviction and relocation. However, this requires strong political will, community participation, and adequate financial resources.

Conclusion

Slums are a complex social problem reflecting deep-rooted inequalities and systemic failures in urban governance. Addressing this challenge requires a holistic approach that goes beyond mere physical upgrading. It necessitates inclusive urban planning, affordable housing policies, investment in basic services, and empowerment of slum dwellers. A rights-based approach, recognizing the dignity and agency of slum residents, is crucial for achieving sustainable and equitable urban development. The future of Indian cities hinges on our ability to integrate slums into the formal urban fabric and provide opportunities for all citizens to thrive.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Informal Sector
The part of the economy that is not taxed or regulated by the government. It includes activities like street vending, waste picking, and small-scale manufacturing, often providing livelihoods for those excluded from the formal economy.
In-situ Upgrading
The process of improving living conditions within existing slum settlements, rather than relocating residents. This involves providing basic services, upgrading infrastructure, and securing tenure rights.

Key Statistics

As per the 2011 Census, 65.5 million people lived in slums in India, constituting 17.3% of the urban population.

Source: Census of India, 2011

According to a 2018 report by the National Institute of Urban Affairs (NIUA), approximately 90% of urban slums in India lack access to basic sanitation facilities.

Source: National Institute of Urban Affairs (NIUA), 2018 (Knowledge Cutoff)

Examples

Dharavi Slum, Mumbai

Dharavi, one of Asia's largest slums, is a prime example of a self-sustaining urban ecosystem with a thriving informal economy. Despite its challenging living conditions, Dharavi boasts a diverse range of small-scale industries and a strong sense of community.

Frequently Asked Questions

What is the difference between a slum and a squatter settlement?

While often used interchangeably, a slum typically refers to areas with dilapidated housing and inadequate infrastructure, even if residents have some form of tenure. A squatter settlement, on the other hand, refers to areas where residents occupy land illegally without any legal claim.

Topics Covered

Urban DevelopmentSocial IssuesUrban PovertyHousingSlum Development