UPSC MainsECONOMICS-PAPER-I201510 Marks150 Words
Q3.

State Okun's law and find out the expectations-augmented Phillips curve.

How to Approach

This question requires a concise explanation of two macroeconomic concepts: Okun's Law and the Expectations-Augmented Phillips Curve. The approach should be to first define Okun's Law, explaining the inverse relationship between unemployment and GDP growth. Then, explain the traditional Phillips Curve and how expectations augmentation modifies it, leading to the Long-Run Phillips Curve. Focus on the mathematical representation where possible to demonstrate understanding. Structure the answer by defining each concept separately and then linking them conceptually.

Model Answer

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Introduction

Macroeconomic stability is a cornerstone of economic policy, and understanding the relationships between key variables like inflation and unemployment is crucial. Okun's Law and the Phillips Curve are two fundamental concepts in this regard. Okun's Law, formulated by Arthur Okun in the 1960s, describes the empirical relationship between changes in unemployment and economic growth. The traditional Phillips Curve, observed in the 1950s and 60s, suggested a stable inverse relationship between inflation and unemployment. However, this relationship broke down in the 1970s, leading to the development of the expectations-augmented Phillips Curve, which incorporates rational expectations.

Okun's Law

Okun's Law states that there is an inverse relationship between changes in unemployment and changes in a country's GDP. Mathematically, it is often expressed as:

ΔU = -β(ΔY - Ŷ)

Where:

  • ΔU = Change in the unemployment rate
  • ΔY = Change in GDP
  • Ŷ = Potential GDP (the level of GDP when the economy is at full employment)
  • β = Okun's coefficient (typically between 0.3 and 0.5 for the US economy, varies across countries)

This equation implies that for every 1% increase in unemployment, GDP will fall by approximately β percent. For example, if β = 0.5, a 1% rise in unemployment would lead to a 0.5% decrease in GDP. The law is an empirical observation and doesn't hold perfectly, but it provides a useful rule of thumb for policymakers.

The Phillips Curve

The original Phillips Curve, based on data from the UK in the 1950s, showed a stable inverse relationship between wage inflation and unemployment. This was later interpreted as a relationship between price inflation and unemployment. The equation is:

π = α - βU

Where:

  • π = Inflation rate
  • U = Unemployment rate
  • α and β are constants

This suggests that lower unemployment is associated with higher inflation, and vice versa. However, this relationship proved unstable in the 1970s with the occurrence of stagflation (high inflation and high unemployment simultaneously).

The Expectations-Augmented Phillips Curve

Milton Friedman and Edmund Phelps independently argued that the original Phillips Curve was flawed because it did not account for expectations. They proposed the expectations-augmented Phillips Curve:

π = πe - β(U - Un)

Where:

  • π = Actual inflation rate
  • πe = Expected inflation rate
  • U = Actual unemployment rate
  • Un = Natural rate of unemployment (also known as the non-accelerating inflation rate of unemployment - NAIRU)
  • β = a constant

This equation states that actual inflation is equal to expected inflation minus a term that depends on the difference between actual and natural unemployment. If unemployment falls below the natural rate, inflation will accelerate. In the long run, the economy will settle at the natural rate of unemployment, regardless of the inflation rate. This is represented by the Long-Run Phillips Curve, which is vertical at the natural rate of unemployment. Rational expectations theory further refines this, suggesting individuals use all available information to form their expectations, making it harder for policymakers to exploit short-run trade-offs between inflation and unemployment.

Conclusion

Okun's Law and the Phillips Curve, particularly in its expectations-augmented form, are vital tools for understanding macroeconomic dynamics. While Okun's Law provides a link between output and labor markets, the Phillips Curve highlights the complex relationship between inflation and unemployment. The expectations-augmented version acknowledges the role of expectations in shaping inflation, limiting the scope for sustained trade-offs between these two key macroeconomic variables. Policymakers must consider these relationships when formulating monetary and fiscal policies to achieve stable economic growth and price stability.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

NAIRU
Non-Accelerating Inflation Rate of Unemployment. The level of unemployment below which inflation will begin to increase. Also known as the natural rate of unemployment.
Rational Expectations
The theory that individuals make decisions based on their rational assessment of all available information, including knowledge of how the economy works.

Key Statistics

In the US, the NAIRU is estimated to be around 4.5-5.5% (as of late 2023/early 2024).

Source: Congressional Budget Office (CBO), 2024

India's unemployment rate was 7.8% in January 2024.

Source: Centre for Monitoring Indian Economy (CMIE), February 2024

Examples

Stagflation of the 1970s

The oil shocks of the 1970s led to both rising inflation and rising unemployment in many developed economies, demonstrating the breakdown of the original Phillips Curve and the need for the expectations-augmented version.

Frequently Asked Questions

Can policymakers permanently reduce unemployment by increasing inflation?

No, according to the expectations-augmented Phillips Curve, any attempt to reduce unemployment below the natural rate through higher inflation will only lead to accelerating inflation in the long run. The economy will eventually return to the natural rate of unemployment.

Topics Covered

EconomyMacroeconomicsInflationUnemploymentMonetary Policy