UPSC MainsECONOMICS-PAPER-I201610 Marks150 Words
Q5.

Examine Kaldor and Kalecki theory of distribution.

How to Approach

This question requires a comparative analysis of Kaldor and Kalecki’s theories of distribution. The answer should begin by briefly outlining the classical and Keynesian views on distribution as a backdrop. Then, detail Kaldor’s theory focusing on the role of capital accumulation and technical progress, and Kalecki’s theory emphasizing the role of degree of monopoly and worker’s bargaining power. A comparison highlighting similarities and differences is crucial. Structure the answer into introduction, body (Kaldor, Kalecki, comparison), and conclusion.

Model Answer

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Introduction

The theory of distribution, concerning how national income is divided among factors of production – land, labour, capital, and entrepreneurship – has evolved significantly. Classical economists like Ricardo focused on land rent and diminishing returns, while Keynesian economics largely ignored distribution, treating wages as determined by institutional factors. However, post-Keynesian economists like Nicholas Kaldor and Michał Kalecki offered distinct, dynamic theories of distribution, attempting to explain how wage shares and profit shares are determined in a growing economy. Both theories challenged the neoclassical assumption of perfectly competitive markets and emphasized the role of macroeconomic forces in shaping income distribution.

Kaldor’s Theory of Distribution

Nicholas Kaldor (1961) proposed a theory of distribution based on the dynamics of capital accumulation and technical progress. His central argument is that the long-run share of profits is determined by the rate of capital accumulation. Kaldor identified three ‘stylized facts’ of capitalist economies:

  • Constant Wage Share: Over long periods, the wage share in national income tends to remain relatively stable.
  • Constant Capital-Output Ratio: The ratio of capital stock to output also tends to be stable.
  • Normal Rate of Profit: A tendency towards a normal rate of profit exists across industries.

Kaldor argued that if the rate of profit rises, it incentivizes investment and capital accumulation. This increased capital stock, combined with a constant capital-output ratio, leads to faster output growth. However, faster output growth eventually reduces the rate of profit back to its normal level due to increased competition. Conversely, a fall in profits discourages investment, slowing capital accumulation and eventually restoring the rate of profit. Technical progress, while increasing productivity, doesn’t fundamentally alter the distribution as it affects both capital and labour proportionally.

Kalecki’s Theory of Distribution

Michał Kalecki (1939) offered a different perspective, focusing on the power relationships between workers and capitalists. Kalecki argued that the wage share is determined by the ‘degree of monopoly’ – the extent to which firms can influence prices. He distinguished between:

  • Price Makers: Firms with significant market power (oligopolies or monopolies) can raise prices above marginal cost, earning higher profits.
  • Price Takers: Firms in competitive industries have little control over prices and earn normal profits.

Kalecki posited that workers’ bargaining power, influenced by factors like trade union strength and the level of employment, plays a crucial role. Higher employment strengthens workers’ bargaining position, allowing them to demand higher wages. However, firms with a higher degree of monopoly are better able to resist these wage demands by passing on increased costs to consumers through higher prices. Therefore, a higher degree of monopoly leads to a lower wage share and a higher profit share. Kalecki also emphasized the role of ‘workers’ capital’ – the portion of profits saved by workers – in influencing the level of effective demand and investment.

Comparison of Kaldor and Kalecki

Feature Kaldor’s Theory Kalecki’s Theory
Key Determinant of Distribution Rate of capital accumulation and technical progress Degree of monopoly and workers’ bargaining power
Role of Investment Investment is driven by profit expectations and influences capital accumulation Investment is influenced by effective demand, which is affected by workers’ savings
Market Structure Assumes a relatively stable market structure Emphasizes the importance of market power and the degree of monopoly
Wage Share Determined by the dynamics of capital accumulation Determined by the balance of power between workers and capitalists

While both theories offer dynamic explanations of distribution, they differ in their emphasis. Kaldor focuses on the supply side – capital accumulation – while Kalecki focuses on the demand side and power relations. Both theories, however, reject the neoclassical assumption of perfect competition and recognize the importance of macroeconomic factors in shaping income distribution. They are not mutually exclusive; both mechanisms can operate simultaneously.

Conclusion

Both Kaldor and Kalecki’s theories provide valuable insights into the complexities of income distribution in capitalist economies. Kaldor’s emphasis on capital accumulation highlights the importance of investment and technological change, while Kalecki’s focus on monopoly power and bargaining power underscores the role of institutional factors and class struggle. Understanding these theories is crucial for formulating policies aimed at achieving a more equitable distribution of income and promoting sustainable economic growth. Contemporary debates on rising inequality often draw upon these frameworks to analyze the underlying forces at play.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Degree of Monopoly
The extent to which firms have control over prices and output in a market, reflecting the level of competition. Higher degree of monopoly implies less competition and greater market power.
Stylized Facts
Empirical regularities observed in economic data that are consistently present across different countries and time periods, forming the basis for theoretical models.

Key Statistics

According to the World Inequality Database (2023), the share of income held by the top 1% globally is around 38%, indicating significant income inequality.

Source: World Inequality Database (2023)

India's Gini coefficient, a measure of income inequality, was 53.5 in 2011-12 (National Sample Survey Office), indicating high levels of income disparity.

Source: National Sample Survey Office (2011-12)

Examples

The Rise of Tech Giants

The increasing market dominance of tech companies like Amazon, Google, and Apple exemplifies Kalecki’s concept of the degree of monopoly. Their ability to influence prices and accumulate substantial profits demonstrates the impact of market power on income distribution.

Frequently Asked Questions

How do these theories relate to the Phillips Curve?

Both theories have implications for the Phillips Curve. Kalecki’s theory suggests that stronger worker bargaining power (lower unemployment) can lead to higher wages and potentially inflation, while Kaldor’s theory suggests that investment driven by profit expectations can also contribute to economic growth and potentially inflation.

Topics Covered

EconomicsMacroeconomicsDistributionIncome DistributionWagesProfits