UPSC MainsLAW-PAPER-I201610 Marks
Q1.

Explain the concept of 'Federalism' as incorporated in the Indian Constitution.

How to Approach

This question requires a nuanced understanding of federalism and its implementation in India. The approach should begin by defining federalism and contrasting it with unitary systems. Then, meticulously detail the features of Indian federalism as enshrined in the Constitution, highlighting both cooperative and competitive federalism aspects. Discuss the evolving nature of Indian federalism, including amendments and judicial interpretations. Finally, briefly touch upon the challenges and future directions. A table comparing Unitary and Federal systems will enhance clarity.

Model Answer

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Introduction

Federalism, derived from the Latin word "foedus" meaning "treaty," is a system of government where power is divided between a central authority and constituent political units (states or provinces). Unlike a unitary system where the central government holds supreme power, federalism ensures a degree of autonomy for regional entities. The Indian Constitution, adopted in 1950, established a federal structure, albeit with a significant unitary bias, born out of the need for national unity and socio-economic development in a diverse country. The 73rd and 74th Constitutional Amendments, alongside judicial pronouncements, have continually shaped the contours of this unique federal experiment.

Understanding Federalism: A Global Perspective

Federalism aims to balance the need for national unity with the desire for regional autonomy. The core principle is the division of powers between different levels of government, each possessing its own sphere of authority. Key features include a written constitution, a bicameral legislature (often with representation from constituent units), and an independent judiciary to resolve disputes.

Indian Federalism: Constitutional Provisions

The Indian Constitution embodies federalism through several provisions:

  • Division of Powers: Article 1 of the Constitution defines the territory of India. Schedule VII lists the subjects of legislation, dividing them into Union List (for national subjects), State List (for state subjects), and Concurrent List (where both Union and States can legislate).
  • Written Constitution: The Constitution clearly defines the powers and functions of the Union and State governments, minimizing ambiguity.
  • Bicameral Legislature: The Rajya Sabha (Council of States) represents the states, ensuring their voice in the Parliament.
  • Independent Judiciary: The Supreme Court and High Courts interpret the Constitution and resolve disputes between the Union and States or among the States themselves. Article 368 outlines the amendment process, requiring ratification by a majority of state legislatures.
  • Rigid Constitution: While amendable, the process is more complex than in unitary systems, reflecting the need for consensus among different levels of government.

Features Reflecting a Unitary Bias

Despite the federal structure, the Indian Constitution incorporates features indicative of a strong central government:

  • Emergency Provisions: Articles 352, 356, and 370 allow the Union government to assume greater control during emergencies, essentially overriding state autonomy.
  • Integrated Judiciary: A single, integrated judiciary with the Supreme Court at the apex, rather than separate state judiciaries, strengthens central authority.
  • Appointment of Governors: While the Governor is the representative of the State, their appointment by the President (acting on the advice of the Union government) can be perceived as a tool for central control.
  • Financial Powers: The Union government has significant control over financial resources through taxation and distribution of revenue.

Evolution of Indian Federalism: Cooperative and Competitive Federalism

The relationship between the Union and States has evolved over time, oscillating between cooperative and competitive federalism:

  • Cooperative Federalism (Early Phase): Initially, emphasis was on cooperation and consensus-building, particularly during the planning era. The Inter-State Council (reconstituted in 1990) aims to promote coordination and deliberation.
  • Competitive Federalism (Post-Liberalization): Economic liberalization and increased competition among states led to a greater emphasis on state-level initiatives and performance. The concept of ‘healthy competition’ among states emerged, encouraging them to attract investment and improve governance.
  • Fiscal Federalism: The Finance Commission, constituted every five years, recommends the distribution of tax revenues between the Union and States, impacting their financial autonomy.

Contemporary Challenges and Future Directions

Indian federalism faces several challenges:

  • Imbalance of Power: The Union government often holds disproportionate power, impacting state autonomy.
  • Financial Disparities: Uneven distribution of resources and revenue generation capabilities creates imbalances among states.
  • Inter-State Disputes: Disputes over water sharing, boundaries, and other issues remain a persistent challenge.
  • Centre-State Relations: Issues of interference by the Union government in state affairs and delays in the implementation of state schemes often strain relations.

Future directions could include strengthening state finance, promoting greater decentralization, and fostering a more collaborative and equitable relationship between the Union and States.

Feature Unitary System Federal System
Power Distribution Centralized; Power rests with the central government. Divided between central and regional governments.
Constitution Often unwritten or flexible. Usually written and rigid.
Legislature Usually unicameral. Often bicameral.
Judiciary Centralized. Dual judiciary (central and state).
Example United Kingdom United States of America

Conclusion

In conclusion, Indian federalism represents a unique blend of federal and unitary features, reflecting the country’s historical context and developmental needs. While it has fostered national unity and economic progress, challenges related to power imbalance and financial disparities persist. Strengthening cooperative federalism through greater devolution of powers, enhanced financial autonomy for states, and a more responsive Inter-State Council is crucial for ensuring the long-term health and vibrancy of India’s federal structure. The evolving nature of the relationship requires continuous dialogue and adaptation to meet the changing needs of a dynamic nation.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Cooperative Federalism
A system where the Union and States work together to achieve common goals, emphasizing consensus and collaboration.
Competitive Federalism
A system where states compete with each other to attract investment, improve governance, and enhance economic performance.

Key Statistics

According to the 15th Finance Commission report (2021-26), the share of states in the Union government’s net tax revenues is approximately 41%.

Source: 15th Finance Commission Report

The Inter-State Council has held 27 meetings since its reconstitution in 1990.

Source: Ministry of Home Affairs, Government of India

Examples

NITI Aayog’s Initiatives

NITI Aayog (National Institution for Transforming India) promotes cooperative and competitive federalism through initiatives like the Sustainable Development Goals (SDG) Index and the Healthy States Progress Index, encouraging states to improve their performance.

GST Implementation

The Goods and Services Tax (GST) is a landmark example of cooperative federalism, requiring collaboration between the Union and State governments to implement and administer the tax system.

Frequently Asked Questions

What is the difference between Cooperative and Competitive Federalism?

Cooperative federalism emphasizes collaboration and consensus, while competitive federalism focuses on states striving to outperform each other.

How does the Governor’s role impact federalism?

The Governor's role, often influenced by the Union government, can either strengthen or undermine state autonomy, depending on how the power is exercised.

Topics Covered

PolityConstitutionFederalismConstitutional FrameworkCentre-State Relations