UPSC MainsPOLITICAL-SCIENCE-INTERANATIONAL-RELATIONS-PAPER-I201615 Marks
Q23.

Critically examine the role of Governor in recent times.

How to Approach

This question requires a critical assessment of the Governor’s role, moving beyond a purely constitutional description. The answer should analyze the evolution of the office, highlighting recent trends, controversies, and the impact of judicial pronouncements. Structure the answer by first outlining the constitutional provisions, then examining the historical role, followed by a detailed analysis of the recent trends (post-Sarkaria Commission), and finally, a critical evaluation of the challenges and potential reforms. Include relevant case laws and examples.

Model Answer

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Introduction

The Governor, as a representative of the Union Government in a state, occupies a unique position in the Indian federal structure. Originally envisioned as a titular head, the role has evolved significantly over time, particularly in the context of coalition governments and hung assemblies. Recent years have witnessed increased scrutiny of the Governor’s actions, with accusations of partisanship and exceeding constitutional limits. The office, enshrined in Articles 155-167 of the Constitution, has become a focal point of Centre-State relations, demanding a critical examination of its contemporary relevance and functioning.

Constitutional Provisions & Historical Context

The Constitution designates the Governor as the head of the state, appointed by the President (Article 155). The Governor’s powers can be broadly categorized into executive, legislative, judicial, and discretionary. Historically, the Governor’s role was largely ceremonial, adhering to the advice of the Council of Ministers. However, the exercise of discretionary powers, particularly during periods of political instability, has been a source of contention.

Evolution of the Governor’s Role: From Sarkaria to Present

The Sarkaria Commission (1988) provided significant recommendations regarding the Governor’s role, emphasizing neutrality and adherence to constitutional conventions. It advocated for consultation with the Chief Minister before appointing key officials and stressed the need for avoiding direct involvement in state politics. However, post-Sarkaria, several instances have demonstrated a deviation from these principles.

  • Coalition Era (1990s-2000s): Governors frequently played a crucial role in government formation, often invoking their discretionary powers. This led to accusations of bias and horse-trading.
  • Post-2014 Trends: A noticeable trend has been the increased involvement of Governors in state affairs, particularly in states ruled by opposition parties. This includes summoning assemblies for floor tests, delaying assent to bills, and reporting directly to the Centre on state governance.

Recent Controversies & Judicial Interventions

Several recent instances have brought the Governor’s role under intense scrutiny:

  • Maharashtra (2019): The Governor’s decision to invite Devendra Fadnavis to form the government despite lacking a clear majority, and the subsequent revocation of President’s Rule, was challenged in the Supreme Court.
  • Karnataka (2018): The Governor’s decision to invite B.S. Yeddyurappa to form the government despite not having a majority was also contested, ultimately leading to a floor test.
  • West Bengal (2022-2023): Frequent clashes between the Governor and the state government over various issues, including appointments to universities and the implementation of central schemes, highlighted the growing friction.

The Supreme Court, in several judgments, has reiterated the Governor’s duty to act on the aid and advice of the Council of Ministers, emphasizing that the Governor is not a substitute for the elected government. The S.R. Bommai v. Union of India (1994) case established limitations on the President’s (and by extension, the Governor’s) power to dismiss a state government.

Critical Evaluation: Challenges & Concerns

The contemporary role of the Governor faces several challenges:

  • Politicization of the Office: The appointment of Governors with political backgrounds raises concerns about their neutrality and impartiality.
  • Erosion of Federalism: Over-intervention by the Governor can undermine the autonomy of state governments and disrupt the federal balance.
  • Lack of Clear Guidelines: The absence of comprehensive guidelines on the exercise of discretionary powers creates ambiguity and opportunities for misuse.
  • Accountability Deficit: The Governor is not directly accountable to the state legislature, making it difficult to address instances of misconduct.

Potential Reforms

To address these challenges, several reforms have been suggested:

  • Constitutional Amendment: Clarifying the scope of discretionary powers and establishing a mechanism for accountability.
  • National Commission on Governors: Establishing a permanent commission to oversee the appointment and functioning of Governors.
  • Strengthening Constitutional Conventions: Reinforcing the principles of neutrality and adherence to the aid and advice of the Council of Ministers.

Conclusion

The role of the Governor in recent times has been marked by increasing politicization and controversies, raising concerns about the health of Indian federalism. While the office remains constitutionally important, its contemporary functioning necessitates critical evaluation and reform. Upholding the principles of neutrality, accountability, and adherence to constitutional conventions is crucial to ensure that the Governor serves as a bridge between the Centre and the states, rather than a source of conflict. A more clearly defined and ethically grounded role for the Governor is essential for strengthening the foundations of India’s democratic polity.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Aid and Advice
The constitutional principle that the Governor must generally act on the advice of the Council of Ministers headed by the Chief Minister. This is a cornerstone of the parliamentary system of government.
Discretionary Powers
The powers vested in the Governor to act independently of the Council of Ministers, typically in situations of political uncertainty or when no party has a clear majority. These powers are not explicitly defined in the Constitution and are subject to judicial review.

Key Statistics

As of November 2023, there are 31 Governors in India, including Lieutenant Governors.

Source: PRS Legislative Research (as of knowledge cutoff)

According to a study by the Association for Democratic Reforms (ADR), over 60% of appointed Governors have a political background.

Source: Association for Democratic Reforms (ADR) - data as of 2022 (knowledge cutoff)

Examples

Rajasthan Political Crisis (2020)

The Governor of Rajasthan was criticized for delaying a decision on a request for a floor test during a political crisis, leading to accusations of siding with the ruling party. The matter eventually went to the Supreme Court, which directed the Governor to decide on the request expeditiously.

Frequently Asked Questions

Can the Governor dismiss a state government?

While the Governor can recommend President’s Rule (Article 356) to the President, the power to actually dismiss a state government rests with the President. The Supreme Court in the S.R. Bommai case significantly curtailed the scope of Article 356, requiring compelling reasons for its invocation.

Topics Covered

Indian PolityGovernanceGovernorCentre-State RelationsConstitution