UPSC MainsPUBLIC-ADMINISTRATION-PAPER-II201610 Marks150 Words
Q16.

Justify the budgetary support to nationalized banks to overcome the crisis resulting out of Non-Performing Assets (NPA).

How to Approach

This question requires a nuanced understanding of the NPA crisis, the role of public sector banks (PSBs), and the rationale behind government recapitalization. The answer should justify budgetary support by linking it to financial stability, credit growth, and economic development. Structure the answer by first outlining the NPA problem, then explaining why PSBs need support, and finally, detailing the benefits of such support. Focus on the systemic importance of PSBs and the potential consequences of their failure.

Model Answer

0 min read

Introduction

The Indian banking sector, particularly Public Sector Banks (PSBs), has been grappling with the issue of Non-Performing Assets (NPAs) for over a decade. NPAs, defined as loans or advances where principal or interest payment remained overdue for 90 days or more, pose a significant threat to financial stability and economic growth. The crisis has been exacerbated by factors like aggressive lending during the economic boom, inadequate risk assessment, and wilful defaults. Consequently, budgetary support to recapitalize these banks has become a recurring feature, sparking debate about its efficacy and justification. This answer will explore the rationale behind providing budgetary support to nationalized banks to overcome the NPA crisis.

Understanding the NPA Crisis and its Impact

The NPA crisis originated from a combination of factors including the global financial crisis of 2008, policy paralysis, and infrastructure bottlenecks. This led to a slowdown in economic activity and the inability of borrowers to repay their loans. The problem was further compounded by issues like ‘evergreening’ of loans (restructuring to avoid classification as NPA) and inadequate monitoring of loan performance. High levels of NPAs erode bank profitability, reduce lending capacity, and increase the cost of credit, hindering investment and economic growth.

Why Budgetary Support for Nationalized Banks?

Budgetary support to nationalized banks is justified on several grounds:

  • Systemic Importance: PSBs control a significant share of the Indian banking sector’s assets (over 60% as of 2023, based on RBI data). Their failure could trigger a systemic crisis, impacting the entire financial system and the broader economy.
  • Financial Inclusion: PSBs play a crucial role in financial inclusion, particularly in rural and underserved areas. Recapitalization ensures their continued ability to provide credit to these sectors.
  • Credit Growth: Adequate capital allows PSBs to increase lending, supporting economic activity and job creation. Without recapitalization, banks become risk-averse and curtail lending.
  • Meeting Basel III Norms: International banking regulations, like Basel III, require banks to maintain a certain level of capital adequacy. Budgetary support helps PSBs meet these norms, enhancing their resilience.
  • Resolving the NPA Problem: Recapitalization provides PSBs with the resources to absorb losses from NPAs and pursue resolution mechanisms like the Insolvency and Bankruptcy Code (IBC) more effectively.

Mechanisms of Budgetary Support & Recent Trends

The government has employed various mechanisms to provide budgetary support, including:

  • Direct Capital Infusion: The government directly injects capital into PSBs. For example, in FY20-21, the government infused ₹20,000 crore into PSBs.
  • Issuance of Recapitalization Bonds: The government issues bonds to raise funds for recapitalization. In 2017-18, the government announced a ₹2.11 lakh crore recapitalization plan for PSBs, largely through the issuance of bonds.
  • Indradhanush Framework (2015): This framework aimed to improve the governance and performance of PSBs, including recapitalization based on performance.

Criticisms and Counterarguments

While justified, budgetary support is not without its critics. Concerns include:

  • Moral Hazard: Repeated recapitalization may create a moral hazard, encouraging banks to take on excessive risk knowing they will be bailed out.
  • Fiscal Burden: Recapitalization puts a strain on government finances, diverting resources from other important sectors.
  • Lack of Accountability: Critics argue that there is insufficient accountability for the mismanagement that led to the NPA crisis.

However, proponents argue that the systemic risks associated with allowing PSBs to fail outweigh these concerns. Furthermore, reforms in governance, risk management, and recovery mechanisms are being implemented alongside recapitalization to address these issues.

Year Capital Infusion (₹ Crore)
2017-18 2,11,000 (through bonds)
2019-20 70,000
2020-21 20,000

Conclusion

Budgetary support to nationalized banks to address the NPA crisis is a necessary, albeit imperfect, measure. While concerns about moral hazard and fiscal burden are valid, the systemic importance of PSBs and their role in financial inclusion necessitate government intervention. However, recapitalization must be accompanied by robust reforms in bank governance, risk management, and recovery mechanisms to ensure long-term sustainability and prevent a recurrence of the crisis. A holistic approach combining recapitalization with structural reforms is crucial for a healthy and resilient banking sector.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Non-Performing Asset (NPA)
An asset, typically a loan, which is classified as non-performing when payments of principal or interest are overdue for a period of 90 days or more.
Basel III
A set of international banking regulations developed by the Basel Committee on Banking Supervision, aimed at strengthening the regulation, supervision and risk management of the banking sector.

Key Statistics

Gross NPA ratio of Scheduled Commercial Banks (SCBs) declined to 3.2% in March 2024.

Source: Reserve Bank of India (RBI) - Financial Stability Report, July 2024 (Knowledge Cutoff: Sept 2024)

The total amount of NPAs in the Indian banking system peaked at ₹10.36 lakh crore in March 2018.

Source: Report on Trend and Progress of Banking in India, RBI (Knowledge Cutoff: Sept 2024)

Examples

IDBI Bank Recapitalization

In 2018, the government approved the recapitalization of IDBI Bank, which was struggling with high NPAs. This involved a combination of capital infusion and stake sale to a private sector bank.

Frequently Asked Questions

Is recapitalization the only solution to the NPA problem?

No, recapitalization is just one part of the solution. Other crucial steps include strengthening the IBC process, improving credit appraisal and monitoring, and addressing issues of governance and accountability within banks.

Topics Covered

EconomyFinanceBankingFinancial CrisisEconomic Policy