UPSC MainsGENERAL-STUDIES-PAPER-II201710 Marks150 Words
Q1.

The local self-government system in India has not proved to be effective instrument of governance." Critically examine the statement and give your views to improve the situation.

How to Approach

This question requires a critical assessment of the 73rd and 74th Constitutional Amendment Acts and their implementation. The answer should acknowledge both the successes and failures of local self-government in India. Structure the answer by first providing context, then outlining the shortcomings, followed by suggestions for improvement. Focus on issues like devolution of funds, functions, and functionaries; capacity building; and political interference. A balanced perspective is crucial.

Model Answer

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Introduction

The 73rd and 74th Constitutional Amendment Acts of 1992 aimed to institutionalize Panchayati Raj Institutions (PRIs) and Municipalities, respectively, as democratic units of self-governance. These amendments sought to address the long-standing issue of decentralization and empower local bodies to function as effective instruments of governance. However, despite over three decades of implementation, the effectiveness of these institutions remains a subject of debate. While PRIs and Municipalities have undoubtedly increased political participation at the grassroots level, their ability to function as truly effective instruments of governance is often hampered by various structural and functional challenges.

Challenges to Effective Local Self-Governance

Despite the constitutional mandate, several factors impede the effectiveness of local self-government in India:

  • Inadequate Devolution of Funds: State Finance Commissions (SFCs), mandated by Article 243-I, have often been ineffective in ensuring adequate and timely devolution of funds to PRIs and Municipalities. Reliance on centrally sponsored schemes creates dependency and reduces local autonomy. According to the 15th Finance Commission (2020-26), the share of states’ own tax revenue devolved to local bodies remains low.
  • Insufficient Devolution of Functions and Functionaries: Many states have been reluctant to transfer functions, funds, and functionaries to local bodies, hindering their ability to effectively address local needs. The ‘3Fs’ – Funds, Functions, and Functionaries – remain largely undelivered in many states.
  • Lack of Capacity Building: Elected representatives and officials at the local level often lack the necessary skills and training to effectively manage finances, plan development projects, and implement government schemes.
  • Political Interference: Frequent interference from state governments and bureaucrats in the functioning of PRIs and Municipalities undermines their autonomy and accountability. This includes superseding elected bodies and delaying elections.
  • Social Inequalities: Existing social inequalities, such as caste and gender discrimination, can limit the participation of marginalized groups in local governance and hinder equitable development.
  • Weak Accountability Mechanisms: Lack of robust mechanisms for social audit, transparency, and citizen participation weakens accountability and increases the scope for corruption.

Case of Kerala – A Relative Success

Kerala stands out as a relatively successful example of local self-governance due to its strong political will, consistent devolution of funds and functions, and emphasis on capacity building through the People’s Plan Campaign (PPC) initiated in 1996. PPC facilitated participatory planning and empowered local bodies to identify and address local needs effectively.

Improving the Situation

To enhance the effectiveness of local self-government, the following measures are crucial:

  • Strengthening State Finance Commissions: Empowering SFCs with greater autonomy and resources to ensure adequate and timely devolution of funds based on objective criteria.
  • Constitutionalizing the SFCs: Giving SFCs constitutional status similar to the Central Finance Commission would enhance their authority and independence.
  • Devolution of 3Fs: States must prioritize the devolution of functions, funds, and functionaries to PRIs and Municipalities, as envisioned in the 73rd and 74th Amendments.
  • Capacity Building Programs: Investing in comprehensive capacity building programs for elected representatives and officials at the local level, focusing on financial management, planning, and implementation.
  • Promoting Citizen Participation: Strengthening mechanisms for citizen participation, such as social audits, Right to Information (RTI), and participatory planning, to enhance transparency and accountability.
  • Electoral Reforms: Ensuring regular and timely elections to PRIs and Municipalities, and preventing undue political interference in their functioning.
  • Leveraging Technology: Utilizing technology to improve transparency, efficiency, and citizen engagement in local governance. e-governance initiatives can facilitate online access to information, grievance redressal, and participatory budgeting.
Challenge Proposed Solution
Inadequate Funds Strengthening SFCs, constitutionalizing them
Lack of Capacity Comprehensive training programs
Political Interference Ensuring regular elections, limiting state intervention

Conclusion

While the local self-government system in India has made significant strides in promoting democratic participation, its effectiveness as an instrument of governance remains limited by structural and functional challenges. Addressing these challenges through genuine devolution of powers, capacity building, and enhanced citizen participation is crucial to realizing the full potential of PRIs and Municipalities. A renewed commitment to the principles of decentralization and local autonomy is essential for building a more responsive, accountable, and equitable governance system in India.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Decentralization
Decentralization refers to the transfer of authority and responsibility from central government to lower levels, such as state and local governments, to promote greater autonomy and responsiveness.

Key Statistics

As of March 2023, there are 2.47 lakh Gram Panchayats in India.

Source: Ministry of Panchayati Raj, Annual Report 2022-23

According to a 2021 study by the PRS Legislative Research, only about 20% of centrally sponsored schemes are implemented directly by PRIs.

Source: PRS Legislative Research

Examples

Operation Flood

The success of Operation Flood (1970-1996) in increasing milk production was partly attributed to the involvement of local dairy cooperatives, demonstrating the potential of decentralized approaches to development.

Frequently Asked Questions

What is the role of the State Election Commission?

The State Election Commission (SEC) is responsible for conducting elections to PRIs and Municipalities. It ensures free and fair elections and addresses electoral disputes.

Topics Covered

PolityGovernancePanchayati RajLocal GovernanceConstitutional Amendments