UPSC MainsLAW-PAPER-I201915 Marks
Q12.

India that is 'Bharat', shall be a Union of States.” Explain. Do you think that the Indian Constitution is a Federal Constitution? Discuss with the help of decided cases.

How to Approach

This question requires a nuanced understanding of federalism and its manifestation in the Indian context. The approach should begin by defining federalism and contrasting it with unitary systems. The answer must then analyze the Indian Constitution, highlighting features supporting federalism (like division of powers) and those suggesting a tilt towards a unitary structure (like the Centre's overriding powers). Case law, particularly those concerning Centre-State relations, should be integrated to illustrate key legal principles. Finally, a balanced conclusion should assess the evolving nature of Indian federalism.

Model Answer

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Introduction

The Preamble of the Indian Constitution famously declares, "India that is Bharat, shall be a Union of States." This seemingly simple phrase encapsulates a complex constitutional arrangement. India inherited the legacy of British colonial rule, which initially favoured a unitary system. However, the Constitution-makers, drawing from experiences of other federal nations like the US and Canada, opted for a structure that aimed to balance the need for national unity with the recognition of diverse regional identities. This answer will explore the extent to which the Indian Constitution embodies a truly federal system, analyzing its features and relevant judicial pronouncements, while acknowledging the inherent tensions between unity and diversity.

Understanding Federalism and Unitary Systems

Federalism is a system of government where power is divided between a central authority and constituent political units (states or provinces). Key characteristics include a written constitution, division of powers, bicameral legislature (often), and an independent judiciary. A unitary system, conversely, concentrates power in a central government, which may delegate powers to local authorities but retains ultimate control. India’s structure sits somewhere in between these ideal types.

Features Supporting Federalism in the Indian Constitution

  • Division of Powers: The Constitution clearly demarcates legislative, executive, and judicial powers between the Union (Central) government and the States through Schedules 7, 9, and 12. List I deals with Union subjects (defence, foreign affairs), List II with State subjects (public health, local government), and List III with Concurrent subjects (criminal law, marriage).
  • Written Constitution: The Indian Constitution is a codified document outlining the structure of government and the distribution of powers, a hallmark of federal systems.
  • Bicameral Legislature: The Rajya Sabha (Council of States) represents the states, ensuring their voice in the Union Parliament.
  • Independent Judiciary: The Supreme Court acts as the interpreter of the Constitution and resolves disputes between the Union and the States, as well as between States.
  • Constitutional Amendment Process: Amendments to the Constitution require ratification by a majority of the states, ensuring their participation in constitutional changes. Article 368 outlines this process.

Features Suggesting a Unitary Bias

Despite the federal features, the Indian Constitution also contains elements that suggest a stronger centralizing tendency:

  • Centre’s Supremacy: Article 370, though now repealed for Jammu & Kashmir, historically granted special autonomy that demonstrated the potential for overriding state powers. The power to create and abolish states (Article 3) and to legislate on matters in the State List with the consent of the legislature (Article 372) further demonstrate this.
  • Integrated Judiciary: While the Supreme Court is independent, the state High Courts are integrated into a unified judicial system, overseen by the central government.
  • Appointment of Governors: The appointment of Governors to states by the President, acting on the advice of the Union government, can lead to perceived interference in state affairs.
  • Emergency Provisions: During emergencies (national or state), the Union government can assume greater control over state functions, effectively overriding state autonomy.

Landmark Case Laws

Several cases have shaped the understanding of federalism in India:

  • S.R. Bommai v. Union of India (1994): This case established the principle of judicial review of the President's proclamation of constitutional emergencies, limiting the Centre's power to interfere with state governments. The Supreme Court held that the imposition of President's Rule must be based on objective materials and not on political considerations.
  • Krishna Kumar Singh v. State of Bihar (2001): The Supreme Court clarified the power of the Parliament to legislate on subjects in the State List with the consent of the State legislature, emphasizing that such legislation must be for the purpose of promoting unity and integrity of the nation.
  • Ashok Kumar v. Union of India (2006): This case dealt with the power of the Union government to requisition State properties for national calamities, clarifying the scope of this power and emphasizing the need for coordination between the Centre and the States.
  • Nabam Rebia v. Speaker, Arunachal Pradesh Legislative Assembly (2016): This case addressed the role of the Governor in Arunachal Pradesh, highlighting the importance of the Governor acting impartially and in accordance with the Constitution, reinforcing the principle of cooperative federalism.

Evolving Nature of Indian Federalism

Indian federalism has been dynamic, influenced by political considerations and judicial interpretations. The Goods and Services Tax (GST) Council, established in 2017, exemplifies cooperative federalism, where the Centre and States jointly legislate on a crucial economic matter. However, debates surrounding the distribution of resources and the Centre’s influence continue to shape the federal landscape.

Feature Federal Aspect Unitary Aspect
Division of Powers Clearly defined lists in the Constitution Centre’s power to legislate on State subjects with consent
Judiciary Independent Supreme Court Integrated High Court system
Constitutional Amendments Ratification by states required Centre can initiate amendments
In conclusion, the Indian Constitution represents a unique blend of federal and unitary features. While the division of powers, written constitution, and independent judiciary reflect a commitment to federal principles, the Centre’s overriding powers and the integrated nature of certain institutions lean towards a unitary bias. The evolving jurisprudence and initiatives like the GST Council demonstrate a continuous effort to strengthen cooperative federalism. Whether India can be definitively categorized as a "true" federal system remains a subject of debate, but its constitutional framework undeniably strives to balance national unity with regional autonomy.

Conclusion

In conclusion, the Indian Constitution represents a unique blend of federal and unitary features. While the division of powers, written constitution, and independent judiciary reflect a commitment to federal principles, the Centre’s overriding powers and the integrated nature of certain institutions lean towards a unitary bias. The evolving jurisprudence and initiatives like the GST Council demonstrate a continuous effort to strengthen cooperative federalism. Whether India can be definitively categorized as a "true" federal system remains a subject of debate, but its constitutional framework undeniably strives to balance national unity with regional autonomy.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Cooperative Federalism
A principle emphasizing collaboration and consensus-building between the Union and State governments for policy formulation and implementation.
Article 370
A provision of the Indian Constitution that granted special autonomous status to Jammu and Kashmir, allowing it to have its own constitution and flag (now repealed in 2019).

Key Statistics

The GST Council comprises representatives from both the Union and State governments, with equal voting rights, showcasing a unique cooperative structure.

Source: GST Council website

Article 370 was in effect for 70 years before its revocation in 2019, significantly impacting the governance and constitutional status of Jammu and Kashmir.

Source: Various news reports and constitutional analysis

Examples

The GST Council

The GST Council is a prime example of cooperative federalism. It allows states to actively participate in the creation and modification of tax policies, fostering collaboration and consensus.

Frequently Asked Questions

Why does the Indian Constitution have unitary features despite being structured as a Union of States?

The unitary features were incorporated to ensure national unity and integrity, particularly given India’s diverse population and socio-economic challenges post-independence.

Topics Covered

PolityConstitutional LawFederalismConstitutional StructureCentre-State Relations