UPSC MainsECONOMICS-PAPER-II202020 Marks
Q22.

Distinguish between Fiscal Federalism and Fiscal Consolidation. Discuss the fundamental changes in Indian fiscal federalism after introducing GST.

How to Approach

This question requires a nuanced understanding of both Fiscal Federalism and Fiscal Consolidation, and how the introduction of GST has altered the dynamics of the former in India. The answer should begin by clearly defining both concepts, highlighting their differences. Then, it should delve into the pre-GST fiscal federalism structure, followed by a detailed discussion of the changes brought about by GST – focusing on revenue sharing, autonomy of states, and the role of the GST Council. A balanced approach acknowledging both the benefits and drawbacks of the GST regime is crucial.

Model Answer

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Introduction

Fiscal Federalism and Fiscal Consolidation are two distinct yet interconnected concepts in public finance. Fiscal Federalism refers to the financial relationship between different levels of government – Centre, State, and Local – encompassing revenue allocation, expenditure responsibilities, and inter-governmental transfers. Fiscal Consolidation, on the other hand, is a deliberate government policy aimed at reducing government debt and deficits, typically through spending cuts or tax increases. The introduction of the Goods and Services Tax (GST) in 2017 marked a watershed moment in Indian fiscal federalism, fundamentally reshaping the financial architecture and the balance of power between the Centre and the States.

Fiscal Federalism vs. Fiscal Consolidation: A Distinction

While both relate to government finances, they differ significantly in scope and objective:

Fiscal Federalism Fiscal Consolidation
Deals with the division of financial powers and responsibilities between different levels of government. Focuses on the government’s efforts to reduce its fiscal deficit and debt.
Concerned with revenue allocation, expenditure assignment, and inter-governmental fiscal transfers. Involves measures like expenditure rationalization, tax reforms, and debt management.
Aims for efficient and equitable allocation of resources across different jurisdictions. Aims for macroeconomic stability and sustainable public finances.

Indian Fiscal Federalism Before GST

Prior to GST, Indian fiscal federalism was characterized by a complex system of taxes levied by both the Centre and the States. Major Central taxes included Income Tax, Central Excise Duty, and Service Tax. States primarily levied taxes on land revenue, sales tax, stamp duty, and state excise. Revenue sharing occurred through various mechanisms:

  • Finance Commission: Recommended principles governing the distribution of tax revenues between the Centre and States (Article 280 of the Constitution).
  • Planning Commission: Played a role in allocating resources for centrally sponsored schemes.
  • Central Grants: States received grants-in-aid from the Centre to meet their expenditure needs.

This system suffered from several drawbacks, including cascading effects of taxes (tax on tax), complexities in tax administration, and economic distortions. The states had limited autonomy in tax policy, and there was frequent friction over revenue sharing.

Fundamental Changes in Fiscal Federalism Post-GST

The GST regime brought about significant changes to Indian fiscal federalism:

1. Revenue Sharing Mechanism

GST is a dual GST model, with both the Centre (CGST) and States (SGST) levying taxes simultaneously. The revenue is shared between the Centre and States based on a pre-determined formula. Integrated GST (IGST) on inter-state supplies is collected by the Centre but distributed among the States. The GST Council determines the rates and procedures for GST, and the revenue sharing formula is periodically reviewed.

2. GST Council and Cooperative Federalism

The GST Council (established under Article 279A of the Constitution) is a constitutional body that plays a crucial role in GST administration. It comprises the Union Finance Minister, the Union Minister of State for Finance, and the Finance Ministers of all States. The Council operates on a consensus-based approach, fostering cooperative federalism. However, the Centre holds a casting vote in case of a deadlock.

3. Impact on State Autonomy

While GST aimed to simplify the tax structure, it also led to some erosion of state autonomy. States surrendered their power to levy taxes on most goods and services. However, they gained a share in the integrated GST revenue and have a voice in the GST Council. The compensation mechanism (initially for 5 years) provided financial security to states facing revenue losses due to GST implementation. The extension of this compensation period became a point of contention.

4. Increased Revenue Collection & Compliance

GST has led to increased revenue collection for both the Centre and the States due to improved tax compliance and a wider tax base. The e-way bill system has enhanced transparency and reduced tax evasion. According to data from the Ministry of Finance (as of November 2023), GST collections have consistently exceeded ₹1.5 lakh crore per month.

5. Fiscal Consolidation Implications

GST has indirectly contributed to fiscal consolidation by streamlining the tax system and reducing tax evasion. However, the compensation paid to states initially put a strain on the Centre’s finances. The long-term impact on fiscal consolidation depends on sustained revenue growth and effective expenditure management.

Conclusion

The introduction of GST has undeniably transformed Indian fiscal federalism, moving towards a more integrated and cooperative system. While it has simplified the tax structure and boosted revenue collection, it has also raised concerns about state autonomy and the effectiveness of the GST Council. The success of GST hinges on continued collaboration between the Centre and States, addressing outstanding issues related to revenue sharing, and ensuring a fair and equitable distribution of benefits. Further reforms are needed to address complexities and optimize the GST system for long-term economic growth and fiscal stability.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Cooperative Federalism
A system of governance where the Centre and States work together in a spirit of mutual respect and collaboration to achieve common goals.

Key Statistics

GST collections in India exceeded ₹1.68 lakh crore in April 2023, marking the highest-ever monthly collection since the introduction of GST.

Source: Ministry of Finance, Government of India (April 2023)

As of 2022-23, the share of States in the total tax revenue of the Centre has increased to approximately 41% after the implementation of GST.

Source: Reserve Bank of India (RBI) Report on State Finances (2022-23)

Examples

Compensation Cess

The GST (Compensation to States) Act, 2017, provided for a compensation mechanism to states for any revenue loss arising from the implementation of GST. This was funded through a cess levied on certain luxury and demerit goods.

Frequently Asked Questions

What is the role of the National Goods and Services Tax Compensation Cess Council?

The Council was responsible for recommending the rates of the GST Compensation Cess and ensuring its effective collection and disbursement to states.

Topics Covered

EconomyPolityPublic FinanceFederalismTaxation