UPSC MainsLAW-PAPER-I202020 Marks
Q6.

Discuss the powers and functions of the Lokpal and the Lokayukta under the Lokpal and Lokayuktas Act, 2013. How do you think the office of Lokpal is better than other anti-corruption mechanisms?

How to Approach

This question requires a structured response outlining the powers and functions of Lokpal and Lokayuktas, followed by a comparative analysis of its effectiveness against other anti-corruption mechanisms. The approach will be to first define the entities and their mandates, then detail their powers and functions, and finally evaluate the Lokpal's strengths relative to traditional methods like vigilance and CBI. A table comparing the two will be included for clarity. Emphasis will be placed on the Act of 2013 and its implementation challenges.

Model Answer

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Introduction

The pervasive nature of corruption has consistently undermined India's governance and development. Recognizing this, the Parliament enacted the Lokpal and Lokayuktas Act, 2013, aiming to establish an independent anti-corruption ombudsman. The Lokpal, at the national level, and Lokayuktas, at the state level, are intended to investigate allegations of corruption against public servants. While the Act faced initial delays in implementation, it represents a significant attempt to bolster transparency and accountability. This answer will discuss their powers and functions, and analyze how the Lokpal’s structure offers advantages over existing anti-corruption mechanisms.

Understanding the Lokpal and Lokayuktas

The Lokpal and Lokayuktas Act, 2013, envisions a two-tiered anti-corruption structure. The Lokpal investigates complaints against public servants, including those holding constitutional positions like the Prime Minister, President, and judges. Lokayuktas, established in each state, perform a similar function at the state level.

Powers and Functions of the Lokpal

The Lokpal is a multi-member body consisting of a Chairperson and eight members. Its powers and functions are detailed in the Act:

  • Jurisdiction: Investigates complaints against public servants, including those working in PSUs, and former public servants for corruption committed during their tenure.
  • Inquiry: Conducts inquiries into complaints based on affidavits and evidence. It can issue summons, examine witnesses, and seize documents.
  • Search and Seizure: With the prior approval of the High Court, the Lokpal can conduct searches and seizures.
  • Prosecution: The Lokpal can recommend prosecution to the relevant authorities (e.g., CBI) based on its findings.
  • Advice: Can advise the government on preventive measures to curb corruption.
  • Reporting: Submits annual reports to the President of India, which are then laid before both Houses of Parliament.
  • Protection to Whistleblowers: Provides protection to individuals who file complaints.

Powers and Functions of the Lokayukta

Lokayuktas mirror the powers and functions of the Lokpal, but operate at the state level. They investigate complaints against state government employees and officials.

  • Jurisdiction: Covers state government employees and officials.
  • Inquiry: Similar inquiry process as the Lokpal.
  • Reporting: Submits reports to the state government.

Comparison: Lokpal vs. Other Anti-Corruption Mechanisms

Several anti-corruption mechanisms existed prior to the Lokpal, including the Central Bureau of Investigation (CBI), the Vigilance Commission, and various state-level anti-corruption branches. The Lokpal is intended to be superior to these, due to its independence and broader scope. The table below highlights the key differences:

Mechanism Independence Scope of Investigation Reporting
CBI Relatively dependent on government for investigations and prosecution. Broad, but often subject to government direction. Reports to the Department of Personnel and Training (DoPT).
Vigilance Commission Advisory role; lacks power to initiate prosecution. Focuses on preventive measures and monitoring vigilance agencies. Reports to the Prime Minister.
Lokpal Designed to be independent; appointments are made by a collegium. Extends to a wide range of public servants, including high-ranking officials. Reports to the President of India and Parliament.

Advantages of the Lokpal System

The Lokpal offers several advantages:

  • Independence: The selection process, involving a collegium of judges, Prime Minister, Speaker of Lok Sabha, and Leader of Opposition, aims to ensure independence.
  • Broad Jurisdiction: Its scope extends to a wider range of public servants than the CBI or Vigilance Commission.
  • Public Accountability: Reporting to Parliament enhances public scrutiny and accountability.
  • Preventive Role: The ability to advise the government on preventive measures is a crucial aspect.

Challenges and Criticisms

Despite its potential, the Lokpal has faced challenges:

  • Delayed Implementation: The Act faced significant delays in establishing the institution.
  • Limited Powers: Some criticize the Lokpal's reliance on other agencies (like CBI) for prosecution.
  • Appointment Delays: Appointments to the Lokpal have been delayed due to political disagreements.
Case Study: The appointment of the first Lokpal in 2019 was significantly delayed due to disagreements over the selection process and the composition of the selection committee. This highlighted the challenges in ensuring the Act's effective implementation despite its design for independence.

The Role of State Lokayuktas

State Lokayuktas also play a crucial role in combating corruption at the local level. However, their effectiveness often depends on the political will of the state governments. Some states have been reluctant to grant Lokayuktas sufficient autonomy and powers.

Central Vigilance Commission (CVC) Scheme: The CVC plays a vital role in advising, reviewing the working of anti-corruption agencies, and promoting integrity and ethical conduct in public service. It complements the Lokpal's function by focusing on preventive measures. (Established in 1968) Q: What is the difference between the Lokpal and the CBI? A: The Lokpal investigates complaints and recommends prosecution. The CBI investigates and prosecutes cases referred to it by the Lokpal or other agencies. The Lokpal is intended to be more independent. Q: Why has the Lokpal’s implementation been slow? A: Political consensus on appointments and rules, along with logistical challenges, have contributed to delays in establishing and functioning the Lokpal effectively. Public Servant: As defined under the Prevention of Corruption Act, 1984, a public servant includes any person in the service of the Union or a State, or any other authority. Corruption Costs India: According to a 2005 study by James Boyce and Mathew Grennan, corruption costs India an estimated 1 to 2.5% of its GDP annually. (Source: Transparency International) Ombudsman: An independent official who investigates complaints against public officials or bodies, and seeks to ensure that they carry out their public functions fairly and lawfully. Lokayuktas and Pending Cases: As of 2022, several state Lokayuktas are grappling with a backlog of over 10,000 pending cases, indicating resource constraints and procedural delays. (Source: Various State Government Reports)

Conclusion

The Lokpal and Lokayuktas Act, 2013, represents a significant step towards strengthening anti-corruption mechanisms in India. While the Lokpal's independence and broad jurisdiction offer advantages over traditional approaches, challenges related to appointment delays and operational limitations persist. Effective implementation requires sustained political will, adequate resources, and a commitment to transparency and accountability. Strengthening state Lokayuktas and fostering greater coordination between the Lokpal, CBI, and CVC remains crucial to effectively combat corruption and uphold the rule of law.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Collageum
A body of individuals collectively responsible for making appointments or decisions, often involving a diverse representation of stakeholders.

Key Statistics

The initial budget allocation for the Lokpal was significantly reduced, hindering its operational capacity. (Knowledge Cutoff)

Source: Various news reports and parliamentary debates.

Examples

Karnataka Lokayukta Scandal

The controversy surrounding the former Karnataka Lokayukta, Y. Bhaskar Rao, further underscored the need for robust mechanisms to ensure the integrity and independence of anti-corruption bodies.

Frequently Asked Questions

Can the Lokpal investigate past public servants?

Yes, the Lokpal can investigate former public servants for actions committed during their tenure.

Topics Covered

GovernancePolityLawAnti-Corruption Measures, Public Administration, Transparency, Accountability