UPSC MainsLAW-PAPER-I202020 Marks
Q10.

Examine the scope of protective discrimination offered to persons belonging to Scheduled Castes, Scheduled Tribes and Other Backward Classes under Articles 15 and 16 of the Constitution of India. Explain with the help of decided cases.

How to Approach

This question requires a nuanced understanding of constitutional provisions and judicial interpretations regarding protective discrimination. The approach should be to first define the concepts of Articles 15 and 16, then detail the scope of protective discrimination allowed under each, supported by relevant case laws. It's crucial to discuss the limitations imposed by the Supreme Court to ensure fairness and avoid excessive classification. Finally, a concluding summary will reinforce the delicate balance between affirmative action and equality. Structure: Introduction, Article 15, Article 16, Limitations, Conclusion.

Model Answer

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Introduction

The Indian Constitution, committed to the principles of equality and justice, recognizes the historical disadvantages faced by Scheduled Castes (SCs), Scheduled Tribes (STs), and Other Backward Classes (OBCs). Articles 15 and 16 provide constitutional mechanisms for protective discrimination, also known as affirmative action or reservation. These provisions aim to dismantle systemic barriers and promote inclusivity, but their application has been subject to judicial scrutiny and evolving interpretations. The Mandal Commission Report (1980) significantly shaped the discourse around OBC reservation, highlighting the need for targeted interventions to address historical injustices. This answer will examine the scope of these provisions, analyzing relevant case laws and their impact.

Article 15: Prohibition of Discrimination

Article 15 prohibits discrimination on grounds only of religion, race, caste, sex, or place of birth. However, Clause 4 provides an exception, allowing the state to make special provisions for the advancement of socially and educationally backward classes (SEBCs) – which implicitly includes SCs, STs, and OBCs – “to ensure their adequate representation in services and posts.” This is a crucial enabling provision for reservation policies.

Scope and Limitations under Article 15(4)

  • Initial Justification: The initial justification for reservation under Article 15(4) stemmed from the need to rectify historical injustices and ensure equitable access to opportunities.
  • Indra Sawhney vs. Union of India (1992): This landmark case, often referred to as the "Mandal Commission case," clarified several aspects of Article 15(4). It held that reservation cannot exceed 50% of the total seats, except in extraordinary circumstances. It also introduced the concept of the “creamy layer” to exclude economically advanced individuals within the SEBC category from benefiting from reservation.
  • Creamy Layer Exclusion: The creamy layer concept aims to ensure that the benefits of reservation reach those who genuinely need them. The criteria for defining the creamy layer have been refined over time through subsequent judgments.
  • Narayana Swamy vs. State of Kerala (2000): This case reiterated the 50% limit and emphasized that reservation should be based on objective criteria and not arbitrary considerations.

Article 16: Equality of Opportunity in Public Employment

Article 16 guarantees equality of opportunity in public employment. However, Clauses (4) and (4-A) provide exceptions, allowing the state to make reservations for SCs, STs, and OBCs who are not adequately represented in public services. These provisions are intended to address the under-representation of these groups in government jobs.

Scope and Limitations under Article 16(4) & 4-A

  • Initial Justification: Article 16(4) was inserted in 1950 to address the glaring lack of representation of SCs and STs in government jobs. Article 16(4-A) was later added in 1990 to include OBCs.
  • Indra Sawhney vs. Union of India (1992): The same landmark case also addressed the constitutionality of Article 16(4) and (4-A), upholding them but subject to the 50% cap and the creamy layer exclusion.
  • T.M. Pai Foundation vs. State of Karnataka (2000): This case dealt with reservations in private educational institutions. While the court acknowledged the importance of addressing backwardness, it emphasized that reservations cannot be imposed on private institutions unless they are aided by the state.
  • Balvir Singh vs. State of Haryana (2006): This case addressed the issue of vertical reservations (reservations within reservations). The Supreme Court held that vertical reservations are permissible if they are based on sound reasons and do not exceed the 50% limit.

Limitations and Judicial Scrutiny

The Supreme Court has consistently emphasized that the power to provide reservations under Articles 15(4) and 16(4) is not absolute. Several limitations have been imposed:

  • 50% Cap: The reservation cannot exceed 50%, unless extraordinary circumstances exist.
  • Creamy Layer Exclusion: The economically advanced sections within SEBCs are excluded from the benefits of reservation.
  • Reasonable Classification: Reservations must be based on reasonable classification and not arbitrary considerations.
  • Periodic Review: The state is obligated to periodically review the reservation policies to assess their effectiveness and relevance.
  • Proportionality: The extent of reservation should be proportionate to the backwardness of the concerned class.
Article Provision Scope of Protective Discrimination Key Limitations (based on SC Judgments)
Article 15 Clause 4 Special provisions for advancement of SEBCs in services and posts 50% cap, creamy layer exclusion, reasonable classification
Article 16 Clauses 4 & 4-A Reservation for SCs, STs, and OBCs in public employment 50% cap, creamy layer exclusion, reasonable classification, vertical reservations subject to scrutiny

Conclusion

In conclusion, Articles 15 and 16 of the Indian Constitution provide a vital framework for protective discrimination, enabling affirmative action to address historical injustices and promote social inclusion. However, the scope of these provisions is carefully circumscribed by judicial pronouncements, particularly the 50% cap and the creamy layer exclusion. The ongoing debate surrounding reservation policies underscores the delicate balance between ensuring equality of opportunity and addressing systemic inequalities. A continuous evaluation and refinement of these policies, guided by principles of fairness and proportionality, remains crucial for achieving a truly inclusive society.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Affirmative Action
A set of policies and practices designed to address past and present discrimination against historically disadvantaged groups, such as SCs, STs, and OBCs. It often involves preferential treatment in education and employment.
Creamy Layer
The economically advanced sections within the Other Backward Classes (OBCs) who are deemed to have benefited sufficiently from economic development and are therefore excluded from reservation benefits.

Key Statistics

According to the 2011 Census, SCs constitute approximately 16.66% of the Indian population, and STs account for about 8.40%. The OBC population is estimated to be around 40.68%.

Source: Census of India, 2011

The 10% reservation for economically weaker sections (EWS) among the general category, introduced in 2019, has further complicated the reservation landscape.

Source: Ministry of Social Justice and Empowerment

Examples

Kerala’s Reservation Policy

Kerala has a long history of reservation policies, initially focused on SCs and STs, later extended to OBCs. However, the state has also faced challenges in implementing the creamy layer exclusion effectively, leading to ongoing debates and legal challenges.

Central Government Reservation Policy

The central government's reservation policy provides 15% reservation for SCs, 7.5% for STs, and 27% for OBCs in government jobs. This policy is based on the recommendations of the Mandal Commission and subsequent judicial pronouncements.

Frequently Asked Questions

Can reservation percentages exceed 50%?

Generally, the 50% limit is strictly adhered to. However, the Supreme Court has acknowledged that extraordinary circumstances may warrant exceeding this limit, but such deviations require careful justification and scrutiny.

What is the difference between Article 15(4) and Article 16(4)?

Article 15(4) deals with discrimination in access to services and posts, while Article 16(4) specifically addresses equality of opportunity in public employment. Both enable protective discrimination but apply to different contexts.

Topics Covered

ConstitutionPolitySocial JusticeFundamental Rights, Equality, Social Inclusion, Mandal Commission