UPSC MainsLAW-PAPER-I202115 Marks
Q7.

Discuss the procedure for the appointment of judges of the Supreme Court and High Courts and transfer of judges of the High Courts in the light of the decisions of the Supreme Court of India. Also refer to the constitutional provisions.

How to Approach

This question requires a detailed understanding of the constitutional provisions regarding judicial appointments and transfers, and how Supreme Court rulings have shaped the process. The answer should be structured around the appointment procedure for both Supreme Court and High Courts, followed by the transfer mechanism for High Court judges. Key Supreme Court judgments like the "Three Judges Cases" (1982, 1993, 2002) and the "Special Reference Case" (2015) must be discussed. A table comparing the appointment and transfer processes would be beneficial for clarity.

Model Answer

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Introduction

The independence of the judiciary is a cornerstone of India’s democratic framework, enshrined in Article 50 of the Constitution. A crucial element of this independence is a fair and transparent process for the appointment and transfer of judges. The initial constitutional framework, Article 124(2) and 124(4), left considerable discretion to the executive. However, a series of landmark Supreme Court judgments, collectively known as the "Three Judges Cases," significantly altered this landscape, leading to the National Judicial Appointments Commission (NJAC) and its subsequent invalidation by the Supreme Court in the "Special Reference Case" (2015), which reinstated the Collegium system. This answer will delve into the current procedures, highlighting the constitutional provisions and the impact of these crucial rulings.

Constitutional Framework: Appointment of Judges

The Constitution of India lays down the framework for the appointment of judges. The process is governed primarily by Articles 124 and 217.

  • Article 124(2): Provides for the appointment of the Chief Justice of India (CJI) by the President, and for appointment of other judges of the Supreme Court by the President on the recommendation of the CJI.
  • Article 217: Deals with the appointment of judges to High Courts. It states that the President appoints the Chief Justice of a High Court and other judges of the High Court, on the recommendation of the CJI, and after consultation with the Governor of the State and the Chief Justice of the respective High Court.

Evolution of the Appointment Procedure: The Three Judges Cases

The initial interpretation of these articles gave the executive considerable power in judicial appointments. This was challenged in a series of cases collectively known as the "Three Judges Cases".

First Judges Case (1982) – A.K. Manek v. Union of India

The court held that the CJI had primacy in recommending appointments and that the executive’s role was merely advisory.

Second Judges Case (1993) – Supreme Court Advocates Bar Association v. Union of India

This case established the ‘Collegium’ system. The court stated that the CJI, along with two senior-most judges, constituted a Collegium which would recommend appointments. This effectively shifted the power of recommendation from the executive to the judiciary.

Third Judges Case (2002) – S.C. Advocates Association v. Union of India

The court clarified that the Collegium consisted of the CJI and the four senior-most judges of the Supreme Court. The Collegium's recommendations were binding on the executive.

The National Judicial Appointments Commission (NJAC) and the "Special Reference Case" (2015)

In response to concerns about the Collegium system’s opacity and lack of accountability, the Parliament passed the National Judicial Appointments Commission Act in 2014. The NJAC was intended to be a more transparent and inclusive body for judicial appointments.

However, the Supreme Court, in the "Special Reference Case" (2015), declared the NJAC unconstitutional, holding that it violated the basic structure of the Constitution and the independence of the judiciary. The court reaffirmed the Collegium system as the prevailing mechanism for appointing judges.

Current Appointment Procedure

The current procedure for Supreme Court appointments follows these steps:

  1. The Collegium of the Supreme Court initiates the proposal.
  2. Names are recommended to the government.
  3. The government conducts preliminary inquiries.
  4. The Collegium considers the government's feedback.
  5. The President formally appoints the judge on the Collegium’s recommendation.

For High Court appointments, a similar process is followed, with the Collegium of the respective High Court playing a key role.

Transfer of High Court Judges

Article 217(3) allows the transfer of High Court judges to other High Courts. The process involves:

  1. A formal request for transfer from the judge.
  2. Consideration by the Collegium.
  3. Consultation with the Chief Justices of the concerned High Courts.
  4. Approval by the Supreme Court Collegium.
  5. Notification by the Central Government.

The transfer process has often been controversial, with delays and disagreements leading to discontent among judges.

Feature Appointment Procedure Transfer Procedure
Constitutional Basis Articles 124 & 217 Article 217(3)
Key Body Collegium (CJI & senior judges) Supreme Court Collegium
Role of Executive Limited to preliminary inquiries and formal appointment Notification after Collegium approval
Consultation Governor (High Court appointments), CJI (both) Chief Justices of concerned High Courts
Case Study: The delay in appointing judges to the High Courts due to differences between the Collegium and the government over certain names highlights the ongoing challenges in the appointment process. This has led to a backlog of cases and strained the judicial system. Question: Why is the Collegium system criticized? Answer: The Collegium system is criticized for its lack of transparency, opacity, and potential for bias. It is also perceived as being accountable to itself, rather than to the public. All India Judges Association (AIJA): This association represents judges of High Courts and Supreme Court and frequently voices concerns and recommendations regarding judicial appointments and transfers. While not a formal government scheme, its advocacy plays a role in shaping policy discussions. Basic Structure Doctrine: A legal doctrine established by the Supreme Court that holds that the Constitution has a basic structure that cannot be altered or destroyed even by constitutional amendments. The NJAC judgment was based on this doctrine. Pending Cases: As of December 2023, there were over 4.9 million pending cases in Indian courts (Source: National Judicial Data Grid). Delays in judicial appointments exacerbate this problem. Collegium System: A system of judicial appointments where a committee of senior judges recommends candidates for appointment to the higher judiciary. Vacancy Rate: As of March 2024, there were 30 vacancies in the High Courts and 6 vacancies in the Supreme Court. (Source: Government data)

Conclusion

The appointment and transfer of judges in India has been a subject of continuous evolution and debate. While the current Collegium system aims to ensure judicial independence, it faces criticisms regarding transparency and accountability. The ongoing tension between the judiciary and the executive necessitates a continuous review of the process to ensure a robust and efficient judicial system capable of upholding the rule of law. Reforms focusing on increased transparency, accountability, and wider participation in the selection process remain crucial for strengthening the judiciary's credibility and public trust.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Judicial Review
The power of the judiciary to examine the actions of the legislative, executive, and administrative branches of government and determine whether they are constitutional. This power is vital for maintaining the balance of power.

Key Statistics

The average time taken to dispose of a case in Indian courts is significantly higher than in many developed countries, highlighting the need for improved efficiency and timely appointments.

Source: Various reports on judicial efficiency

Examples

The Advocates Association of India's Petition

The Advocates Association of India has consistently filed petitions seeking greater transparency in the Collegium's decision-making process, demonstrating the ongoing public scrutiny of the system.

Frequently Asked Questions

Can Parliament amend the Constitution to alter the appointment process?

While Parliament can amend the Constitution, any amendment that fundamentally alters the basic structure of the judiciary's independence would likely be subject to judicial review and could be struck down by the Supreme Court.

Topics Covered

PolityJudiciaryJudicial AppointmentsCollegium SystemConstitutional Provisions