UPSC MainsPSYCHOLOGY-PAPER-II202115 Marks
Q21.

In modern context, Riggsian terms have not altogether disappeared, but have emerged in different forms with newer meanings. Discuss.

How to Approach

This question requires a nuanced understanding of Fred Riggs’s ecological approach to administration and its relevance in contemporary public administration. The answer should begin by briefly explaining Riggs’s original model (Prismatic-Fusa-Forma) and its criticisms. Then, it should demonstrate how elements of this model, though not appearing in their original form, are visible in modern administrative realities, particularly in developing countries. Focus on concepts like ‘turf battles’, ‘incrementalism’, and the persistence of traditional structures alongside modern ones. Structure the answer by first outlining Riggs’s theory, then detailing its critiques, and finally, illustrating its contemporary manifestations.

Model Answer

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Introduction

Fred Riggs’s ‘ecological approach’ to public administration, developed in the 1960s, offered a unique perspective on administrative systems, particularly in developing nations. He proposed a spectrum ranging from ‘fusa’ (fusion of public and private) to ‘forma’ (highly differentiated, legalistic administration) with ‘prismatic’ societies occupying the middle ground, characterized by a blend of both. While Riggs’s original framework faced criticism for its perceived determinism and generalization, the core concepts of administrative fusion, the influence of social context, and the challenges of modernization remain remarkably relevant. Modern administrative landscapes, especially in the Global South, exhibit echoes of Riggsian terms, albeit in evolved and often less overt forms, reflecting the enduring impact of socio-political realities on administrative structures.

Riggs’s Ecological Model: A Recap

Riggs’s model, articulated in his seminal work “Administration in Developing Countries” (1964), posited that administrative systems are shaped by their ecological context – the interplay of physical, biological, and socio-cultural factors. He identified three ideal types:

  • Fusa: Characterized by a lack of differentiation between public and private spheres, personalized administration, and a strong emphasis on kinship and patronage.
  • Prismatic: A transitional stage where modern and traditional elements coexist, leading to ambiguity, ‘formalism’ (following rules without understanding their purpose), and ‘particularism’ (favoring specific groups).
  • Forma: Representing a highly differentiated, legalistic, and impersonal administrative system, typical of developed nations.

Riggs argued that developing countries were largely ‘prismatic’, struggling to move towards the ‘forma’ ideal due to the persistence of ‘fusa’ characteristics.

Critiques of the Riggsian Model

Riggs’s theory wasn’t without its detractors. Key criticisms included:

  • Determinism: Critics argued that the model was overly deterministic, suggesting that developing countries were inevitably locked into a ‘prismatic’ stage.
  • Generalization: The model was accused of generalizing about diverse developing countries, ignoring their unique historical and cultural contexts.
  • Ethnocentric Bias: Some scholars argued that the ‘forma’ ideal was based on a Western, industrialized model and implicitly devalued traditional administrative practices.
  • Lack of Agency: The model downplayed the role of agency and deliberate policy choices in shaping administrative systems.

Despite these criticisms, the model’s emphasis on the importance of context and the challenges of administrative reform in developing countries remained influential.

Contemporary Manifestations of Riggsian Concepts

While the original ‘fusa’, ‘prismatic’, and ‘forma’ categories are rarely used explicitly today, their underlying concepts continue to manifest in various forms:

  • Fusion of Public and Private: The increasing prevalence of Public-Private Partnerships (PPPs), particularly in infrastructure development, reflects a blurring of the lines between the public and private sectors, echoing the ‘fusa’ characteristic. For example, India’s National Highways Authority of India (NHAI) extensively utilizes PPPs for road construction.
  • Particularism and Patronage: Despite formal rules and regulations, patronage networks and clientelism continue to influence administrative decision-making in many developing countries. This is evident in areas like government contracts, appointments, and resource allocation.
  • Formalism and Red Tape: The persistence of bureaucratic procedures, excessive paperwork, and a focus on compliance over outcomes – often referred to as ‘red tape’ – mirrors Riggs’s concept of ‘formalism’. The Right to Information (RTI) Act, 2005 in India, was partly enacted to combat this formalism and promote transparency.
  • Turf Battles and Fragmentation: Inter-agency rivalry and lack of coordination, often stemming from competing interests and bureaucratic ‘turf’, are common features of modern administrations, reflecting the fragmented nature of ‘prismatic’ societies.
  • Incrementalism and Policy Drift: The tendency for policies to evolve gradually through small adjustments rather than radical reforms, known as incrementalism, can be seen as a consequence of the complex interplay of factors that Riggs highlighted.
  • Hybrid Governance Structures: The rise of non-state actors (NGOs, civil society organizations) in service delivery and policy implementation creates hybrid governance structures that blend formal state mechanisms with informal, community-based approaches, resembling the fusion of elements in a ‘prismatic’ society.

The Case of India: A Contemporary Example

India’s administrative system provides a compelling example of these contemporary manifestations. While India has a formal, legalistic framework (akin to ‘forma’), it is deeply embedded in a socio-cultural context characterized by caste, religion, and regional identities. This leads to:

  • Persistent patronage networks in political appointments and resource allocation.
  • Bureaucratic delays and red tape hindering efficient service delivery.
  • Challenges in implementing uniform policies across diverse regions.
  • The increasing role of NGOs and self-help groups in providing essential services, creating a hybrid governance model.

The implementation of the Mahatma Gandhi National Rural Employment Guarantee Act (MGNREGA), 2005, while aiming for transparency and accountability, has often been plagued by issues of corruption and leakages, demonstrating the enduring influence of ‘fusa’ characteristics.

Conclusion

While Riggs’s original framework may appear outdated, its core insights regarding the interplay between administrative systems and their socio-political context remain remarkably relevant. The concepts of fusion, formalism, and particularism continue to manifest in contemporary administrative realities, particularly in developing countries like India. Understanding these dynamics is crucial for designing effective administrative reforms that are sensitive to local contexts and address the challenges of modernization without dismissing the importance of traditional structures and social realities. Moving forward, a more nuanced and context-specific approach to public administration, building upon Riggs’s legacy, is essential for achieving good governance and sustainable development.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Prismatic Society
According to Fred Riggs, a prismatic society is a transitional type of society found in many developing countries, characterized by a blend of modern and traditional elements, resulting in ambiguity, formalism, and particularism in its administrative system.
Formalism
In Riggs’s framework, formalism refers to the tendency to adhere strictly to rules and procedures without understanding their underlying purpose or considering their practical consequences, often leading to inefficiency and rigidity in administration.

Key Statistics

According to the World Bank, approximately 73% of the world’s extreme poor live in countries with weak governance structures (as of 2022).

Source: World Bank, Poverty and Shared Prosperity Report 2022

Transparency International’s Corruption Perception Index (CPI) consistently ranks many developing countries lower than developed countries, indicating higher levels of perceived corruption and the persistence of ‘fusa’ characteristics in their administrative systems (CPI 2023).

Source: Transparency International, Corruption Perception Index 2023

Examples

The Role of Panchayats in India

The 73rd Constitutional Amendment Act (1992) strengthened local self-governance through Panchayats. While intended to promote decentralization and participatory governance, the effectiveness of Panchayats is often hampered by factors like limited resources, lack of capacity, and the influence of local elites, reflecting the persistence of ‘fusa’ characteristics.

Frequently Asked Questions

Is Riggs’s theory still relevant in the age of globalization and digital governance?

Yes, despite globalization and digital advancements, the socio-cultural context continues to significantly influence administrative systems. Digital governance initiatives can be undermined by existing patronage networks, corruption, and lack of digital literacy, demonstrating the enduring relevance of Riggs’s insights.

Topics Covered

Public AdministrationAdministrative TheoryDevelopment StudiesPrismatic ModelEcological ApproachComparative Administration