UPSC MainsPUBLIC-ADMINISTRATION-PAPER-I202115 Marks
Q21.

In modern context, Riggsian terms have not altogether disappeared, but have emerged in different forms with newer meanings. Discuss.

How to Approach

This question requires a nuanced understanding of Fred Riggs’s ecological approach to administration and its relevance in contemporary public administration. The answer should begin by briefly explaining Riggs’s original model (Prismatic-Fusa-Forma) and its criticisms. Then, it should demonstrate how elements of this model, though not appearing in their original form, are visible in modern administrative realities, particularly in developing countries. Focus on concepts like ‘turf battles’, ‘incrementalism’, and the persistence of traditional structures alongside modern ones. Structure the answer by first outlining Riggs’s theory, then detailing its critiques, and finally, illustrating its contemporary manifestations.

Model Answer

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Introduction

Fred Riggs’s ‘ecological approach’ to public administration, developed in the 1960s, offered a unique perspective on administrative systems, particularly in developing nations. He proposed a spectrum ranging from ‘fusa’ (fusion of public and private) to ‘forma’ (highly differentiated, legalistic administration) with ‘prismatic’ societies occupying the middle ground, characterized by a blend of both. While Riggs’s original framework faced criticism for its perceived determinism and generalization, the core concepts of administrative fusion, the influence of social context, and the challenges of modernization remain remarkably relevant. Modern administrative landscapes, especially in the Global South, exhibit echoes of Riggsian terms, albeit in evolved and often less overt forms, reflecting the enduring impact of socio-political realities on administrative structures.

Riggs’s Ecological Model: A Recap

Riggs’s model, outlined in his seminal work *Administration in Developing Countries* (1964), posited that administrative systems are shaped by their ecological context – the interplay of physical, biological, and socio-cultural factors. He identified three ideal types:

  • Fusa: Characterized by a lack of differentiation between public and private spheres, personalized administration, and a strong emphasis on kinship and patronage.
  • Prismatic: A transitional stage where modern and traditional elements coexist, leading to ambiguity, ‘formality’ without substance, and ‘buck-passing’.
  • Forma: A highly differentiated, legalistic, and impersonal administrative system, typical of developed nations.

The ‘prismatic society’ was central to Riggs’s argument, as it represented the common experience of many developing countries grappling with modernization and the challenges of building effective administrative capacity.

Critiques of the Riggsian Model

Riggs’s theory wasn’t without its detractors. Key criticisms included:

  • Determinism: Critics argued that the model was overly deterministic, suggesting that developing countries were inevitably destined to follow a linear path towards ‘forma’.
  • Generalization: The model was accused of overgeneralizing the experiences of diverse developing countries, ignoring specific historical, cultural, and political contexts.
  • Lack of Agency: The model downplayed the role of agency and political will in shaping administrative systems.
  • Eurocentric Bias: The ‘forma’ model was implicitly presented as the ideal, reflecting a Eurocentric bias.

Despite these criticisms, Riggs’s work stimulated important debates about the relationship between administration and development.

Contemporary Manifestations of Riggsian Concepts

While the original Riggsian typology may not be directly observable, its core concepts have resurfaced in modified forms in modern administrative realities:

  • ‘Fusa’ in Patronage Networks: The blending of public and private interests, characteristic of ‘fusa’, persists in many developing countries through patronage networks, corruption, and ‘crony capitalism’. For example, in India, the nexus between politicians, bureaucrats, and business interests often leads to preferential treatment and rent-seeking behavior.
  • ‘Prismatic’ in Incrementalism & Bureaucratic Politics: The ‘prismatic’ tendency towards ambiguity and ‘formality’ without substance is evident in the prevalence of incrementalism in policy-making. Policies are often implemented in a piecemeal fashion, leading to unintended consequences and a lack of coherence. Furthermore, ‘turf battles’ between different government departments, a manifestation of prismatic fragmentation, hinder effective coordination.
  • Hybrid Governance Structures: The coexistence of formal and informal institutions, a hallmark of the ‘prismatic’ society, is reflected in the rise of hybrid governance structures. These structures combine state-led initiatives with the involvement of non-state actors, such as NGOs and community-based organizations. The Mahatma Gandhi National Rural Employment Guarantee Act (MGNREGA) in India, for instance, relies on both government machinery and local self-help groups for implementation.
  • Persistence of Traditional Authority: In many parts of the world, traditional forms of authority continue to influence administrative processes. For example, in some African countries, traditional chiefs play a significant role in land administration and dispute resolution.
  • Digital Divide & Uneven Modernization: The uneven pace of modernization, highlighted by Riggs, is mirrored in the digital divide. While some sectors of the economy have embraced digital technologies, others remain largely untouched, creating a ‘prismatic’ landscape of technological advancement.

The Role of New Public Management (NPM) and Good Governance

The introduction of New Public Management (NPM) reforms in many developing countries, aimed at increasing efficiency and accountability, has often interacted with existing Riggsian patterns. While NPM sought to promote ‘forma’-like characteristics (performance measurement, market-based principles), its implementation has often been hampered by the persistence of ‘prismatic’ tendencies, such as corruption and bureaucratic inertia. Similarly, good governance initiatives, emphasizing transparency and participation, have faced challenges in contexts where patronage networks and informal power structures are deeply entrenched.

Conclusion

In conclusion, while Fred Riggs’s original framework may have been criticized for its limitations, its core insights regarding the interplay between administration and socio-political context remain remarkably relevant. The concepts of ‘fusa’, ‘prismatic’, and ‘forma’ continue to resonate in contemporary administrative landscapes, albeit in modified forms. Modern administrative challenges, such as corruption, bureaucratic fragmentation, and the uneven pace of modernization, can be understood through a Riggsian lens. Acknowledging these enduring patterns is crucial for designing effective administrative reforms and promoting sustainable development.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Ecological Approach
A theoretical framework in public administration that emphasizes the interconnectedness between administrative systems and their surrounding environment, including physical, biological, and socio-cultural factors.
Incrementalism
A theory of public policy-making that suggests policies are typically adopted in small, incremental steps rather than through radical changes. This often reflects the ‘prismatic’ tendency towards avoiding decisive action and maintaining the status quo.

Key Statistics

According to Transparency International’s Corruption Perception Index 2023, many developing countries continue to score low, indicating high levels of perceived corruption. (Source: Transparency International, 2023)

Source: Transparency International (2023)

The World Bank estimates that corruption costs developing countries approximately $2.6 trillion per year. (Source: World Bank, 2018)

Source: World Bank (2018)

Examples

Land Administration in Indonesia

Indonesia’s land administration system exemplifies a ‘prismatic’ society. Formal legal frameworks coexist with customary land tenure systems, leading to conflicts and ambiguities. The process of land registration is often slow and bureaucratic, and corruption is a significant problem.

Frequently Asked Questions

Is Riggs’s theory still relevant in the age of globalization?

Yes, globalization has not eliminated the influence of local contexts on administrative systems. In fact, globalization can exacerbate existing inequalities and create new challenges for administrative capacity, reinforcing the relevance of Riggs’s ecological approach.

Topics Covered

Public AdministrationAdministrative TheoryDevelopment StudiesPrismatic ModelEcological ApproachComparative Administration