UPSC MainsPOLITICAL-SCIENCE-INTERANATIONAL-RELATIONS-PAPER-I202320 Marks
Q6.

Success of contemporary democracies lies in the State limiting its own power. Explain.

How to Approach

This question requires a nuanced understanding of the relationship between state power and democratic success. The answer should move beyond a simple assertion and delve into the theoretical underpinnings – liberalism, constitutionalism, and the rule of law. It needs to explain *how* limiting state power contributes to democratic success, citing historical and contemporary examples. The structure should be thematic, exploring different facets of this limitation (judicial review, fundamental rights, decentralization, transparency, accountability) and their impact.

Model Answer

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Introduction

Contemporary democracies, unlike their historical predecessors, are increasingly defined not by the extent of state power, but by its deliberate limitation. This concept, rooted in classical liberal thought, posits that unchecked power, even in the hands of a democratically elected government, poses a significant threat to individual liberties and the very foundations of a free society. The success of democracies like Canada, Germany, and India, despite their diverse challenges, can be attributed, in part, to the constitutional and institutional mechanisms designed to constrain state action. This essay will explore how the limitation of state power is not merely a desirable feature of modern democracies, but a fundamental prerequisite for their sustained success.

The Theoretical Foundations of Limited Government

The idea of limiting state power is deeply embedded in political theory. Thinkers like John Locke, in his *Two Treatises of Government* (1689), argued for natural rights that predate and constrain the state. Montesquieu’s theory of separation of powers, advocating for distinct legislative, executive, and judicial branches, further reinforced this idea. These concepts form the bedrock of constitutionalism – the principle that government authority is derived from and limited by a body of fundamental law. Without such limitations, democracies risk descending into tyranny of the majority or authoritarianism.

Mechanisms for Limiting State Power

Judicial Review and Constitutional Supremacy

A cornerstone of limiting state power is judicial review, the power of the judiciary to invalidate laws or executive actions that violate the constitution. The landmark case of *Marbury v. Madison* (1803) in the US established this principle. In India, Article 13 of the Constitution and the power of the Supreme Court under Articles 32 and 226 provide for judicial review. This ensures that the state operates within the bounds of the constitution, protecting fundamental rights.

Fundamental Rights and Civil Liberties

The inclusion of a Bill of Rights or a charter of fundamental rights is crucial. These rights – freedom of speech, religion, assembly, and due process – act as a shield against arbitrary state action. The Universal Declaration of Human Rights (1948) provides a global standard for these liberties. However, the mere existence of rights is insufficient; their effective enforcement through an independent judiciary and robust civil society is essential.

Decentralization and Federalism

Concentration of power in a central authority can be detrimental to democracy. Decentralization, through federalism or local self-government, distributes power across different levels, fostering greater accountability and responsiveness. India’s 73rd and 74th Constitutional Amendment Acts (1992) exemplify this by strengthening local bodies (Panchayats and Municipalities). This reduces the scope for centralized control and empowers citizens at the grassroots level.

Transparency and Accountability

Transparency – making government information accessible to the public – and accountability – holding government officials responsible for their actions – are vital checks on state power. The Right to Information (RTI) Act, 2005 in India is a prime example of a legal framework promoting transparency. Independent audit institutions, like the Comptroller and Auditor General (CAG) in India, play a crucial role in ensuring financial accountability.

Independent Institutions and Civil Society

Independent institutions – election commissions, human rights commissions, and anti-corruption bodies – are essential for safeguarding democratic principles. A vibrant civil society, including NGOs, media, and advocacy groups, acts as a watchdog, scrutinizing government actions and advocating for citizen rights. The role of the media in exposing the Watergate scandal (1972-74) demonstrates the power of a free press in holding power accountable.

Challenges to Limiting State Power

Despite these mechanisms, limiting state power remains a constant challenge. National security concerns often lead to the curtailment of civil liberties, as seen in the aftermath of 9/11 in the US with the passage of the Patriot Act. The rise of populism and illiberal democracy, characterized by the erosion of institutional checks and balances, poses a significant threat. Furthermore, economic inequality can undermine democratic accountability, as the wealthy wield disproportionate influence over policy-making.

Mechanism How it Limits State Power Example
Judicial Review Invalidates unconstitutional laws US Supreme Court striking down laws violating the Bill of Rights
Fundamental Rights Protects individual liberties Freedom of Speech enshrined in the Indian Constitution
Decentralization Distributes power to local levels India’s 73rd & 74th Amendment Acts
RTI Act Promotes transparency and accountability Citizens using RTI to access government information

Conclusion

In conclusion, the success of contemporary democracies is inextricably linked to the state’s willingness to limit its own power. This limitation is not a sign of weakness, but rather a testament to a mature and confident democracy that prioritizes individual liberty, the rule of law, and citizen participation. While challenges remain, strengthening the mechanisms for limiting state power – through robust judicial review, protection of fundamental rights, decentralization, transparency, and a vibrant civil society – is crucial for ensuring the long-term health and resilience of democratic institutions. A constant vigilance against the encroachment of state power is the price of liberty.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Constitutionalism
The principle that government authority is derived from and limited by a body of fundamental law, typically a written constitution.
Rule of Law
The principle that all individuals and institutions are subject to and accountable to the law, which is fairly applied and enforced.

Key Statistics

According to the V-Dem Institute’s Democracy Index (2023), the global average level of democracy has declined for the past decade.

Source: V-Dem Institute, 2023

Transparency International’s Corruption Perception Index (CPI) consistently shows a correlation between higher levels of perceived corruption and weaker democratic institutions (as of 2023 data).

Source: Transparency International, 2023

Examples

Germany’s Basic Law

Germany’s post-WWII constitution, the Basic Law, places strong emphasis on human dignity and fundamental rights, limiting state power to prevent a recurrence of totalitarianism.

Frequently Asked Questions

Can a strong state still be democratic?

Yes, but a strong state must be coupled with robust mechanisms to limit its power and ensure accountability. A strong state without these checks can easily become authoritarian.

Topics Covered

Political TheoryPolitical ScienceDemocracyConstitutionalismState Capacity