UPSC MainsPUBLIC-ADMINISTRATION-PAPER-II202320 Marks
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Q27.

In 2011, India ratified the United Nations Convention Against Corruption (UNCAC). Evaluate the existing legal framework for fulfilling this commitment.

How to Approach

This question requires a comprehensive evaluation of India’s legal framework in relation to the UNCAC. The answer should begin by briefly outlining the UNCAC and its core principles. Then, it needs to systematically examine relevant Indian laws and institutions, assessing their alignment with UNCAC provisions. A critical analysis of gaps and challenges in the existing framework is crucial, along with suggestions for improvement. The structure should follow a thematic approach, covering preventive measures, criminalization, international cooperation, and asset recovery.

Model Answer

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Introduction

The United Nations Convention Against Corruption (UNCAC), adopted in 2003, is the only legally binding universal anti-corruption instrument. It aims to promote and strengthen measures to prevent and combat corruption more effectively and efficiently. India ratified UNCAC in 2011, demonstrating its commitment to fighting corruption. However, ratification is only the first step. A robust legal framework is essential to effectively implement the Convention’s provisions. This answer will evaluate the existing Indian legal framework, highlighting its strengths, weaknesses, and areas requiring further attention to fulfill its UNCAC commitments.

Preventive Measures

UNCAC emphasizes establishing preventive measures to minimize opportunities for corruption. India has several laws addressing this, but their effectiveness varies.

  • The Prevention of Corruption Act, 1988: This is the primary legislation dealing with bribery and corruption among public servants. However, it primarily focuses on punishing corrupt acts rather than preventing them.
  • Right to Information (RTI) Act, 2005: A significant step towards transparency and accountability, enabling citizens to access information held by public authorities. This helps deter corruption by increasing scrutiny.
  • Citizens’ Charters: Introduced to improve service delivery and accountability, but their implementation remains inconsistent.
  • E-Governance initiatives: Projects like Digital Locker, Direct Benefit Transfer (DBT), and Government e-Marketplace (GeM) aim to reduce human interface and opportunities for corruption.

Criminalization

UNCAC requires states to criminalize a wide range of corrupt acts. India has largely aligned its laws with these requirements, but some gaps remain.

  • The Prevention of Corruption Act, 1988: Criminalizes bribery, abuse of power, and other forms of corruption by public servants. Amendments have been proposed to broaden its scope.
  • Indian Penal Code (IPC): Contains provisions addressing criminal conspiracy, cheating, and forgery, which can be used in corruption cases.
  • The Benami Transactions (Prohibition) Act, 1988: Amended in 2016 to strengthen provisions against benami properties, often used to conceal ill-gotten wealth.
  • The Prevention of Money Laundering Act (PMLA), 2002: Addresses the laundering of proceeds of crime, including corruption.

International Cooperation

UNCAC mandates international cooperation in investigating and prosecuting corruption offenses. India has made progress in this area, but challenges persist.

  • Extradition Treaties: India has extradition treaties with several countries, facilitating the transfer of accused persons. However, extradition processes can be lengthy and complex.
  • Mutual Legal Assistance Treaties (MLATs): These treaties enable the exchange of information and evidence in criminal investigations. India has MLATs with numerous countries.
  • Interpol: India actively utilizes Interpol for issuing Red Corner Notices against fugitives wanted for corruption offenses.
  • Challenges: Lack of harmonization of laws across jurisdictions, bureaucratic delays, and political considerations can hinder effective international cooperation.

Asset Recovery

Asset recovery is a crucial aspect of UNCAC. India has taken steps to strengthen its asset recovery mechanisms, but significant challenges remain.

  • The Fugitive Economic Offenders Act, 2018: Enables the confiscation of properties of individuals who have fled the country to avoid criminal prosecution.
  • The Prevention of Money Laundering Act (PMLA), 2002: Allows for the attachment and confiscation of properties derived from proceeds of crime.
  • Challenges: Establishing beneficial ownership, tracing assets located in foreign jurisdictions, and navigating complex legal procedures are major hurdles. The repatriation of assets remains a slow and difficult process.
UNCAC Provision Indian Legal Framework Assessment
Preventive Measures (Article 5) RTI Act, E-Governance, Citizens’ Charters Partially compliant; Implementation gaps exist.
Criminalization (Article 8) Prevention of Corruption Act, IPC, PMLA Largely compliant, but amendments needed to cover all offenses.
International Cooperation (Article 43-49) Extradition Treaties, MLATs, Interpol Moderate compliance; hampered by procedural delays.
Asset Recovery (Article 51-59) Fugitive Economic Offenders Act, PMLA Limited compliance; Repatriation of assets remains challenging.

Conclusion

India has made considerable progress in aligning its legal framework with the UNCAC, particularly in criminalizing corruption and establishing mechanisms for international cooperation. However, significant gaps remain in preventive measures and asset recovery. Strengthening the implementation of existing laws, enacting necessary amendments, and enhancing international collaboration are crucial to effectively fulfill India’s UNCAC commitments. A more proactive and holistic approach, focusing on prevention, detection, and punishment of corruption, is essential for building a more transparent and accountable governance system.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

UNCAC
The United Nations Convention Against Corruption is the only legally binding universal anti-corruption instrument, adopted in 2003.
Beneficial Ownership
Refers to the real person who ultimately owns or controls an asset or entity, even if ownership is held through multiple layers of legal entities.

Key Statistics

According to Transparency International’s Corruption Perception Index 2023, India ranked 93 out of 180 countries, indicating a persistent level of perceived corruption.

Source: Transparency International (2023)

As per the Financial Action Task Force (FATF), illicit financial flows due to corruption are estimated to be between $1 trillion and $2.6 trillion annually.

Source: Financial Action Task Force (FATF)

Examples

2G Spectrum Scam

The 2G spectrum allocation scam (2010) highlighted systemic corruption in India’s telecom sector, leading to significant financial losses to the exchequer and raising concerns about regulatory oversight.

Frequently Asked Questions

What is the role of civil society in combating corruption?

Civil society organizations play a vital role in raising awareness, advocating for policy changes, monitoring government actions, and empowering citizens to demand accountability.

Topics Covered

PolityEthicsCorruptionGovernanceInternational Relations