UPSC MainsMANAGEMENT-PAPER-I20246 Marks
Q11.

(i) How would you choose among leasing, leveraged buying and hire-purchase? (ii) Under what conditions 'sale and lease back' is a preferable option?

How to Approach

This question requires a comparative analysis of three financing options – leasing, leveraged buying, and hire-purchase – and an evaluation of the ‘sale and leaseback’ arrangement. The answer should define each option, highlight their key features, and then compare them based on ownership, risk, cost, and tax implications. For the second part, the conditions favoring ‘sale and leaseback’ should be discussed with relevant examples. A structured approach using comparison tables will enhance clarity.

Model Answer

0 min read

Introduction

In modern finance, businesses often seek alternatives to traditional borrowing for acquiring assets. Leasing, leveraged buying, and hire-purchase are prominent options, each with distinct characteristics. These methods allow companies to utilize assets without immediate outright purchase, impacting their financial statements and cash flows differently. ‘Sale and leaseback’ is another crucial financial tool, particularly useful for unlocking capital tied up in owned assets. Understanding the nuances of each option is vital for effective financial management and strategic decision-making. This answer will delve into the comparative analysis of these options and the conditions under which ‘sale and leaseback’ proves advantageous.

Leasing, Leveraged Buying, and Hire-Purchase: A Comparative Analysis

Let's begin by defining each option:

  • Leasing: A contractual agreement where an asset owner (lessor) grants another party (lessee) the right to use the asset for a specified period in exchange for periodic payments. Ownership remains with the lessor.
  • Leveraged Buying: A financing method where a significant portion of the asset's cost is financed through debt, often involving a loan secured by the asset itself. The buyer gains ownership but carries the debt burden.
  • Hire-Purchase: An agreement where a buyer hires an asset with an option to purchase it at the end of the hire period. Payments are made in installments, and ownership transfers upon final payment.

The following table provides a detailed comparison:

Feature Leasing Leveraged Buying Hire-Purchase
Ownership Remains with Lessor With Buyer Transfers after final payment
Risk & Responsibility Lessor bears risk of obsolescence & maintenance (often) Buyer bears all risks & responsibilities Buyer bears risk after possession; seller responsible until final payment
Cost Total cost often higher than purchase Interest cost on loan adds to the price Total cost usually higher than outright purchase due to interest
Tax Implications Lease payments are tax deductible as an expense Depreciation & interest are tax deductible Depreciation & interest are tax deductible
Balance Sheet Impact Off-balance sheet financing (Operating Lease) or recognized as a Right-of-Use asset and liability (Finance Lease) under Ind AS 116 Asset & Liability both appear on the balance sheet Asset & Liability both appear on the balance sheet

Choosing Among the Options

The optimal choice depends on the specific circumstances of the business:

  • Leasing is preferable when: The asset is subject to rapid technological obsolescence (e.g., computers), the business lacks the capital for outright purchase, or tax benefits from lease payments are significant.
  • Leveraged Buying is suitable when: The business wants to own the asset, has sufficient cash flow to service the debt, and can benefit from depreciation tax shields.
  • Hire-Purchase is advantageous when: The business intends to eventually own the asset, cannot secure a loan, and prefers to spread the cost over time. It's often used for smaller assets.

Sale and Leaseback: A Preferable Option

‘Sale and leaseback’ involves a company selling an asset it owns to another party and then leasing it back from them. This is a preferable option under the following conditions:

  • Need for Immediate Cash: When a company urgently requires cash for working capital, debt repayment, or investment in core business activities.
  • Underutilized Assets: If a company owns assets that are not fully utilized, selling and leasing them back can free up capital without disrupting operations.
  • Tax Benefits: Lease payments are tax-deductible, potentially reducing the overall cost of using the asset.
  • Maintaining Operational Control: The company retains the right to use the asset, ensuring continuity of operations.

Example: A manufacturing company owns a factory building. Facing a cash crunch, it sells the building to a real estate investment trust (REIT) and leases it back. This provides the company with immediate funds while allowing it to continue production in the same facility.

However, it's crucial to note that ‘sale and leaseback’ can result in a long-term higher cost of using the asset compared to outright ownership. Therefore, a thorough cost-benefit analysis is essential.

Conclusion

Choosing between leasing, leveraged buying, and hire-purchase, or opting for a ‘sale and leaseback’ arrangement, requires a careful evaluation of a company’s financial position, operational needs, and tax implications. Leasing offers flexibility and off-balance sheet financing, while leveraged buying and hire-purchase lead to ownership but involve debt and higher costs. ‘Sale and leaseback’ is a powerful tool for unlocking capital but should be considered strategically. Ultimately, the best option is the one that aligns with the company’s long-term goals and maximizes shareholder value.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Ind AS 116
Indian Accounting Standard 116, effective April 1, 2019, deals with leases. It mandates that almost all leases are recognized on the balance sheet as Right-of-Use assets and lease liabilities, significantly changing the accounting treatment of leases.
Right-of-Use (ROU) Asset
Under Ind AS 116, a Right-of-Use asset represents the lessee’s right to use an underlying asset (e.g., equipment, building) during the lease term. It is recognized on the balance sheet.

Key Statistics

The global equipment leasing market was valued at USD 114.9 billion in 2023 and is projected to reach USD 158.7 billion by 2032, growing at a CAGR of 3.7% from 2024 to 2032.

Source: Global Market Insights, 2024

In India, the leasing industry is estimated to contribute around 3% to the country’s GDP (as of 2022).

Source: Report on Leasing Industry in India, 2022 (Knowledge cutoff)

Examples

Air Lease Corporation

Air Lease Corporation (ALC) is a leading aircraft leasing company. Airlines often lease aircraft from ALC instead of purchasing them outright, allowing them to expand their fleets without significant capital expenditure.

Frequently Asked Questions

What is the difference between a finance lease and an operating lease?

A finance lease (now largely covered under Ind AS 116) transfers substantially all the risks and rewards of ownership to the lessee, treated as a purchase. An operating lease is a short-term rental agreement where the lessor retains ownership and associated risks.

Topics Covered

FinanceInvestmentLeasingHire PurchaseFinancial Analysis