UPSC MainsPUBLIC-ADMINISTRATION-PAPER-II202520 Marks
हिंदी में पढ़ें
Q9.

While the Constitution offers a strong framework for decentralized and accountable governance, the real test lies in how institutions, civil society and citizens uphold constitutional values in practice. Examine.

How to Approach

The answer should critically examine the constitutional provisions for decentralized and accountable governance, specifically the 73rd and 74th Amendments. It must then delve into how institutions (local bodies, bureaucracy), civil society, and citizens practically engage with these provisions, highlighting both successes and persistent challenges. The structure will involve an introduction, a body dissecting each component (institutions, civil society, citizens), and a conclusion offering a balanced perspective and way forward. Concrete examples, constitutional articles, and recent data are crucial for a UPSC-standard answer.

Model Answer

0 min read

Introduction

India's Constitution, a monumental charter of democracy, lays down a robust framework for decentralized and accountable governance, primarily through the 73rd and 74th Constitutional Amendment Acts of 1992, which institutionalized Panchayati Raj Institutions (PRIs) and Urban Local Bodies (ULBs). These amendments transformed local self-governance by granting constitutional status, ensuring regular elections, and reserving seats for women and marginalized groups. However, the true efficacy of this framework hinges not merely on its existence but on the active and conscientious participation of various stakeholders – government institutions, a vigilant civil society, and an engaged citizenry – in embodying the constitutional values of justice, liberty, equality, and fraternity in everyday practice.

Constitutional Framework for Decentralized Governance

The Indian Constitution provides a strong legal foundation for decentralized governance, moving beyond the traditional two-tier system of Union and State to a three-tier structure that empowers local self-governments. This shift aims to bring governance closer to the people and foster participatory democracy.

  • Article 40 (DPSP): Emphasizes the State's duty to organize Village Panchayats and endow them with powers for self-government.
  • 73rd Constitutional Amendment Act, 1992:
    • Introduced Part IX and the Eleventh Schedule, encompassing 29 subjects for devolution to PRIs.
    • Mandated a three-tier system: Gram Panchayat (village), Panchayat Samiti (block), and Zila Parishad (district).
    • Provided for regular elections every five years, reservation of seats for Scheduled Castes, Scheduled Tribes, and women (not less than one-third), and the establishment of State Election Commissions and State Finance Commissions.
  • 74th Constitutional Amendment Act, 1992:
    • Introduced Part IX-A and the Twelfth Schedule, listing 18 subjects for devolution to ULBs.
    • Mandated the constitution of Municipal Corporations, Municipal Councils, and Nagar Panchayats for urban areas.
    • Also provided for regular elections, reservations for marginalized sections and women, and the creation of State Election Commissions and State Finance Commissions.

The Real Test: Upholding Constitutional Values in Practice

Despite this robust constitutional design, the actual realization of decentralized, accountable governance faces significant challenges and depends on the practical functioning of various actors.

1. Role of Institutions

The effectiveness of decentralized governance is largely determined by how government institutions at all levels implement and empower local bodies.

  • Inadequate Devolution of "3 Fs" (Functions, Funds, Functionaries):
    • Functions: State governments often retain significant control over subjects listed in the 11th and 12th Schedules, limiting the autonomy of PRIs and ULBs. For instance, many states have not fully devolved powers for critical sectors like health, education, and water supply.
    • Funds: Local bodies remain heavily dependent on state and central grants, with limited own-source revenues. This fiscal dependence restricts their flexibility and capacity for local development. The RBI's report highlights that municipal corporations command only 0.6% of GDP in revenue receipts, relying heavily on grants.
    • Functionaries: There is a severe shortage of trained personnel and weak institutional capacity at the local level, hindering effective service delivery and project implementation.
  • Political Interference: State governments and local elites often interfere in the functioning of PRIs and ULBs, undermining their autonomy and democratic ethos.
  • Bureaucratic Resistance: Bureaucracies at higher levels sometimes resist the genuine transfer of power, functions, and financial resources, perceiving it as a dilution of their authority.
  • Weak Planning: While District Planning Committees (DPCs) are mandated by Article 243ZD, their effective functioning in consolidating plans from PRIs and ULBs remains a challenge, leading to top-down rather than bottom-up planning.

2. Role of Civil Society

Civil Society Organizations (CSOs) are crucial in bridging the gap between constitutional ideals and ground realities, acting as watchdogs, advocates, and facilitators.

  • Advocacy and Awareness: CSOs advocate for human rights, civil liberties, and social justice, promoting awareness about constitutional provisions and citizens' entitlements.
  • Mobilizing Citizens: They mobilize communities, especially marginalized groups, to participate in local governance processes like Gram Sabhas and Ward Committees.
  • Holding Institutions Accountable: Through Public Interest Litigations (PILs), social audits, and advocacy campaigns, CSOs hold local governments accountable for transparency and effective service delivery.
  • Service Delivery and Capacity Building: Many CSOs work directly in local areas, providing essential services and building the capacity of local elected representatives and community members.
  • Challenges: CSOs themselves face challenges such as restrictive regulations (e.g., FCRA), funding constraints, and threats to their autonomy, which can impede their effectiveness.

3. Role of Citizens

Active and informed citizen participation is the cornerstone of a truly decentralized and accountable system, ensuring that governance is responsive to local needs.

  • Participatory Democracy: Forums like Gram Sabhas and Ward Committees are designed to facilitate direct citizen participation in planning, implementation, and monitoring of local development programs.
  • Holding Representatives Accountable: Citizens can hold their elected local representatives accountable through regular participation in meetings, demanding information, and exercising their right to recall (where applicable).
  • Informed Engagement: An informed citizenry, aware of their rights and the responsibilities of local bodies, is vital for demanding transparency and efficiency. Tools like the Right to Information (RTI) Act are critical in this regard.
  • Challenges to Citizen Participation:
    • Low Awareness: Lack of awareness about the powers and functions of local bodies and their own participatory rights often leads to limited engagement.
    • Socio-economic Barriers: Caste, class, and gender inequalities can hinder the participation of vulnerable sections, despite constitutional reservations.
    • Elite Capture: Local elites sometimes dominate Gram Sabhas and other participatory forums, diverting benefits and subverting the spirit of decentralization.
    • Apathy and Lack of Interest: Public apathy and low interest in local governance due to a perception of ineffectiveness can also be a significant impediment.

Synergies and Interplay

The success of decentralized governance is not just about the individual strengths of these actors but their synergistic interplay. For instance, CSOs can educate citizens about their rights and responsibilities, enabling them to pressure local institutions for better governance. Similarly, responsive local institutions that genuinely engage with citizens and civil society foster greater trust and participation, creating a virtuous cycle.

Actor Contribution to Upholding Constitutional Values Challenges Faced in Practice
Institutions (PRIs/ULBs) Grassroots democracy, service delivery, social justice through reservations. Inadequate 3Fs devolution, political interference, bureaucratic resistance.
Civil Society Advocacy, awareness, accountability, mobilizing marginalized groups. Restrictive regulations, funding constraints, threats to autonomy.
Citizens Participatory democracy, holding representatives accountable, informed engagement. Low awareness, socio-economic barriers, elite capture, apathy.

Conclusion

The Indian Constitution, particularly through the 73rd and 74th Amendments, has indeed provided a robust architectural blueprint for decentralized and accountable governance. However, the transformation from constitutional mandate to ground reality is a continuous journey. The real test lies in the collective commitment of government institutions to genuinely devolve powers, funds, and functionaries; the vibrant activism of civil society in advocating for rights and ensuring accountability; and the active, informed participation of citizens in shaping their local destinies. Strengthening this synergy, addressing the existing implementation gaps, and fostering a culture of participatory governance are imperative to fully realize the constitutional vision of local self-government and deepen India's democratic roots.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Decentralized Governance
Decentralized governance refers to the redistribution of administrative, financial, and political power from central and state governments to local government bodies, such as Panchayati Raj Institutions (PRIs) and Urban Local Bodies (ULBs). Its primary objective is to bring governance closer to the people, facilitating grassroots-level participation and more responsive service delivery.
Gram Sabha
The Gram Sabha is the lowest and most fundamental unit of the Panchayati Raj system, comprising all registered voters within a Gram Panchayat area. It acts as a legislative body at the village level, deliberating on local development schemes, budgets, and holding the Gram Panchayat accountable. It is a crucial platform for direct citizen participation.

Key Statistics

As of 2020, there were approximately 3 million elected representatives in Panchayats across India, with nearly 1.3 million (around 43%) being women. This highlights the significant impact of constitutional reservations in enhancing women's political participation at the grassroots level.

Source: Ministry of Panchayati Raj, Government of India / Wikipedia

Municipal corporations in India generate only 0.6% of the national GDP in revenue receipts and heavily rely on grants, underscoring the significant financial constraints faced by urban local bodies despite generating 60% of India's GDP.

Source: RBI Report on Municipal Corporation Finances (as cited by Drishti IAS)

Examples

Kudumbashree in Kerala

Kudumbashree is a successful women-centred, participatory poverty eradication and empowerment program in Kerala, deeply integrated with local self-governance. It exemplifies how local bodies, with active women's self-help groups (SHGs), can drive local development and social welfare, demonstrating effective decentralized planning and implementation.

Social Audits in MGNREGA

The Mahatma Gandhi National Rural Employment Guarantee Act (MGNREGA) mandates social audits, where local communities and Gram Sabhas review the implementation of the scheme, scrutinize expenditures, and demand accountability from local officials. This serves as a vital mechanism for citizen oversight and institutional accountability.

Frequently Asked Questions

What are the "3 Fs" of democratic decentralization and why are they important?

The "3 Fs" stand for Functions, Funds, and Functionaries. They are crucial for effective democratic decentralization because local bodies need adequate powers (functions) to address local issues, financial resources (funds) to implement development projects, and trained personnel (functionaries) to manage administration and service delivery. Incomplete devolution of any of these 'Fs' can cripple the effectiveness of local self-governments.

Topics Covered

PolityGovernanceConstitutionalismDecentralizationCivil SocietyCitizen Engagement