UPSC MainsGeneral Studies Paper IIIndian PolityPractice question

Federal Structures of India and the USA

Compare the federal structures of India and the USA.

Compare~250 words2 min readmedium
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Introduce the foundational difference between the 'holding together' federation of India and the 'coming together' federation of the USA. Compare them across core dimensions such as territorial integrity, division of powers, amendment processes, emergency powers, and judicial frameworks. Conclude by summarizing India's pragmatic federalism in light of recent judicial developments.

Model answer

346 words

Introduction

While the United States of America exemplifies classical 'coming together' federalism rooted in an agreement among sovereign states, India reflects a 'holding together' model constitutionally designated as a 'Union of States' under Article 1. Both systems feature dual polities, but their structural design, degree of centralization, and territorial flexibility differ substantially.

Comparative Dimensions

  • Nature of the Union: The US is an 'indestructible union of indestructible states' (Texas v. White, 1869). India is an indestructible union of destructible states, where Parliament can unilaterally alter state boundaries under Article 3. Indian states possess no right to secede.
  • Division of Powers: Under the 10th Amendment of the US Constitution, residuary powers remain with the states. In contrast, Article 248 of the Indian Constitution vests residuary powers in the Union Parliament. Additionally, the US Senate provides equal representation to each state, whereas representation in India's Rajya Sabha is allocated on a population basis under the Fourth Schedule.
  • Constitutional Amendments: US constitutional amendments under Article V require strict ratification by three-fourths of the states. In India, Article 368 mandates ratification by only half of the state legislatures for federal provisions, while several other provisions require no state ratification at all.
  • Emergency Provisions and Centralization: The Indian Constitution provides for Emergency provisions (Articles 352, 356, and 360) that can temporarily convert a federal arrangement into a unitary one. However, the Supreme Court in S.R. Bommai v. Union of India (1994) recognized federalism as an inviolable part of the Basic Structure. The US Constitution contains no equivalent provisions to unilaterally suspend state autonomy.
  • Citizenship and Judiciary: The US maintains dual citizenship alongside dual, parallel court systems at state and federal levels. India deliberately established single citizenship and an integrated judicial hierarchy to preserve administrative cohesion and national unity.

Conclusion

Unlike the comparatively rigid US model, Indian federalism is a pragmatic framework designed with centralizing tendencies to ensure national integrity amidst wide socio-cultural diversity. As reaffirmed by landmark judicial rulings on fiscal federalism, such as the 2024 Mineral Area Development Authority case upholding state taxation powers, India's federal framework continues to evolve dynamically.

Key facts to remember

case study
Texas v. White (1869)

The US Supreme Court ruled that the United States is an indestructible union composed of indestructible states, establishing that individual states have no constitutional authority to secede.

case study
S.R. Bommai v. Union of India (1994)

A landmark nine-judge bench of the Supreme Court held that federalism is part of the Basic Structure of the Indian Constitution, setting stringent judicial standards against the arbitrary imposition of President's Rule under Article 356.

definition
Holding Together Federalism

A system of federalism where a large country chooses to divide its power between the national government and constituent states to maintain unity and accommodate internal diversities, as seen in India.

Frequently asked questions

How do residuary powers differ between the Indian and US federal frameworks?

In the United States, residuary powers are reserved for the states or the people under the Tenth Amendment. In India, under Article 248 and Entry 97 of the Union List, all residuary legislative powers reside exclusively with the central Parliament.