UPSC MainsPUBLIC-ADMINISTRATION-PAPER-II201212 Marks150 Words
हिंदी में पढ़ें
Q4.

""Memorandum of Understanding' scheme between the Government and Public enterprises has forced public undertakings to improve their overall performance." Do you agree with this statement ?

How to Approach

This question requires a nuanced understanding of the MoU scheme and its impact on Public Sector Undertakings (PSUs). The answer should avoid a simple 'yes' or 'no' and instead present a balanced argument, acknowledging both the positive impacts (improved performance) and limitations (potential for superficial compliance, lack of stringent enforcement). Structure the answer by first defining the MoU scheme, then outlining its intended benefits, followed by an analysis of its successes and failures, supported by examples. Finally, conclude with a balanced assessment.

Model Answer

0 min read

Introduction

The ‘Memorandum of Understanding’ (MoU) scheme, introduced in 1987, marked a significant shift in the governance of Public Sector Undertakings (PSUs) in India. Departing from the traditional input-based control system, the MoU scheme aimed to enhance the autonomy and accountability of PSUs by setting specific, measurable, achievable, relevant, and time-bound (SMART) targets. It was envisioned as a performance-based evaluation system, fostering a more competitive and efficient public sector. However, the question of whether this scheme has genuinely forced PSUs to improve their overall performance is a complex one, requiring a critical examination of its implementation and outcomes.

The MoU Scheme: A Framework for Performance

The MoU scheme operates as a formal agreement between the administrative ministry and the PSU, outlining the objectives, targets, and financial parameters for a specified period (usually one year). These targets cover areas like production, sales, profitability, cost reduction, export performance, and technological innovation. The PSU’s performance is then evaluated against these agreed-upon targets, with ratings ranging from ‘Excellent’ to ‘Poor’.

Positive Impacts: Driving Performance Improvement

  • Increased Autonomy & Accountability: The MoU scheme granted PSUs greater operational freedom, allowing them to respond more effectively to market dynamics. This autonomy was coupled with increased accountability, as performance was regularly assessed.
  • Focus on Measurable Targets: The emphasis on SMART targets forced PSUs to prioritize key performance indicators and develop strategies to achieve them.
  • Enhanced Efficiency & Profitability: Many PSUs, motivated by the desire to achieve higher ratings, implemented cost-cutting measures, improved operational efficiency, and increased profitability. For example, Bharat Electronics Limited (BEL) consistently achieved ‘Excellent’ ratings under the MoU scheme, demonstrating significant improvements in its financial performance.
  • Improved Customer Focus: The scheme encouraged PSUs to become more customer-centric, focusing on quality, service, and responsiveness to market needs.

Limitations & Challenges: A Critical Perspective

  • Superficial Compliance: Some PSUs focused on achieving targets that were easily measurable, neglecting other important aspects of performance, such as employee welfare or environmental sustainability.
  • Lack of Stringent Enforcement: The MoU scheme lacked robust enforcement mechanisms. Poorly performing PSUs often faced minimal consequences, reducing the incentive for genuine improvement.
  • Influence of Political Interference: Political considerations sometimes influenced the setting of targets and the evaluation of performance, undermining the objectivity of the scheme.
  • Variations in Implementation: The implementation of the MoU scheme varied across different ministries and PSUs, leading to inconsistencies and uneven results.
  • Focus on Short-Term Gains: The annual nature of the MoU often encouraged PSUs to prioritize short-term gains over long-term strategic investments.

Evolution of the Scheme & Current Status

Over time, the MoU scheme has undergone several revisions. In 2009, the Department of Public Enterprises (DPE) introduced a revised MoU format with a greater emphasis on corporate social responsibility and sustainable development. However, the scheme’s effectiveness continues to be debated. The current emphasis is on performance-linked incentives and aligning PSU objectives with national priorities, as reflected in the ‘Navratna’ and ‘Maharatna’ status granted to select PSUs.

Feature Pre-2009 MoU Post-2009 MoU
Focus Primarily financial performance Financial performance + CSR & Sustainability
Evaluation Limited non-financial indicators Expanded non-financial indicators
Emphasis Output-based targets Outcome-based targets

Conclusion

In conclusion, while the MoU scheme has undoubtedly contributed to improved performance in many PSUs by fostering autonomy and accountability, it has not universally ‘forced’ improvement. Its effectiveness has been hampered by issues of superficial compliance, weak enforcement, and political interference. The scheme’s evolution reflects an attempt to address these limitations, but a more holistic and robust performance management system, coupled with greater transparency and accountability, is needed to unlock the full potential of India’s public sector. The focus should shift towards long-term value creation and alignment with national development goals, rather than solely on short-term financial targets.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Memorandum of Understanding (MoU)
A formal agreement between two or more parties outlining the principles of a relationship. In the context of PSUs, it’s a performance contract between the government and the PSU.
CPSE
Central Public Sector Enterprise - a company in which the central government has a majority stake.

Key Statistics

As of 2023, there are 339 Central Public Sector Enterprises (CPSEs) in India.

Source: Department of Public Enterprises (DPE), Annual Report 2022-23

In FY23, the total profit of all CPSEs was ₹3.04 lakh crore.

Source: Department of Public Enterprises (DPE), Annual Report 2022-23

Examples

Oil and Natural Gas Corporation (ONGC)

ONGC consistently achieved ‘Excellent’ ratings under the MoU scheme, demonstrating strong performance in oil and gas production, exploration, and financial metrics. This was attributed to its proactive approach to technology adoption and efficient project management.

Frequently Asked Questions

What is the difference between ‘Navratna’, ‘Maharatna’ and MoU schemes?

The MoU scheme is a general performance evaluation system for all PSUs. ‘Navratna’ and ‘Maharatna’ are status granted to select high-performing PSUs, giving them greater autonomy and decision-making powers. These PSUs are also subject to the MoU scheme, but their performance is evaluated at a higher level.

Topics Covered

EconomyGovernancePublic SectorEconomic PolicyPerformance Management