UPSC MainsLAW-PAPER-I201325 Marks
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Q7.

The Constitution of India merely subscribes to three-fold division of gubernatorial functions and not to the doctrine of separation of powers in its absolute rigidity." Comment.

How to Approach

This question requires a nuanced understanding of the Indian Constitution's structure and the doctrine of separation of powers. The approach should be to first define the three-fold division of functions and the doctrine of separation of powers. Then, critically examine how the Indian Constitution deviates from a rigid separation of powers model, citing relevant articles and judicial pronouncements. Finally, discuss the rationale behind this flexible approach, emphasizing cooperative federalism and judicial review. A comparative analysis with other constitutional models can strengthen the response.

Model Answer

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Introduction

The Indian Constitution, inspired by various global models, adopts a unique approach to the distribution of governmental powers. While it seemingly subscribes to a three-fold division of powers – legislative, executive, and judiciary – it consciously departs from the strict, absolute separation of powers as conceived by Montesquieu. This divergence stems from the need to accommodate India’s diverse socio-political realities, emphasizing cooperative governance and judicial oversight. The question calls for an analysis of this nuanced position, exploring how the Constitution balances the principles of separation and integration of powers, ultimately fostering a dynamic and responsive governance structure.

Understanding the Concepts

The doctrine of separation of powers, popularized by Montesquieu in *The Spirit of the Laws* (1748), advocates for a distinct allocation of governmental functions to three branches – legislature (law-making), executive (law execution), and judiciary (law interpretation) – to prevent tyranny and ensure accountability. The three-fold division of functions in the Indian Constitution, as envisioned by the Constituent Assembly, broadly aligns with this principle. However, the Indian model is not a rigid separation but a 'functional' separation, allowing for overlap and interaction.

The Three-Fold Division and its Limitations

The Constitution envisages the following distribution:

  • Legislature (Parliament & State Legislatures): Makes laws.
  • Executive (President, Prime Minister, Council of Ministers): Implements laws and administers the country.
  • Judiciary (Supreme Court, High Courts): Interprets laws and resolves disputes.

However, a rigid application of this division presents challenges. For example, Article 75(3) mandates the executive to be accountable to the legislature. Furthermore, the President, though the head of the executive, is elected by an electoral college comprising members of Parliament and State Legislatures, blurring the lines.

Departures from Rigidity: Overlapping Powers

The Indian Constitution intentionally avoids a strict separation of powers, incorporating mechanisms for integration and checks and balances:

  • Legislative Powers of the Executive: The executive can issue ordinances (Article 123), which have the force of law, bypassing the legislature in certain situations. This is subject to legislative scrutiny and can be annulled.
  • Judicial Powers of the Executive: The executive can appoint judges (Article 124) and has the power of pardon (Article 72), influencing the judicial process.
  • Legislative Powers of the Judiciary: Judicial review (Article 13, 32) allows the judiciary to declare laws passed by the legislature unconstitutional, effectively exercising a legislative function. The power to initiate contempt proceedings against legislature and executive members is also a judicial power used to ensure accountability.
  • Parliamentary Committees: Committees like the Public Accounts Committee (PAC) scrutinize executive actions, blurring the lines between legislative oversight and executive accountability.

Constitutional Provisions and Judicial Interpretation

Several articles and judicial pronouncements underscore this flexible approach:

  • Article 245: Deals with the power of the legislature to make laws, including the executive’s delegated legislation.
  • Article 372: Provides for continuity of existing laws, demonstrating a pragmatic approach to transition.
  • Kesavananda Bharati v. State of Kerala (1973): Established the “basic structure” doctrine, limiting the power of the legislature to amend the Constitution, demonstrating judicial assertion.
  • S.R. Bommai v. Union of India (1994): Reinforced the importance of judicial review in safeguarding fundamental rights and upholding constitutionalism.

Rationale for a Flexible Approach

The Constitution's departure from a rigid separation of powers is rooted in several factors:

  • Cooperative Federalism: India's federal structure necessitates cooperation and coordination between the Centre and the States. A rigid separation would hinder this process.
  • Practical Considerations: A strict separation would lead to inefficiency and gridlock, particularly in a complex and diverse nation like India.
  • Judicial Activism: The judiciary’s role in protecting fundamental rights and ensuring constitutionalism necessitates a degree of intervention and oversight.
  • Parliamentary Sovereignty (Modified): While India does not fully embrace parliamentary sovereignty, the legislature retains significant power, necessitating checks and balances.

Comparison with Other Models

Comparing the Indian model with others highlights its unique approach:

Country Separation of Powers Model Key Characteristics
United States Rigid Separation Strong checks and balances, distinct roles for each branch.
United Kingdom Parliamentary Sovereignty Legislature is supreme; executive drawn from legislature.
India Functional Separation Balance between separation and integration, emphasis on cooperation and judicial review.

Contemporary Challenges

The evolving landscape presents new challenges. The rise of populism and executive overreach requires constant vigilance to ensure that the principles of separation of powers are upheld, even within the framework of functional separation.

The Indian Constitution's approach to the separation of powers is a pragmatic compromise, recognizing the need for both distinct functions and cooperative governance. While it acknowledges the three-fold division of powers, it actively avoids a rigid separation, embedding mechanisms for integration and judicial oversight. This flexible model, shaped by India’s unique context and evolving constitutional jurisprudence, remains vital for safeguarding democracy and ensuring accountability, necessitating continuous scrutiny and adaptation in the face of contemporary challenges.

Conclusion

The Indian Constitution's approach to the separation of powers is a pragmatic compromise, recognizing the need for both distinct functions and cooperative governance. While it acknowledges the three-fold division of powers, it actively avoids a rigid separation, embedding mechanisms for integration and judicial oversight. This flexible model, shaped by India’s unique context and evolving constitutional jurisprudence, remains vital for safeguarding democracy and ensuring accountability, necessitating continuous scrutiny and adaptation in the face of contemporary challenges.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Separation of Powers
A doctrine advocating for the division of governmental powers among different branches (legislative, executive, judicial) to prevent abuse of authority and ensure accountability.
Judicial Review
The power of the judiciary to examine the actions of the legislative and executive branches and determine whether they are constitutional.

Key Statistics

According to the PRS Legislative Research, the number of ordinances issued by the Central Government has significantly increased in recent years, highlighting the ongoing reliance on executive power.

Source: PRS Legislative Research (knowledge cutoff)

The 42nd Amendment Act (1976) attempted to curtail judicial review, but the Supreme Court, through the Minerva Mills case (1980), reaffirmed its importance, demonstrating judicial assertion of power.

Source: Knowledge Cutoff

Examples

Judicial Review of Ordinances

In 2020, the Supreme Court, in *Union of India vs. Durga Shakti Nagpal*, questioned the frequent use of ordinances, emphasizing the importance of legislative scrutiny.

Frequently Asked Questions

Why doesn't India follow the strict separation of powers model like the US?

India's model prioritizes cooperative federalism and recognizes the practical need for flexibility in a diverse nation. A rigid separation could lead to gridlock and hinder effective governance.

Topics Covered

PolityConstitutional LawGovernorExecutive PowersConstitutional Framework