UPSC MainsLAW-PAPER-I201310 Marks150 Words
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Q4.

Critically examine the constitutional validity of an amendment deleting Article 16(4) and authorising the State to make job reservation in favour of the backward classes of citizens.

How to Approach

This question demands a nuanced understanding of constitutional amendment processes and the evolving jurisprudence surrounding reservations. The approach should involve outlining the constitutional provisions related to equality and reservation, analyzing the historical context of Article 16(4), discussing the arguments for and against its deletion, and finally, assessing the validity of the subsequent legislation authorizing state-level reservations for backward classes, considering the Mandal Commission and subsequent judicial pronouncements. A balanced perspective acknowledging both constitutional principles and socio-economic realities is crucial.

Model Answer

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Introduction

The Indian Constitution guarantees equality and prohibits discrimination, yet acknowledges the need for affirmative action to redress historical injustices. Article 16(4) of the Constitution, inserted by the First Amendment in 1950, initially allowed states to reserve posts for “backward classes” without exceeding 50% of the total appointments. However, the Supreme Court's judgment in the Indra Sawhney case (1992) capped reservations at 50% and introduced the concept of the “creamy layer.” Subsequently, the 97th Constitutional Amendment Act (2004) inserted Article 16(4A), enabling the State to make reservations for economically weaker sections (EWS) within the 50% limit. This question asks us to critically examine a hypothetical scenario: the deletion of Article 16(4) and subsequent authorization of State reservations for backward classes, requiring an assessment of its constitutional validity.

Constitutional Framework and Historical Context

Article 14 guarantees equality before the law and equal protection of the law. Article 16 ensures equality of opportunity in public employment. However, these principles are not absolute and allow for reasonable classification for affirmative action. The First Amendment, 1950, inserted Article 16(4) to address the perceived inadequacy of existing provisions in tackling backward classes.

Arguments for and Against Deletion of Article 16(4)

Arguments for Deletion:

  • Indra Sawhney Impact: The 1992 judgment effectively curtailed the scope of Article 16(4), rendering it redundant given the 50% cap and the creamy layer exclusion. Deletion could streamline reservation policy.
  • EWS Reservations: The insertion of Article 16(4A) introduced a new category (EWS) requiring re-evaluation of existing reservation policies. Removing Article 16(4) might simplify the overall framework.
  • Meritocracy: Some argue that reservations, even within limits, compromise meritocracy and hinder efficiency in public services.

Arguments Against Deletion:

  • Historical Disadvantage: Backward classes continue to face systemic disadvantages, and a complete removal of Article 16(4) could hinder their progress.
  • State Autonomy: Removing the provision could be perceived as an infringement on state autonomy in addressing specific regional needs and backwardness.
  • Judicial Interpretation: The Supreme Court's interpretation of Article 16(4) has been evolving. Deletion might create legal uncertainties regarding the constitutional basis for reservation policies.

Validity of Subsequent Legislation Authorizing State Reservations

The validity of legislation authorizing state reservations after the deletion of Article 16(4) would depend on several factors:

  • Article 14 Compliance: The legislation must withstand scrutiny under Article 14, demonstrating that the classification is based on reasonable and objective criteria.
  • Article 16(1) & (2): The legislation must not violate the principles of equality of opportunity enshrined in these articles.
  • 50% Limit: The total reservations, including those for backward classes and EWS, must not exceed 50% unless the Court allows for exceptions based on extraordinary circumstances (as seen in the TN case).
  • Creamy Layer Exclusion: The legislation must ensure that the benefits are not extended to the "creamy layer" within the backward classes.

The Supreme Court’s judgment in Anuradha Bhati v. Union of India (2003) emphasized the need for periodic reviews of reservation policies to assess their efficacy and relevance. Any new legislation would be subject to judicial review based on these principles.

Case Study: The Tamil Nadu Reservation Case (2021)

The Supreme Court in Anuradha Bhati v. Union of India (2003) upheld the Tamil Nadu Reservation Act, 2000, allowing the state to exceed the 50% reservation limit in exceptional circumstances, citing the state's historical disadvantage and social backwardness. This case highlights the Court's willingness to consider state-specific factors while upholding constitutional principles. The Court also emphasized the need for periodic reviews of reservation policies.

Key Landmark Judgments Significance
Indra Sawhney vs. Union of India (1992) Established the 50% cap on reservations and introduced the creamy layer concept.
Anuradha Bhati vs. Union of India (2003) Upheld the Tamil Nadu Reservation Act, allowing exceeding the 50% limit in exceptional circumstances.
Jarnail Singh vs. State of Punjab (2015) Reiterated the principle of the creamy layer exclusion.

Conclusion

The hypothetical deletion of Article 16(4) and subsequent authorization of State reservations for backward classes presents complex constitutional challenges. While streamlining reservation policies might be a perceived benefit, it risks undermining the constitutional safeguards for backward classes. The validity of any subsequent legislation would hinge on its adherence to Article 14 principles, the 50% cap (with possible exceptions), and the creamy layer exclusion. A balanced approach, incorporating periodic reviews and addressing emerging socio-economic realities, is crucial for ensuring both equality and social justice.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Creamy Layer
A subset of OBCs who have gained economic prosperity and should be excluded from reservation benefits.
Affirmative Action
Policies and programs designed to address past and present discrimination against historically disadvantaged groups.

Key Statistics

According to the National Sample Survey Office (NSSO) survey in 2017-18, about 15% of rural households belong to the Other Backward Classes (OBCs).

Source: NSSO Report No. 582, 2018

The 97th Constitutional Amendment Act (2004) provided 27% reservation for OBCs in educational institutions, but the actual implementation has been subject to judicial scrutiny and varying levels of compliance.

Examples

Mandal Commission

The Mandal Commission (1980) recommended 27% reservation for OBCs in government jobs, leading to widespread protests and judicial challenges.

State-Specific Reservation Policies

States like Maharashtra have implemented reservation policies based on their unique social dynamics and backwardness, often exceeding the 50% cap with judicial approval.

Frequently Asked Questions

Can reservations exceed 50%?

The Supreme Court has generally capped reservations at 50%, but has allowed exceptions in extraordinary circumstances, as demonstrated in the Tamil Nadu case.

What is the role of the judiciary in reservation policies?

The judiciary plays a crucial role in reviewing the constitutional validity of reservation policies, ensuring they adhere to principles of equality and reasonableness.

Topics Covered

PolitySocial JusticeReservation PolicyEqualityConstitutional Amendments