UPSC MainsPUBLIC-ADMINISTRATION-PAPER-I201510 Marks150 Words
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Q2.

Discuss how the Public Choice Theory promotes the concept of 'Steering' and undermines the concept of 'Rowing' in visualising efficient and effective administration.

How to Approach

This question requires understanding of Public Choice Theory and its implications for public administration. The answer should define both 'Steering' and 'Rowing' as conceptualized by Osborne and Gaebler in their book "Reinventing Government". It should then explain how Public Choice Theory, with its emphasis on individual rationality and self-interest, challenges the traditional 'Rowing' model (direct service provision) and promotes 'Steering' (contracting out, market mechanisms, and focusing on outcomes). A structured response comparing the two approaches, with examples, is ideal.

Model Answer

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Introduction

Public Administration has evolved from a traditional, hierarchical model focused on direct service delivery – often termed ‘Rowing’ – to a more modern approach emphasizing strategic management and market-based solutions, known as ‘Steering’. This shift is significantly influenced by the Public Choice Theory, which applies economic principles to political decision-making. Developed by economists like James Buchanan and Gordon Tullock, Public Choice Theory posits that individuals, including public officials, are motivated by self-interest. This fundamentally alters the understanding of administrative efficiency and effectiveness, questioning the assumptions underlying the ‘Rowing’ approach and advocating for a greater role for ‘Steering’ mechanisms.

Understanding ‘Rowing’ and ‘Steering’

David Osborne and Ted Gaebler, in their seminal work "Reinventing Government" (1992), popularized the concepts of ‘Rowing’ and ‘Steering’.

  • Rowing: Represents the traditional public administration model where the government directly provides services – ‘rowing the boat’ itself. This involves direct control over inputs, processes, and outputs. Emphasis is on bureaucratic procedures and adherence to rules.
  • Steering: Focuses on setting policy goals and standards, then using market mechanisms, contracts, and other tools to guide others – public, private, or non-profit – to achieve those goals. The government ‘steers’ the boat rather than rowing it. Emphasis is on outcomes and performance.

Public Choice Theory and its Impact

Public Choice Theory challenges the traditional assumptions of public administration by introducing the concept of rational self-interest into the analysis of bureaucratic behavior.

Key tenets of Public Choice Theory:

  • Methodological Individualism: Collective decisions are the result of individual choices.
  • Rationality: Individuals act rationally to maximize their utility (benefits minus costs).
  • Self-Interest: Individuals are primarily motivated by their own self-interest, even in the public sector.

How Public Choice Theory Promotes ‘Steering’

Public Choice Theory suggests that bureaucrats, like individuals in the private sector, are motivated by factors like budget maximization, career advancement, and minimizing effort. This can lead to inefficiencies and rent-seeking behavior within the ‘Rowing’ model.

  • Agency Problem: Public Choice highlights the agency problem – the difficulty of ensuring that agents (bureaucrats) act in the best interests of the principal (the public). Direct service provision ('Rowing') exacerbates this problem due to lack of clear accountability and performance metrics.
  • Contract Failure & Information Asymmetry: While contracting out (a ‘Steering’ mechanism) isn’t without its challenges, Public Choice acknowledges that competition and market forces can mitigate some of the inefficiencies inherent in bureaucratic ‘Rowing’. However, it also recognizes the potential for contract failure due to information asymmetry and opportunistic behavior.
  • Focus on Outcomes: Public Choice encourages a shift towards outcome-based performance measurement. ‘Steering’ allows governments to focus on defining desired outcomes and holding service providers accountable for achieving them, rather than controlling the means of delivery.

Undermining ‘Rowing’

Public Choice Theory directly undermines the rationale for extensive ‘Rowing’ by questioning the efficiency and effectiveness of direct government provision.

Feature ‘Rowing’ (Traditional Public Administration) ‘Steering’ (Market-Based Approach)
Motivation Public service, rule-following Self-interest, competition, performance
Accountability Process-oriented, bureaucratic Outcome-oriented, market-driven
Efficiency Potentially inefficient due to lack of incentives Potentially more efficient due to competition
Innovation Slow to innovate Encourages innovation

For example, the privatization of waste management services in many cities exemplifies ‘Steering’. Instead of the municipality directly collecting garbage (‘Rowing’), it contracts with private companies to do so, setting performance standards and monitoring outcomes. This leverages the efficiency of the private sector and reduces the scope for bureaucratic inefficiencies.

Conclusion

Public Choice Theory provides a powerful lens for understanding the limitations of the traditional ‘Rowing’ model of public administration. By acknowledging the role of self-interest and advocating for market-based solutions, it promotes the concept of ‘Steering’ as a more efficient and effective approach to governance. However, it’s crucial to recognize that ‘Steering’ is not a panacea and requires careful design, robust monitoring, and effective regulation to prevent market failures and ensure accountability. A balanced approach, combining elements of both ‘Rowing’ and ‘Steering’, is often the most pragmatic solution.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Rent-Seeking
The pursuit of economic gain through manipulation of the political environment rather than by creating new wealth. This often involves lobbying for favorable regulations or subsidies.
Agency Problem
A conflict of interest inherent in any relationship where one party (the "principal") delegates tasks to another party (the "agent"). The agent may act in their own self-interest, which may not align with the principal's interests.

Key Statistics

According to a 2018 World Bank report, countries with greater regulatory quality (a key aspect of ‘Steering’) tend to have higher economic growth rates.

Source: World Bank, Doing Business Report 2018

A study by the OECD (as of 2020) found that countries with more competitive procurement processes (aligned with ‘Steering’) experienced lower public procurement costs.

Source: OECD, Government at a Glance 2020

Examples

National Health Service (NHS) in the UK

The NHS, traditionally a ‘Rowing’ model of healthcare provision, has increasingly adopted ‘Steering’ mechanisms through the introduction of Independent Sector Treatment Centres (ISTCs) – private companies contracted to provide specific healthcare services.

Frequently Asked Questions

Does Public Choice Theory imply that all public servants are corrupt?

No, Public Choice Theory doesn’t assume corruption. It simply recognizes that individuals in the public sector, like those in the private sector, are motivated by self-interest, and this can influence their behavior even without malicious intent.

Topics Covered

Public AdministrationEconomicsPublic PolicyAdministrative EfficiencyGovernance