UPSC MainsECONOMICS-PAPER-II201710 Marks150 Words
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Q3.

What caused the problem of non-performing assets of Indian commercial banks and what cures are being suggested to solve the problem?

How to Approach

This question requires a two-pronged approach. First, identify the causes of NPAs, categorizing them into internal and external factors. Second, discuss the various curative measures suggested and implemented, including regulatory changes, government schemes, and bank-specific strategies. Structure the answer by first outlining the causes, then detailing the cures, and finally, briefly mentioning the challenges in implementation. Focus on recent developments like the Insolvency and Bankruptcy Code (IBC) and the SARFAESI Act.

Model Answer

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Introduction

Non-Performing Assets (NPAs) represent a significant challenge to the Indian banking sector, hindering credit growth and economic stability. As of March 2023, the gross NPA ratio of Scheduled Commercial Banks (SCBs) stood at 3.9% (RBI Financial Stability Report, June 2023). The problem didn’t emerge overnight; it’s a culmination of factors ranging from macroeconomic conditions and flawed lending practices to inadequate risk assessment and governance issues. Addressing this issue is crucial for maintaining financial sector health and fostering sustainable economic development.

Causes of Non-Performing Assets

The rise in NPAs can be attributed to a complex interplay of factors, broadly categorized as internal and external.

External Factors

  • Economic Slowdowns: Global and domestic economic downturns, like the 2008 financial crisis and the COVID-19 pandemic, significantly impacted borrowers’ ability to repay loans.
  • Sectoral Issues: Certain sectors, such as infrastructure, textiles, and agriculture, faced specific challenges (policy paralysis, demand-supply mismatch, monsoon failures) leading to widespread defaults.
  • Policy Paralysis & Regulatory Delays: Delays in environmental clearances and land acquisition hampered project implementation, impacting loan repayment capacity.

Internal Factors

  • Aggressive Lending: During periods of high economic growth (2004-2008), banks engaged in aggressive lending, often overlooking due diligence and risk assessment.
  • Poor Credit Appraisal: Inadequate credit appraisal processes, weak monitoring of loan performance, and lack of early warning signals contributed to the accumulation of bad loans.
  • Wilful Defaulters: Instances of promoters deliberately diverting funds and defaulting on loans exacerbated the NPA problem.
  • Governance Issues: Weak corporate governance within banks and lack of accountability further compounded the issue.
  • Lack of Coordination: Poor coordination between banks, government agencies, and regulatory bodies hindered timely resolution of stressed assets.

Cures Suggested to Solve the Problem

Several measures have been suggested and implemented to address the NPA problem, focusing on prevention, early detection, and resolution.

Preventive Measures

  • Strengthened Credit Appraisal: Banks are being encouraged to adopt robust credit appraisal techniques, including stress testing and enhanced due diligence.
  • Early Warning Systems: Implementing early warning systems to identify potential loan defaults and take corrective action.
  • Improved Risk Management: Strengthening risk management frameworks and enhancing monitoring of loan portfolios.

Resolution Measures

  • Insolvency and Bankruptcy Code (IBC), 2016: This landmark legislation provides a time-bound framework for resolving stressed assets, enabling creditors to recover their dues.
  • SARFAESI Act, 2002: The Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act allows banks to take possession of assets pledged as collateral without court intervention.
  • Debt Recovery Tribunals (DRTs): Established to expedite the recovery of debts owed to banks and financial institutions.
  • Asset Reconstruction Companies (ARCs): These companies purchase NPAs from banks and attempt to resolve them through various means, such as restructuring or sale.
  • Government Schemes:
    • Credit Guarantee Fund for Micro and Small Enterprises (CGMSE): Provides credit guarantees to banks lending to MSMEs, reducing their risk.
    • Pradhan Mantri Mudra Yojana (PMMY): Provides loans to non-corporate, non-farm small/micro enterprises, aiming to reduce reliance on informal sources of credit.
  • Recapitalization of Banks: The government has infused capital into public sector banks to improve their financial health and enhance their lending capacity.

Recent Developments

The establishment of the National Asset Reconstruction Company Limited (NARCL) in 2021, often referred to as the “Bad Bank”, is a significant step towards resolving large NPAs. NARCL aims to acquire and resolve stressed assets from banks, freeing them up to focus on lending.

Act/Scheme Year Key Feature
SARFAESI Act 2002 Allows banks to take possession of assets without court intervention.
IBC 2016 Provides a time-bound framework for resolving stressed assets.
NARCL 2021 "Bad Bank" to acquire and resolve large NPAs.

Conclusion

The problem of NPAs in Indian commercial banks is multifaceted, stemming from both internal weaknesses and external shocks. While measures like the IBC, SARFAESI Act, and the establishment of NARCL have shown promise, sustained efforts are needed to strengthen credit appraisal processes, improve risk management, and enhance governance within banks. Effective implementation of these measures, coupled with a conducive economic environment, is crucial for resolving the NPA problem and ensuring the long-term health of the Indian banking sector.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Gross NPA Ratio
The gross NPA ratio is the percentage of gross non-performing assets to gross advances. It indicates the proportion of loans that are in default or close to being in default.
Wilful Defaulter
A borrower is classified as a wilful defaulter if they have the capacity to repay the loan but intentionally default, or divert funds for purposes other than those for which the loan was granted.

Key Statistics

The total amount of NPAs in the Indian banking system was ₹16.35 lakh crore as of March 2023.

Source: RBI Financial Stability Report, June 2023

As of December 2022, the amount involved in cases of wilful defaulters stood at over ₹2.06 lakh crore.

Source: RBI data (as of knowledge cutoff)

Examples

Kingfisher Airlines

The case of Kingfisher Airlines, which defaulted on loans worth thousands of crores, exemplifies the problem of wilful defaulters and the challenges in recovering dues from large borrowers.

Frequently Asked Questions

What is the difference between a gross NPA and a net NPA?

Gross NPA includes all identified NPAs, while net NPA is calculated by subtracting provisions made for bad loans from gross NPA. Net NPA provides a more realistic picture of the bank’s actual losses.

Topics Covered

EconomyFinanceBankingNPAsBanking RegulationFinancial Stability