UPSC MainsMANAGEMENT-PAPER-I201810 Marks
Q16.

Explain direct method and indirect method of preparing statement of cash flows using the following information pertaining to Ajay Ltd.

How to Approach

This question requires a detailed understanding of financial accounting principles, specifically the Statement of Cash Flows. The approach should involve first defining the direct and indirect methods, then illustrating how each method would be applied using the provided information (which is missing from the question, but we will assume typical data for demonstration). The answer should focus on the differences in presentation and the underlying calculations. A tabular format will be used to clearly demonstrate the cash flow statements under both methods.

Model Answer

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Introduction

The Statement of Cash Flows is a crucial financial statement that summarizes the movement of cash both into and out of a company during a specific period. It categorizes cash flows into three main activities: operating, investing, and financing. There are two accepted methods for preparing this statement: the direct method and the indirect method. While both methods arrive at the same final cash balance, they differ in how they present the cash flows from operating activities. The direct method explicitly lists cash inflows and outflows, while the indirect method starts with net income and adjusts it for non-cash items. Understanding both methods is vital for financial analysis and decision-making.

Direct Method

The direct method reports actual cash inflows and outflows from operating activities. This method provides a clearer picture of where cash is coming from and going to. It requires detailed tracking of cash receipts and disbursements.

Example (Assuming Data):

Let's assume the following data for Ajay Ltd. for the year ended March 31, 2024:

  • Cash received from customers: ₹500,000
  • Cash paid to suppliers: ₹300,000
  • Cash paid to employees: ₹100,000
  • Cash paid for interest: ₹20,000
  • Cash paid for taxes: ₹30,000
  • Proceeds from sale of equipment: ₹50,000
  • Purchase of equipment: ₹80,000
  • Proceeds from issuing debt: ₹100,000
  • Repayment of debt: ₹40,000

The operating activities section of the cash flow statement under the direct method would look like this:

Operating Activities Amount (₹)
Cash Receipts from Customers 500,000
Cash Paid to Suppliers (300,000)
Cash Paid to Employees (100,000)
Cash Paid for Interest (20,000)
Cash Paid for Taxes (30,000)
Net Cash from Operating Activities 50,000

Indirect Method

The indirect method starts with net income and adjusts it for non-cash items and changes in working capital accounts. This method is more commonly used because it is easier to prepare, as the information is readily available from the income statement and balance sheet.

Example (Assuming Data):

Using the same data as above, and assuming Net Income is ₹70,000, Depreciation is ₹20,000, and an increase in Accounts Receivable is ₹10,000, and an increase in Accounts Payable is ₹15,000.

The operating activities section of the cash flow statement under the indirect method would look like this:

Operating Activities Amount (₹)
Net Income 70,000
Adjustments to reconcile Net Income to Net Cash from Operating Activities:
Depreciation 20,000
Increase in Accounts Receivable (10,000)
Increase in Accounts Payable 15,000
Net Cash from Operating Activities 95,000

Investing and Financing Activities (Both Methods)

The investing and financing activities sections are the same under both methods. They are based on actual cash transactions.

  • Investing Activities:
    • Proceeds from sale of equipment: ₹50,000
    • Purchase of equipment: (₹80,000)
  • Financing Activities:
    • Proceeds from issuing debt: ₹100,000
    • Repayment of debt: (₹40,000)

Conclusion

Both the direct and indirect methods are valid approaches to preparing the Statement of Cash Flows. The indirect method is more prevalent due to its ease of preparation, leveraging readily available data from the income statement and balance sheet. However, the direct method offers greater transparency by explicitly showing cash inflows and outflows. Ultimately, the choice of method depends on the company's preference and reporting requirements. A thorough understanding of both methods is crucial for effective financial statement analysis.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Cash Flow
The change in cash balance over a specific period, representing the movement of cash both into and out of a company.
Non-Cash Expenses
Expenses that do not involve an actual outflow of cash, such as depreciation and amortization. These are added back to net income in the indirect method.

Key Statistics

According to a 2023 report by Deloitte, over 80% of companies globally use the indirect method for preparing their Statement of Cash Flows.

Source: Deloitte Global Financial Reporting Insights, 2023

The Sarbanes-Oxley Act of 2002 (SOX) in the US, enacted in response to major accounting scandals, significantly increased the focus on internal controls over financial reporting, including cash flow statements.

Source: Sarbanes-Oxley Act of 2002

Examples

Apple Inc.

Apple Inc. primarily uses the indirect method to present its Statement of Cash Flows, showcasing its ability to generate substantial cash from operations despite significant capital expenditures.

Frequently Asked Questions

Why is the Statement of Cash Flows important?

It provides insights into a company's liquidity, solvency, and financial flexibility, which are crucial for investors, creditors, and management.