UPSC MainsPOLITICAL-SCIENCE-INTERANATIONAL-RELATIONS-PAPER-I202020 Marks
हिंदी में पढ़ें
Q20.

Examine the role and functioning of the Election Commission of India and the Comptroller and Auditor General in the last two decades.

How to Approach

This question requires a detailed examination of two crucial constitutional bodies – the Election Commission of India (ECI) and the Comptroller and Auditor General (CAG). The answer should focus on their evolution, key functions, recent challenges, and significant contributions over the last two decades (roughly 2004-2024). A thematic structure, covering aspects like independence, reforms, controversies, and impact on governance, is recommended. Focus on specific examples and landmark cases to demonstrate understanding.

Model Answer

0 min read

Introduction

The bedrock of any democracy lies in its fair and transparent electoral processes and robust financial oversight. In India, these are ensured by the Election Commission of India (ECI) and the Comptroller and Auditor General (CAG), respectively. Established under Article 324 of the Constitution and Article 148, these institutions have evolved significantly over the last two decades, adapting to new challenges posed by political dynamics, technological advancements, and increasing demands for accountability. This answer will examine their roles, functioning, and the key developments impacting their effectiveness in the 21st century.

The Election Commission of India (ECI): Role and Functioning

The ECI is responsible for conducting free and fair elections to Parliament, State Legislatures, and the offices of President and Vice-President. Over the last two decades, the ECI has focused on several key areas:

  • Expanding Electoral Participation: Initiatives like the National Voters’ Day (2011), voter education programs, and simplification of registration processes have aimed to increase voter turnout. The use of Electronic Voting Machines (EVMs) and Voter Verifiable Paper Audit Trail (VVPAT) has been expanded to enhance transparency and build trust.
  • Combating Electoral Malpractices: The ECI has taken stringent measures to curb the use of money and muscle power in elections, including stricter enforcement of the Model Code of Conduct, increased surveillance, and disqualification of candidates found guilty of electoral offenses.
  • Technological Advancements: The introduction of online voter registration, e-filing of nominations, and real-time monitoring of election expenditure have improved efficiency and transparency. The ECI is also exploring the use of remote voting technologies to facilitate participation for migrant voters.
  • Addressing Challenges: The ECI has faced challenges related to criminalization of politics, the influence of social media, and allegations of bias. The debate surrounding the use of EVMs and VVPATs continues, with demands for reverting to ballot papers from some quarters.

Recent Developments: The ECI’s handling of the 2019 and 2024 general elections, marked by record voter turnout and extensive use of technology, has been noteworthy. However, concerns regarding the neutrality of the ECI have been raised by opposition parties, particularly regarding the timing of election announcements and the enforcement of the Model Code of Conduct.

The Comptroller and Auditor General (CAG): Role and Functioning

The CAG is the head of the Indian Audit and Accounts Service and is responsible for auditing all government accounts in the country. Its primary function is to ensure that public funds are used efficiently and effectively. Over the last two decades, the CAG has played a crucial role in:

  • Performance Auditing: The CAG has increasingly focused on performance auditing, which assesses the efficiency and effectiveness of government programs and policies. This has led to the identification of significant inefficiencies and wastage of public funds.
  • Investigating Corruption: The CAG has uncovered several high-profile cases of corruption and financial irregularities, including the 2G spectrum allocation scam (2010), the Coal allocation scam (2012), and the Commonwealth Games scam (2010).
  • Strengthening Accountability: The CAG’s reports are submitted to Parliament and State Legislatures, which can then take action based on its findings. This has helped to strengthen accountability and transparency in government.
  • Technological Integration: The CAG has adopted technology to improve its auditing processes, including the use of data analytics and automated audit tools.

Recent Developments: The CAG’s report on the Rafale deal (2019) generated significant political controversy. The CAG also played a crucial role in auditing the government’s response to the COVID-19 pandemic, highlighting shortcomings in procurement and distribution of essential supplies. The CAG’s increasing focus on environmental auditing and social sector audits is also noteworthy.

Comparing ECI and CAG

Feature Election Commission of India (ECI) Comptroller and Auditor General (CAG)
Constitutional Basis Article 324 Article 148
Primary Function Conducting free and fair elections Auditing government accounts
Accountability To the President of India To the President of India and Parliament
Focus Areas (last 2 decades) Voter participation, electoral malpractices, technology Performance auditing, corruption investigation, accountability

Challenges and the Way Forward

Both the ECI and CAG face ongoing challenges. The ECI needs to address concerns about its neutrality and ensure that elections remain free from undue influence. The CAG needs to enhance its capacity to audit complex financial transactions and ensure that its findings lead to effective action. Strengthening the independence of these institutions, providing them with adequate resources, and promoting a culture of transparency and accountability are crucial for safeguarding India’s democratic values.

Conclusion

In conclusion, both the ECI and CAG have played a vital role in strengthening India’s democratic institutions over the last two decades. While they have achieved significant successes, they also face ongoing challenges. Continued reforms, technological advancements, and a commitment to independence and accountability are essential to ensure that these institutions remain effective in safeguarding the interests of the Indian people and upholding the principles of good governance. Their continued evolution is crucial for maintaining public trust and ensuring a vibrant democracy.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Model Code of Conduct
A set of guidelines issued by the Election Commission of India during elections to ensure a level playing field for all candidates and parties. It restricts activities that could influence voters or disrupt the electoral process.
Performance Audit
An assessment of the efficiency, effectiveness, and economy with which a government program or policy is implemented. It focuses on whether resources are being used optimally to achieve desired outcomes.

Key Statistics

Voter turnout in India increased from 58.21% in the 2004 general elections to 67.11% in the 2019 general elections.

Source: Election Commission of India

The number of registered voters in India has increased to over 969 million as of January 1, 2024.

Source: Election Commission of India (as of knowledge cutoff)

Examples

2G Spectrum Scam

The CAG’s report on the 2G spectrum allocation scam in 2010 estimated a loss of ₹1.76 lakh crore to the exchequer, leading to widespread public outrage and a major political scandal.

Frequently Asked Questions

What is the significance of VVPAT?

Voter Verifiable Paper Audit Trail (VVPAT) is a system that allows voters to verify that their vote has been correctly recorded. It enhances transparency and builds trust in the electoral process.

Topics Covered

Indian PoliticsGovernanceElectoral ProcessPublic FinanceAccountability