UPSC MainsPUBLIC-ADMINISTRATION-PAPER-II202020 Marks
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Q13.

The Speaker of the State Assembly has assumed a significant role in formations and dissolutions of governments. Examine under the circumstances of coalition governments with examples.

How to Approach

This question requires a nuanced understanding of the Speaker’s role beyond merely presiding over the assembly. The answer should focus on how the Speaker’s decisions, particularly regarding disqualification of MLAs, recognition of legislative parties, and timing of floor tests, become crucial in coalition governments. Structure the answer by first defining the Speaker’s powers, then detailing their relevance in coalition scenarios, followed by illustrative examples. Analyze the potential for misuse of power and the constitutional safeguards available.

Model Answer

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Introduction

The Speaker of a State Legislative Assembly, as outlined in Articles 178-184 of the Constitution, is a pivotal figure in the parliamentary process. While traditionally viewed as an impartial presiding officer, the Speaker’s role has evolved, particularly in the context of increasingly frequent coalition governments. The Speaker’s decisions on issues like disqualification of members under the anti-defection law, recognition of legislative party leaders, and the scheduling of floor tests can significantly influence the stability – or instability – of a government. Recent political events in states like Maharashtra, Karnataka, and Madhya Pradesh have underscored the Speaker’s enhanced, and often controversial, role in government formation and dissolution.

The Speaker’s Constitutional Powers and Discretion

The Constitution vests significant powers in the Speaker. These include:

  • Presiding Officer: Maintaining order and conducting proceedings of the House.
  • Disqualification: Determining the validity of membership under the Tenth Schedule (Anti-Defection Law, 1985).
  • Recognition of Parties: Recognizing legislative parties and their leaders, which determines who holds the position of Leader of Opposition and influences floor management.
  • Floor Test: Directing a floor test to prove the majority of the government. The timing of this test is at the Speaker’s discretion, though subject to judicial review.

The Speaker’s discretion in these matters is considerable, and this is where the potential for political maneuvering arises, especially in coalition governments.

Relevance in Coalition Governments

Coalition governments, by their very nature, are fragile and prone to instability. The Speaker’s role becomes magnified in such scenarios due to:

  • Anti-Defection Law: In a coalition, individual MLAs are often tempted to switch allegiance. The Speaker’s interpretation and application of the anti-defection law can determine whether such defections lead to the collapse of the government.
  • Legislative Party Splits: Recognizing a split in a legislative party is a crucial decision. A favorable recognition can alter the balance of power.
  • Floor Test Timing: The Speaker’s delay or haste in ordering a floor test can be strategically used to either consolidate the government’s position or hasten its fall.

Illustrative Examples

Several instances demonstrate the Speaker’s influence:

  • Karnataka (2018): The then Speaker, K.R. Ramesh Kumar, delayed the floor test despite a Supreme Court directive, leading to accusations of bias and ultimately contributing to the fall of the HD Kumaraswamy-led coalition government.
  • Maharashtra (2019): The Speaker’s actions regarding the disqualification of Shiv Sena MLAs played a critical role in the formation of the Maha Vikas Aghadi government. The subsequent removal of the Speaker by the new government highlighted the political significance of the position.
  • Madhya Pradesh (2020): The Speaker’s initial reluctance to accept the resignations of Congress MLAs who defected to the BJP, followed by their eventual acceptance after a Supreme Court intervention, was a key event in the collapse of the Kamal Nath government.

Potential for Misuse and Constitutional Safeguards

The Speaker’s powers, while necessary, are susceptible to misuse. Concerns include:

  • Political Bias: The Speaker, being a member of a political party, may be influenced by party considerations.
  • Delaying Tactics: Deliberately delaying decisions to benefit a particular faction.
  • Arbitrary Disqualifications: Disqualifying members without due process.

However, constitutional safeguards exist:

  • Judicial Review: The Supreme Court has the power of judicial review over the Speaker’s decisions. Several cases (e.g., Kihoto Hollohan v. Zachillhu, 1992) have established this principle.
  • Impartiality Expectation: While not explicitly mandated, the Speaker is expected to act impartially and uphold the dignity of the House.
  • Tribunal for Disqualification: There have been suggestions for establishing an independent tribunal to adjudicate disqualification matters, reducing the Speaker’s discretionary power. (Second Administrative Reforms Commission, 5th Report, 2008)

The Role of the Deputy Speaker

In the absence of a Speaker, the Deputy Speaker assumes the Speaker’s powers. This provision, while intended to ensure continuity, has also been subject to political maneuvering, as seen in recent events where Deputy Speakers were prevented from discharging their duties.

Conclusion

The Speaker’s role in formations and dissolutions of governments, particularly in the context of coalition politics, has become increasingly significant and often contentious. While the Constitution grants the Speaker considerable powers and discretion, these must be exercised with impartiality and adherence to constitutional principles. The judiciary plays a crucial role in ensuring accountability and preventing misuse of power. Strengthening institutional mechanisms, such as considering an independent tribunal for disqualification matters, could further enhance the Speaker’s neutrality and safeguard the stability of coalition governments.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Anti-Defection Law
The Tenth Schedule of the Indian Constitution, commonly known as the Anti-Defection Law, was added in 1985 to address the problem of political defections. It aims to ensure that elected representatives do not switch parties after being elected.
Floor Test
A floor test is a procedure used to determine whether a chief minister or government enjoys the confidence of the legislative assembly. It involves the government proving its majority by winning a vote of confidence.

Key Statistics

According to PRS Legislative Research (as of November 2023), since the implementation of the Anti-Defection Law, over 4,000 MLAs have been disqualified across states.

Source: PRS Legislative Research

Between 2014 and 2023, there have been at least 10 instances of governments facing floor tests or being brought down due to loss of confidence in the assembly (based on news reports and PRS data).

Source: Various news sources and PRS Legislative Research (knowledge cutoff)

Examples

Manipur Political Crisis (2017)

In 2017, Manipur witnessed a complex political situation where the Congress emerged as the single largest party but failed to form a government. The Speaker’s decisions regarding the recognition of legislative parties and the disqualification of MLAs were crucial in enabling the BJP-led coalition to form the government.

Frequently Asked Questions

Can the Supreme Court directly order a Speaker to conduct a floor test?

Yes, the Supreme Court can direct the Speaker to conduct a floor test within a specified timeframe, as demonstrated in the Karnataka case (2018). However, the Court generally respects the Speaker’s autonomy in managing the House proceedings.

Topics Covered

PolityGovernanceState LegislatureCoalition PoliticsConstitutional Law