UPSC MainsGENERAL-STUDIES-PAPER-II202110 Marks150 Words
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Q3.

How have the recommendations of the 14th Finance Commission of India enabled the States to improve their fiscal position?

How to Approach

This question requires a focused answer on the impact of the 14th Finance Commission’s recommendations on state finances. The answer should highlight the key changes introduced by the Commission, particularly the increased devolution of funds to states, and how this impacted their fiscal position. Structure the answer by first briefly introducing the 14th Finance Commission and its mandate, then detailing the key recommendations and their effects, and finally, providing examples of states that benefited. Focus on fiscal autonomy, revenue deficit grants, and capital expenditure.

Model Answer

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Introduction

The 14th Finance Commission (2015-2020), chaired by Y.V. Reddy, was a pivotal moment in Indian fiscal federalism. Tasked with recommending the principles governing the distribution of tax revenues between the Union and the States for a five-year period, it fundamentally altered the financial landscape for states. Prior to this, states were heavily reliant on centrally sponsored schemes and plan transfers, leading to limited fiscal autonomy. The Commission’s recommendations aimed to address this imbalance by significantly increasing the states’ share in the divisible pool of taxes, thereby empowering them to address their specific developmental needs and improve their fiscal position.

Key Recommendations of the 14th Finance Commission

The 14th Finance Commission made several landmark recommendations, the most significant being a substantial increase in the states’ share of the divisible pool of central taxes.

  • Increased Devolution: The Commission recommended increasing the states’ share from 32% to 42% of the divisible pool. This represented a significant increase of 10 percentage points, translating into a substantial rise in untied funds available to states.
  • Revenue Deficit Grants: It provided revenue deficit grants to states with weak fiscal positions, ensuring they could meet their essential expenditure obligations. These grants were designed to be phased out as states improved their fiscal health.
  • Performance-Based Incentives: The Commission introduced performance-based incentives through grants linked to improvements in areas like fiscal discipline, tax effort, and local body finance.
  • Rationalization of Centrally Sponsored Schemes: It advocated for rationalizing the number of centrally sponsored schemes to reduce overlaps and improve efficiency.

Impact on States’ Fiscal Position

The recommendations of the 14th Finance Commission had a profound impact on the fiscal position of states, leading to increased autonomy and improved financial health.

  • Enhanced Fiscal Autonomy: The increased devolution of funds provided states with greater flexibility to prioritize their spending based on local needs and conditions. This reduced their dependence on the Union government for funding specific schemes.
  • Improved Revenue Position: The higher share in central taxes led to a significant increase in states’ own revenue, enabling them to finance their development programs more effectively.
  • Increased Capital Expenditure: With greater financial resources, states were able to increase their capital expenditure, which is crucial for long-term economic growth. States invested more in infrastructure projects like roads, irrigation, and power generation.
  • Reduced Fiscal Deficits: While not uniform across all states, many states witnessed a reduction in their fiscal deficits as a result of increased revenue and improved fiscal management.

State-Specific Examples

Several states benefited significantly from the 14th Finance Commission’s recommendations.

State Impact
Karnataka Witnessed a substantial increase in its tax revenue, allowing it to invest heavily in infrastructure projects and social welfare programs.
Andhra Pradesh Benefited from revenue deficit grants and increased devolution, enabling it to address its fiscal challenges and fund development initiatives.
Rajasthan Utilized the increased funds to improve its education and healthcare infrastructure, leading to better outcomes in these sectors.
Bihar Received significant revenue deficit grants, which helped it to maintain essential services and initiate development projects.

However, it’s important to note that the impact varied across states. States with stronger fiscal positions were better equipped to utilize the increased funds effectively, while states with weaker fiscal positions faced challenges in managing the increased resources and maintaining fiscal discipline.

Conclusion

The 14th Finance Commission’s recommendations marked a significant shift towards greater fiscal decentralization and empowered states with increased financial autonomy. The substantial increase in the states’ share of central taxes, coupled with revenue deficit grants and performance-based incentives, led to improved fiscal positions and enhanced capacity for development. While challenges remain in ensuring equitable distribution and effective utilization of funds, the Commission’s legacy continues to shape the landscape of Indian fiscal federalism, fostering a more cooperative and responsive governance structure.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Divisible Pool of Taxes
The divisible pool of taxes refers to the total revenue collected by the Union government from various taxes (like Income Tax, Central Excise Duty, etc.) that is shared with the states as per the recommendations of the Finance Commission.
Fiscal Deficit
Fiscal deficit is the difference between the government’s total expenditure and its total revenue, excluding borrowings. It indicates the amount of money the government needs to borrow to finance its expenditure.

Key Statistics

The 14th Finance Commission increased the states’ share in the divisible pool of taxes from 32% to 42%.

Source: Report of the Fourteenth Finance Commission, 2015

As per RBI data (as of knowledge cutoff 2023), the combined fiscal deficit of state governments in India averaged around 3% of GDP during the period 2015-2020, partly influenced by the increased devolution under the 14th Finance Commission.

Source: Reserve Bank of India reports

Examples

Kerala’s Infrastructure Development

Kerala utilized the increased funds from the 14th Finance Commission to invest in its infrastructure, particularly in the healthcare and education sectors, leading to improvements in human development indicators.

Frequently Asked Questions

Did the 14th Finance Commission benefit all states equally?

No, the benefits varied across states. States with stronger fiscal management capabilities were better positioned to utilize the increased funds effectively, while states with weaker fiscal positions faced challenges in managing the resources.

Topics Covered

EconomyPolityFiscal PolicyFederal FinanceState FinancesEconomic Reforms