UPSC MainsECONOMICS-PAPER-II202215 Marks
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Q24.

Point out the main features of Fiscal Responsibility and Budget Management (FRBM) Act. To what extent, it has been successful in achieving the targets?

How to Approach

This question requires a detailed understanding of the FRBM Act, its provisions, and its effectiveness. The answer should begin with a brief introduction outlining the context of fiscal consolidation in India. The body should then systematically explain the main features of the Act, followed by an assessment of its success in achieving its targets, highlighting both achievements and shortcomings. A balanced conclusion summarizing the overall impact and suggesting potential improvements is crucial. Focus on data and examples to support your arguments.

Model Answer

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Introduction

The Fiscal Responsibility and Budget Management (FRBM) Act, 2003, was a landmark legislation enacted by the Government of India to ensure macroeconomic stability and fiscal discipline. Prior to the Act, India faced persistent fiscal deficits, leading to rising public debt and vulnerability to economic shocks. The FRBM Act aimed to reduce the fiscal deficit, eliminate revenue deficits, and manage public debt sustainably. It was a response to the fiscal crisis of 1991 and the need for a rule-based fiscal policy framework. The Act has undergone amendments, most notably in 2018, to align with evolving economic realities and provide greater fiscal space for the government.

Main Features of the FRBM Act, 2003

The FRBM Act, 2003, laid down a framework for fiscal management with the following key features:

  • Fiscal Deficit Targets: The Act initially mandated the government to reduce the fiscal deficit to 3% of GDP by 2008-09 and subsequently maintain it at that level.
  • Revenue Deficit Targets: It aimed to eliminate the revenue deficit by 2007-08. The revenue deficit represents the difference between revenue receipts and revenue expenditure.
  • Debt Targets: The Act stipulated targets for the level of public debt, aiming to reduce it over time.
  • Transparency and Accountability: The Act mandated the government to publish Fiscal Policy Statements, Budget Implementation Reports, and Medium-Term Fiscal Frameworks to enhance transparency and accountability.
  • Exceptions and Escape Clauses: The Act provided for exceptions in extraordinary circumstances, such as national security, economic slowdown, or natural disasters, allowing the government to deviate from the targets.

Amendments to the FRBM Act (2018)

The FRBM Act was amended in 2018 to provide greater flexibility to the government. Key changes included:

  • Shift in Fiscal Deficit Target: The government was given the flexibility to deviate from the fiscal deficit target of 3% of GDP by 0.5% in exceptional circumstances.
  • Focus on Debt Management: The amendment emphasized the importance of debt management and introduced specific targets for debt levels.
  • Medium-Term Fiscal Framework: The Act mandated the preparation of a Medium-Term Fiscal Framework (MTFF) outlining the fiscal targets for the next five years.
  • Fiscal Council: The amendment proposed the establishment of a Fiscal Council, an independent body to provide fiscal forecasts and assess the government’s adherence to the FRBM targets. (However, the Fiscal Council is yet to be fully operationalized).

Extent of Success in Achieving Targets

The success of the FRBM Act in achieving its targets has been mixed.

Achievements

  • Initial Fiscal Consolidation: In the years following the Act’s enactment, India witnessed a period of fiscal consolidation, with the fiscal deficit declining from 6.9% of GDP in 2003-04 to 2.5% in 2007-08.
  • Revenue Deficit Elimination: The revenue deficit was eliminated by 2007-08, as targeted.
  • Increased Transparency: The Act led to increased transparency in fiscal reporting and budgeting.

Shortcomings and Deviations

  • Post-Global Financial Crisis: The global financial crisis of 2008-09 led to a significant increase in fiscal deficit as the government implemented stimulus packages to mitigate the economic impact.
  • Persistent Deviations: Despite the Act, the government has frequently deviated from the fiscal deficit targets, particularly during periods of economic slowdown or political pressures. According to data from the Controller General of Accounts (CGA), the fiscal deficit exceeded 3% of GDP in several years, including 2009-10, 2011-12, 2013-14, 2015-16, 2016-17, 2017-18, 2019-20, 2020-21 and 2022-23.
  • Impact of COVID-19 Pandemic: The COVID-19 pandemic led to a substantial increase in fiscal deficit in 2020-21 and 2021-22, as the government implemented large-scale relief measures.
  • Limited Impact on Debt Levels: While the Act aimed to reduce public debt, the debt-to-GDP ratio has remained relatively high, particularly in recent years.
  • Fiscal Council Delay: The non-operationalization of the Fiscal Council has weakened the institutional framework for fiscal discipline.
Year Fiscal Deficit (% of GDP) Revenue Deficit (% of GDP)
2003-04 6.9 4.1
2007-08 2.5 0.0
2019-20 3.7 -0.7
2020-21 9.2 -4.2
2022-23 (Revised Estimates) 6.4 -2.8

Conclusion

The FRBM Act has played a significant role in promoting fiscal discipline and transparency in India. While it achieved initial success in reducing fiscal and revenue deficits, its effectiveness has been hampered by economic shocks, political considerations, and deviations from the prescribed targets. The 2018 amendments provided greater flexibility but also diluted the stringency of the Act. Strengthening the institutional framework, particularly through the operationalization of the Fiscal Council, and adhering to a credible fiscal consolidation path are crucial for ensuring long-term macroeconomic stability and sustainable public finances. A rules-based fiscal framework remains essential, but it needs to be adaptable to changing economic circumstances.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Fiscal Deficit
The difference between the government’s total expenditure and its total revenue, excluding borrowings. It indicates the amount of money the government needs to borrow to finance its spending.
Revenue Deficit
The excess of revenue expenditure over revenue receipts. It indicates the government's reliance on borrowing to finance its day-to-day operations.

Key Statistics

India's public debt-to-GDP ratio was approximately 81.8% in 2022-23 (Revised Estimates).

Source: Reserve Bank of India (RBI) Report on Trend and Progress of Banking, 2022-23

The average fiscal deficit for India between 2010-2020 was around 3.4% of GDP.

Source: World Bank Data (as of knowledge cutoff)

Examples

Greece Debt Crisis

The Greek debt crisis of the late 2000s and early 2010s serves as a cautionary tale of the consequences of unsustainable fiscal deficits and high public debt. Greece’s inability to manage its finances led to a sovereign debt crisis, requiring international bailouts and severe austerity measures.

Frequently Asked Questions

What is the role of the Fiscal Council?

The Fiscal Council is intended to be an independent body that provides fiscal forecasts, assesses the government’s adherence to the FRBM targets, and enhances the credibility of fiscal policy. It aims to reduce political interference in fiscal decision-making.

Topics Covered

EconomyGovernanceFiscal PolicyBudgetingEconomic Stability