UPSC MainsLAW-PAPER-I202220 Marks
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Q12.

In the Parliamentary system, though there is no separation between the legislature and the executive in terms of personnel, there is separation of functions between the two. Explain in the light of relevant judicial decisions.

How to Approach

This question examines a fundamental aspect of the Parliamentary system – the apparent paradox of fused personnel yet separated functions between the legislature and the executive. The approach should begin by defining the Parliamentary system and the concepts of separation of powers and separation of functions. The answer must then detail how, despite the fusion, distinct functions are maintained, citing relevant Articles of the Constitution and landmark judicial decisions like Kesavananda Bharati and S.R. Bommai. Finally, it should acknowledge potential challenges to this separation.

Model Answer

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Introduction

The Parliamentary system, adopted by India, distinguishes itself from the Presidential system through the fusion of legislative and executive branches. While personnel overlap – the executive (Council of Ministers) is drawn from and accountable to the legislature (Parliament) – a critical separation of functions remains. This isn't a rigid separation akin to the American model but a functional division aimed at ensuring accountability and preventing arbitrary exercise of power. The concept, though seemingly contradictory, is a cornerstone of Indian democracy, consistently reinforced by judicial pronouncements. The question requires us to explore this nuanced relationship, justifying the existence of functional separation within a system of personnel fusion.

Understanding the Parliamentary System and Separation of Functions

The Parliamentary system, as envisioned by the Indian Constitution, embodies the principle of responsible government. It's characterized by executive accountability to the legislature, a deviation from the separation of powers doctrine prevalent in the US system. However, the absence of strict separation of personnel doesn't imply a complete absence of functional differentiation. This distinction is vital for maintaining checks and balances.

Separation of Powers vs. Separation of Functions

While the Constitution doesn’t explicitly endorse a rigid separation of powers, it does implicitly recognize a functional separation. The judiciary, legislature, and executive each have distinct roles, although their interactions are intertwined. The concept of separation of functions, as clarified by the Supreme Court, emphasizes the distinct roles and responsibilities of each organ of the state, even within a Parliamentary system.

Functions of the Legislature

  • Lawmaking: Parliament’s primary function is to enact laws, scrutinize government actions, and represent the people's interests. Article 245 grants legislative power to Parliament.
  • Financial Control: The legislature controls the state's finances through the budgetary process (Article 112-117). The power to impose taxes and control expenditure lies with the legislature.
  • Representation: Parliament serves as a forum for representing diverse interests and concerns of the country.

Functions of the Executive

  • Policy Formulation & Implementation: The executive, led by the Prime Minister, formulates and implements policies, manages the administration, and conducts foreign relations.
  • Administration: The executive oversees the civil services and ensures the smooth functioning of government departments.
  • Enforcement of Laws: The executive is responsible for enforcing laws passed by the legislature.

The Fusion and the Functional Separation

Despite the shared personnel, the legislature retains crucial oversight functions. Ministers are also Members of Parliament (MPs), but they are simultaneously accountable to the Parliament. This accountability is enforced through:

  • Question Hour: Allows MPs to question ministers about their actions and policies.
  • Motions of Adjournment: Enable the legislature to discuss matters of urgent public importance and hold the executive accountable.
  • No-Confidence Motion: A powerful tool to remove the government if it loses the legislature’s confidence (Article 75(3)).
  • Committees: Parliamentary committees (e.g., Public Accounts Committee, Committee on Estimates) scrutinize government spending and policies.

Judicial Decisions Reinforcing Functional Separation

Several landmark judgments have underscored the importance of functional separation in the Parliamentary system:

  • Kesavananda Bharati v. State of Kerala (1973): While primarily concerned with the basic structure doctrine, the judgment implicitly recognized the functional separation of powers as a core principle.
  • S.R. Bommai v. Union of India (1994): This case clarified that while the executive is drawn from the legislature, the judiciary has the power to review executive actions to ensure they are constitutionally valid. The Court emphasized the importance of judicial review in a Parliamentary democracy.
  • P.V. Narasimha Rao v. State of Karnataka (1994): This case reaffirmed the judiciary’s power to examine actions of the executive even when they are based on legislative enactments.

Challenges to the Separation of Functions

Despite the constitutional framework and judicial pronouncements, challenges remain:

  • Executive Dominance: The executive often wields considerable influence within the legislature, potentially undermining its oversight role.
  • Party Discipline: Strict party discipline can limit MPs’ ability to critically scrutinize the government.
  • Lack of Resources: Parliamentary committees often lack sufficient resources and expertise to effectively scrutinize complex policies.
Aspect Separation of Powers (US Model) Separation of Functions (Parliamentary Model)
Personnel Distinct personnel in each branch Overlap of personnel between legislature and executive
Functions Clearly defined and separate functions Functions are distinct but intertwined; legislature oversees executive
Accountability Limited checks and balances Executive accountable to legislature
The imposition of President's Rule (Article 356) is a prime example where the judiciary has intervened to review the executive's actions, highlighting the functional separation even within the Parliamentary framework. The S.R. Bommai case is a direct consequence of this. Q: Can the judiciary completely invalidate a law passed by Parliament? A: While the judiciary can strike down laws if they violate the Constitution, it exercises this power cautiously, respecting the legislature’s law-making role. The basic structure doctrine limits the judiciary's power to invalidate laws. Right to Information Act (RTI), 2005 promotes transparency and accountability by enabling citizens to access information held by public authorities, thereby enhancing legislative oversight of the executive. Title: Coal Allocation Scam (2012) Description: The scandal involved the allocation of coal blocks by the government, leading to allegations of corruption and irregularities. Outcome: The scandal highlighted the need for greater transparency and accountability in government processes, prompting reforms in the allocation of natural resources and strengthening parliamentary oversight. Basic Structure Doctrine: A principle established by the Supreme Court in Kesavananda Bharati v. State of Kerala (1973), holding that the fundamental features of the Constitution are non-negotiable and cannot be altered by constitutional amendments. According to a 2021 report by PRS Legislative Research, the average number of starred questions (requiring oral answers) asked in Parliament has been declining, indicating a potential weakening of legislative scrutiny. In conclusion, the Parliamentary system in India embodies a unique balance between personnel fusion and functional separation. While the executive draws its legitimacy from the legislature, the legislature retains critical oversight powers. Landmark judicial decisions have reinforced this functional separation, acting as a crucial check on executive power. However, ongoing challenges necessitate continuous efforts to strengthen parliamentary oversight and ensure the executive remains accountable to the people’s representatives, preserving the integrity of the Indian democratic system.

Conclusion

In conclusion, the Parliamentary system in India embodies a unique balance between personnel fusion and functional separation. While the executive draws its legitimacy from the legislature, the legislature retains critical oversight powers. Landmark judicial decisions have reinforced this functional separation, acting as a crucial check on executive power. However, ongoing challenges necessitate continuous efforts to strengthen parliamentary oversight and ensure the executive remains accountable to the people’s representatives, preserving the integrity of the Indian democratic system.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Responsible Government
A system of government where the executive is drawn from and accountable to the legislature.

Key Statistics

The 21st Law Commission of India, in its 2018 report on reforms of criminal laws, recommended strengthening parliamentary oversight of executive action.

Source: 21st Law Commission Report

Examples

The 2G Spectrum Scam

Similar to the Coal Allocation Scam, the 2G spectrum allocation scandal underscored the importance of robust parliamentary oversight and judicial review to prevent corruption and ensure accountability.

Frequently Asked Questions

What is the difference between ‘Responsible Government’ and ‘Constitutional Monarchy’?

While both involve a monarch, ‘Constitutional Monarchy’ limits the monarch’s power, whereas ‘Responsible Government’ focuses on the executive's accountability to the legislature, regardless of the head of state’s role.

Topics Covered

PolityConstitutional LawParliamentExecutiveSeparation of Powers