UPSC MainsGENERAL-STUDIES-PAPER-II202315 Marks250 Words
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Q13.

Account for the legal and political factors responsible for the reduced frequency of using Article 356 by the Union Governments since mid 1990s.

How to Approach

This question requires a nuanced understanding of the constitutional provisions related to Article 356, along with the evolving political and judicial landscape in India. The answer should focus on both legal changes (like landmark judgments) and political factors (like the rise of coalition governments and changing political culture). Structure the answer by first outlining the constitutional framework, then detailing the legal constraints imposed by the Supreme Court, and finally, explaining the political reasons for reduced invocation. Use examples of specific cases and political scenarios to illustrate your points.

Model Answer

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Introduction

Article 356 of the Indian Constitution, often termed the ‘emergency provision’, grants the Union Government the power to impose President’s Rule in a state, suspending its constitutional machinery. While frequently invoked in the early decades after independence, its use has significantly decreased since the mid-1990s. This shift isn’t accidental; it’s a result of a complex interplay of legal interpretations by the judiciary, particularly the Supreme Court, and evolving political realities, including the era of coalition governments and a greater emphasis on federal principles. This answer will account for these legal and political factors contributing to the reduced frequency of Article 356’s application.

Constitutional Framework of Article 356

Article 356 allows the President, on the recommendation of the Union Council of Ministers, to impose President’s Rule in a state if the President is satisfied that a situation has arisen in which the government of the State cannot be carried on in accordance with the provisions of the Constitution. This can occur due to a constitutional breakdown, failure of constitutional machinery, or an inability to form a stable government. The initial understanding allowed for a broad interpretation of ‘constitutional breakdown’.

Legal Factors: The Role of Judicial Pronouncements

The Supreme Court, through a series of landmark judgments, has significantly curtailed the scope of Article 356. These judgments have imposed stricter conditions on its invocation:

  • S.R. Bommai v. Union of India (1994): This is the most crucial case. The Court held that the power under Article 356 is not absolute and is subject to judicial review. It laid down several guidelines, including:
    • The President’s satisfaction must be based on relevant materials.
    • The proclamation must not be based on extraneous considerations.
    • The power should be exercised as a last resort.
    • The dissolution of the State Legislative Assembly is not automatic and must be justified.
  • Nabam Rebia v. Deputy Speaker (2016): This case further clarified the limits of the Governor’s role in government formation and the imposition of President’s Rule, particularly concerning situations of political instability and floor tests. It emphasized the importance of respecting the elected majority.

These rulings effectively increased the legal threshold for invoking Article 356, making it more difficult for the Union Government to justify its use. The Court’s emphasis on judicial review and the need for concrete evidence significantly reduced the arbitrary application of the provision.

Political Factors: The Rise of Coalition Politics and Federalism

Alongside legal constraints, several political factors contributed to the decline in the use of Article 356:

  • Coalition Governments: The 1990s witnessed the rise of coalition governments at the Centre. These governments were inherently more sensitive to federal concerns and less inclined to impose President’s Rule, as it could destabilize the coalition itself. Reliance on regional parties necessitated a more conciliatory approach.
  • Strengthening of Federalism: A growing awareness of the importance of federalism and the need to respect the autonomy of states led to a political reluctance to intervene in state affairs. Political parties increasingly recognized the potential backlash from regional forces.
  • Changing Political Culture: A shift towards more democratic norms and a greater emphasis on consensus-building reduced the willingness of the Union Government to resort to drastic measures like President’s Rule.
  • Increased Scrutiny: The media and civil society became more vigilant in scrutinizing the actions of the Union Government, making it more difficult to justify the imposition of President’s Rule without strong evidence of constitutional breakdown.

Example: The situation in Uttar Pradesh in 1998, where the BSP-BJP coalition government faced challenges, illustrates this shift. Despite political tensions, the Union Government refrained from imposing President’s Rule, opting instead for negotiations and political maneuvering.

Comparative Analysis: Pre and Post-1990s

Period Frequency of Article 356 Invocation Political Context Judicial Stance
1950-1990 Frequent (over 100 times) Dominant party system at the Centre Limited judicial review
1990s-Present Infrequent (significantly reduced) Coalition governments, rise of regional parties Enhanced judicial review (S.R. Bommai & Nabam Rebia)

Conclusion

The reduced frequency of Article 356’s invocation since the mid-1990s is a testament to the maturing of Indian democracy. The Supreme Court’s interventions, particularly the S.R. Bommai case, established crucial legal safeguards against its misuse. Simultaneously, the rise of coalition politics and a growing emphasis on federal principles fostered a political climate less conducive to central intervention in state affairs. While Article 356 remains a vital constitutional provision, its application is now subject to far greater scrutiny and restraint, reflecting a healthier balance of power between the Centre and the States.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Constitutional Breakdown
A situation where the government of a state is unable to function effectively, leading to a breakdown of law and order or an inability to carry on administration in accordance with the Constitution.

Key Statistics

Prior to 1990, Article 356 was invoked over 100 times. Since 1990, it has been invoked less than 10 times (as of knowledge cutoff in 2023).

Source: PRS Legislative Research

According to data from the Ministry of Home Affairs (as of 2022), only 3 states have been under President’s Rule in the last decade: Jammu and Kashmir (2018-2019), Maharashtra (2022), and Uttarakhand (2016).

Source: Ministry of Home Affairs, Government of India

Examples

Karnataka (1989)

The imposition of President’s Rule in Karnataka in 1989, following a fractured mandate, was later struck down by the Supreme Court in the S.R. Bommai case, highlighting the need for objective satisfaction and proper justification.

Frequently Asked Questions

Can the Governor recommend President’s Rule on their own?

No, the Governor can only recommend President’s Rule to the President. The final decision rests with the President, based on the advice of the Union Council of Ministers. The Governor’s role is primarily to report the situation accurately.

Topics Covered

PolityGovernanceFederalismConstitutional LawCentre-State Relations