UPSC MainsECONOMICS-PAPER-II202515 Marks
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Q27.

8. (b) Why was the public sector given a leading role in industrial development during the pre-liberalisation era? Explain.

How to Approach

The answer will begin by defining the pre-liberalisation era and India's chosen economic model. The body will delve into the various socio-economic and strategic reasons for the public sector's dominance, referencing key policies like the Industrial Policy Resolution of 1956 and the Mahalanobis Model. It will cover aspects like capital scarcity, equitable growth, self-reliance, and infrastructure development. The conclusion will summarise these points and briefly touch upon the eventual shift towards liberalisation.

Model Answer

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Introduction

The pre-liberalisation era in India, spanning from independence in 1947 to the economic reforms of 1991, was characterized by a distinct economic philosophy that placed the public sector at the helm of industrial development. Faced with the daunting task of nation-building, poverty alleviation, and establishing a self-reliant economy, India adopted a 'mixed economy' model, where the state played a dominant and strategic role. This approach was deeply influenced by socialist ideals and the imperative to rapidly industrialize a predominantly agrarian economy, ensuring equitable growth and reducing dependence on foreign capital and technology. The Industrial Policy Resolution of 1956 significantly institutionalized this state-led development paradigm.

India's decision to assign a leading role to the public sector in industrial development during the pre-liberalisation era was a deliberate strategy rooted in a complex interplay of historical, economic, social, and political factors. This approach was formalized through various policy documents, most notably the Industrial Policy Resolution (IPR) of 1956.

Key Reasons for Public Sector Dominance (Pre-1991)

  • Lack of Private Capital and Entrepreneurship: At independence, India's private sector lacked the necessary capital, technological know-how, and risk-taking capacity for establishing large-scale, capital-intensive basic and heavy industries. The public sector stepped in to fill this critical void.
  • Foundation for Heavy Industries: The Second Five-Year Plan (1956-1961), based on the Mahalanobis Model, prioritized the development of heavy industries (like steel, machinery, power generation) as the bedrock for long-term industrialization and self-reliance. These industries required massive investments and had long gestation periods, making them unattractive to private players. Public Sector Undertakings (PSUs) like Steel Authority of India Limited (SAIL) and Bharat Heavy Electricals Limited (BHEL) were established to fulfill this role.
  • Balanced Regional Development: A key objective was to reduce regional disparities by setting up industries in underdeveloped areas. Public sector enterprises were strategically located across different states, promoting employment and economic activity in backward regions where private investment was scarce.
  • Socialist Pattern of Society and Equity: Influenced by socialist ideologies and the directive principles of state policy, the government aimed to establish a "socialist pattern of society." This meant controlling the means of production to prevent the concentration of economic power in a few hands and ensure a more equitable distribution of income and wealth. Public ownership was seen as a tool for social justice.
  • Strategic Control and National Security: Industries vital for national security (e.g., defense, atomic energy) and strategic sectors (e.g., railways, telecommunications, banking, insurance) were placed under government control to safeguard national interests and ensure uninterrupted provision of essential services.
  • Creation of Infrastructure: The public sector was responsible for building critical infrastructure like roads, railways, ports, power plants, and communication networks, which are essential for industrial growth but typically have high capital requirements and low immediate returns, deterring private investment.
  • Import Substitution and Self-Reliance: To reduce dependence on foreign countries for essential goods and technology, India pursued an import substitution industrialization strategy. The public sector was instrumental in developing indigenous capabilities and producing goods previously imported, fostering economic independence.
  • Employment Generation: Public sector enterprises were expected to be significant employers, contributing to poverty alleviation and providing stable job opportunities, especially in organized sectors.

Industrial Policy Resolution of 1956 (IPR 1956)

The IPR 1956 formalized the leading role of the public sector. It classified industries into three schedules:

Schedule Description Examples
Schedule A (17 industries) Exclusive responsibility of the State. Arms & Ammunition, Atomic Energy, Railways, Air Transport, Iron & Steel, Heavy Plant & Machinery, Coal, Mineral Oils.
Schedule B (12 industries) Open to both public and private sectors, but the public sector would progressively expand its role. Aluminium, Machine Tools, Ferro-Alloys, Basic & Intermediate Products for Chemical Industries, Road & Sea Transport.
Schedule C Remaining industries, primarily for the private sector, but subject to state regulation and licensing. Consumer goods, textiles, light engineering.

This framework, often termed the 'License Raj,' gave the government extensive control over industrial activity, regulating private investment through licenses for establishing, expanding, or diversifying industrial units.

Influence of Planning Commission and Five-Year Plans

The Planning Commission, established in 1950, played a central role in India's planned economy. The Five-Year Plans meticulously allocated resources, with a significant portion directed towards public sector investments in line with national priorities. The Second Five-Year Plan, in particular, emphasized state-led industrialization and rapid expansion of the public sector.

Conclusion

In essence, the pre-liberalisation era saw the public sector as the primary engine of industrial growth in India, driven by the imperatives of rapid industrialization, self-reliance, equitable development, and national sovereignty. Faced with a nascent private sector and immense developmental challenges, the state consciously assumed the role of an entrepreneur and investor, particularly in heavy industries and critical infrastructure. While this strategy laid a strong foundation for industrialization and achieved significant social objectives, it also led to certain inefficiencies and resource constraints, eventually paving the way for the economic reforms of 1991 that sought a greater role for the private sector and market forces.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Mixed Economy
An economic system that combines elements of both capitalism and socialism, allowing for both private enterprise and government intervention in the market. In India's context, it involved significant state ownership and control over key industries alongside a regulated private sector.
Industrial Policy Resolution (IPR) 1956
A landmark policy document in independent India that formalized the state's leading role in industrial development. It classified industries into three schedules, delineating the extent of public and private sector involvement, and laid the foundation for a socialist pattern of society.

Key Statistics

By 1990-91, at the cusp of liberalisation, Central Public Sector Enterprises (CPSEs) numbered around 244, with a total investment of approximately ₹1,13,234 crore.

The Second Five-Year Plan (1956-61) allocated approximately 24% of its total outlay to industry and mining, a significant increase from the 8.6% in the First Plan, underscoring the shift towards industrialization led by the public sector.

Source: Five-Year Plans of India

Examples

Establishment of Key Public Sector Undertakings (PSUs)

Examples include Bharat Heavy Electricals Limited (BHEL) for heavy electrical equipment, Steel Authority of India Limited (SAIL) for steel production, and Oil and Natural Gas Corporation (ONGC) for energy resource exploration and production. These PSUs were crucial in building India's industrial base in critical sectors.

License Raj

A term used to describe the elaborate system of licenses, regulations, and associated bureaucracy that was required to set up and run businesses in India between 1947 and 1991. It allowed the government significant control over industrial expansion and diversification, aimed at directing investment towards planned priorities and preventing monopolies.

Frequently Asked Questions

What was the Mahalanobis Model, and how did it influence public sector dominance?

The Mahalanobis Model, developed by P.C. Mahalanobis in 1953, was the economic development model behind India's Second Five-Year Plan. It emphasized investment in heavy industries and capital goods to achieve long-term economic growth and self-reliance. This model naturally necessitated a dominant role for the public sector due to the massive capital requirements and long gestation periods of such industries, which the private sector was unable to undertake.

Topics Covered

EconomyIndian HistoryPublic SectorIndustrial PolicyEconomic PlanningLiberalisation