UPSC MainsGENERAL-STUDIES-PAPER-II202510 Marks150 Words
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Q3.

Compare and contrast the President's power to pardon in India and in the USA. Are there any limits to it in both the countries? What are 'preemptive pardons'?

How to Approach

The answer should begin by defining the President's power to pardon in both countries. A comparative table can effectively highlight the differences and similarities. Subsequently, discuss the limitations on this power in both India and the USA, drawing on constitutional provisions and judicial pronouncements. Finally, explain the concept of 'preemptive pardons' and their applicability in each nation. Emphasize the constitutional basis and practical implications for each point.

Model Answer

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Introduction

The power to grant pardons is a crucial executive function vested in the heads of state in both India and the United States, serving as a vital mechanism for mercy and a check on potential judicial errors. While both Presidents possess this significant authority, its scope, exercise, and limitations are fundamentally shaped by their respective constitutional frameworks – India operating under a parliamentary system and the USA a presidential one. This power reflects a blend of justice and compassion, aiming to mitigate severe punishments or rectify perceived injustices, though its application varies distinctly across these two largest democracies.

Comparison of Pardoning Power: India vs. USA

The President's power to pardon, though similar in intent, differs significantly in its operational aspects in India and the USA:

Aspect President of India (Article 72) President of USA (Article II, Section 2)
Constitutional Basis Article 72 of the Indian Constitution. Article II, Section 2 of the US Constitution.
Nature of Power Exercised on the aid and advice of the Council of Ministers (Maru Ram v. Union of India, 1980). Limited discretion. Independent and discretionary power, largely unchecked by other branches. Considered "plenary."
Scope of Offences Applies to: offences against Union laws, court-martial sentences, and death sentences (including those by states). Can pardon both Union and state offences in death penalty cases. Applies only to federal crimes. Cannot pardon state crimes.
Judicial Review Subject to limited judicial review on grounds of arbitrariness, mala fide intention, or irrelevant considerations (Kehar Singh v. Union of India, 1988). Generally not subject to judicial review, as courts cannot overturn pardons. Congress cannot stop them.
Types of Clemency Pardon, Commutation, Remission, Respite, Reprieve. Reprieves and Pardons (encompasses commutations, amnesties).

Limits to Pardoning Power in India

  • Ministerial Advice: The President is bound by the advice of the Union Council of Ministers. While the President can ask the Council of Ministers to reconsider their advice once, if the Council reiterates the same advice, the President must act in accordance with it (Article 74(1)).
  • Judicial Review: Although the power is executive, the Supreme Court has held that it is subject to limited judicial review to prevent arbitrariness, mala fide exercise, or decisions based on irrelevant considerations.
  • Not a Court of Appeal: The President does not act as a court of appeal and cannot re-evaluate the evidence in a criminal case. The review is generally concerned with procedural fairness.
  • No Self-Pardon: The Indian Constitution does not explicitly address self-pardons, but the parliamentary structure and the requirement of ministerial advice make a self-pardon practically impossible.

Limits to Pardoning Power in the USA

  • Federal Offences Only: The President can only grant pardons for federal crimes; state crimes fall under the clemency powers of state governors.
  • Cases of Impeachment: The pardon power explicitly does not extend to "cases of impeachment." This means the President cannot pardon someone to prevent impeachment or reverse an impeachment conviction.
  • Future Crimes: A pardon cannot be issued for crimes not yet committed. It only applies to offenses that have already occurred.
  • Acceptance Required: For a pardon to be effective, it must be accepted by the individual. A pardon cannot be forced upon someone, especially if it would infringe upon their constitutional rights (Burdick v. United States, 1915).
  • No Self-Pardon (Debated): While not explicitly prohibited, the constitutionality of a presidential self-pardon is highly debated among legal scholars and has never been tested by the Supreme Court.

'Preemptive Pardons'

A 'preemptive pardon' is an act of clemency issued by a head of state before charges are formally brought against an individual, or even before an investigation is complete or a conviction obtained. It essentially clears an individual of potential charges related to past acts.

  • In the USA: Preemptive pardons are legally recognized and have historical precedents. The US Supreme Court, in Ex Parte Garland (1866), interpreted the President's pardon power broadly to include offenses for which legal proceedings have not been initiated. A notable example is President Gerald Ford's pardon of Richard Nixon for any crimes he might have committed during the Watergate scandal. This is possible due to the plenary nature of the US President's pardon power.
  • In India: Preemptive pardons are generally not permitted. Article 72 states that the President can pardon a person "who has been tried and convicted of any offence." This constitutional language implies that a formal legal process and conviction must precede the exercise of the pardoning power. Therefore, the Indian President cannot issue a pardon for an offense that has not yet resulted in a conviction.

Conclusion

The power of pardon, inherent in the executive branches of both India and the USA, serves as a crucial component of their justice systems, allowing for mercy and the rectification of judicial errors. However, their operational mechanics are fundamentally divergent, reflecting the distinct constitutional philosophies of a parliamentary democracy and a presidential republic. While the Indian President acts on binding ministerial advice and exercises limited discretion subject to judicial review, the US President wields a largely independent and plenary power. The concept of 'preemptive pardons' further underscores this difference, being a recognized feature in the US but generally absent in the Indian framework due to specific constitutional wording. These variations highlight the unique checks and balances designed within each nation's governance structure.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Pardon
A pardon is an act of executive clemency that completely absolves an individual of the legal consequences of a crime, removing both the sentence and the conviction, and restoring civil rights. In India, it is granted by the President under Article 72.
Reprieve
Reprieve means a temporary suspension of the execution of a sentence, especially a death sentence, allowing the convicted person to seek a pardon or commutation from the executive authority.

Key Statistics

Between 2021-2025, US President Joe Biden issued 80 pardons and 4,165 commutations, demonstrating a relatively frequent use of clemency powers in the US presidential system.

Source: US Department of Justice, "Clemency Statistics"

In contrast to the US, the exercise of pardoning power by the Indian President is comparatively rare, reflecting its ministerial dependence and judicial oversight. Specific consolidated statistics for presidential pardons in India over recent decades are not readily compiled or widely publicized in a similar manner to the US.

Examples

Gerald Ford's Pardon of Richard Nixon

In 1974, US President Gerald Ford granted a "full, free, and absolute pardon" to former President Richard Nixon for any crimes he may have committed against the United States during his tenure. This was a preemptive pardon, issued before Nixon was formally charged or convicted, demonstrating the broad scope of presidential pardon power in the US.

Rajiv Gandhi Assassination Case Pardons (India)

In the case of convicts in the Rajiv Gandhi assassination case, the power of pardon by the President (and Governor) has been extensively deliberated. While some death sentences were commuted to life imprisonment on grounds of inordinate delay, the power was exercised based on specific judicial findings and recommendations, not preemptively, and with binding advice from the executive.

Frequently Asked Questions

Can the President of India pardon a death sentence?

Yes, the President of India has the power to grant a pardon in all cases where the sentence is a death sentence, as per Article 72 of the Constitution. This power is significant as the Governor of a state cannot pardon a death sentence, only suspend, remit or commute it (Article 161).

Can a US President pardon state crimes?

No, the US President's pardon power extends only to federal crimes ("Offences against the United States"). State crimes fall under the clemency jurisdiction of individual state governors or state pardon boards.

Topics Covered

Indian PolityComparative PoliticsPresidential PowerPardon PowerIndiaUSAPreemptive Pardons