UPSC MainsGENERAL-STUDIES-PAPER-III202515 Marks250 Words
हिंदी में पढ़ें
Q11.

Explain how the Fiscal Health Index (FHI) can be used as a tool for assessing the fiscal performance of states in India. In what way would it encourage the states to adopt prudent and sustainable fiscal policies?

How to Approach

The answer will begin by defining the Fiscal Health Index (FHI) and its origin. The body will then detail how FHI acts as an assessment tool, elaborating on its key sub-indices. Subsequently, it will explain the mechanisms through which FHI encourages states to adopt prudent fiscal policies, using examples and current data. The conclusion will summarise the FHI's role in fostering fiscal federalism and sustainable growth.

Model Answer

0 min read

Introduction

The Fiscal Health Index (FHI), recently introduced by NITI Aayog in January 2025, serves as a comprehensive multi-dimensional tool to evaluate the fiscal performance of Indian states. Developed to go beyond single-metric analyses like fiscal deficit, the FHI provides a holistic framework by assessing various critical aspects of state finances. It covers 18 major states, leveraging data from the Comptroller and Auditor General of India (CAG) for the Financial Year 2022-23. The FHI aims to offer data-driven insights that guide policymakers in implementing reforms for sustainable economic growth, fiscal consolidation, and efficient resource management at the state level, thereby strengthening India's cooperative federalism.

FHI as a Tool for Assessing Fiscal Performance

The Fiscal Health Index (FHI) provides a systematic and comparative assessment of states' fiscal performance through a set of five key sub-indices:

  • Quality of Expenditure: This sub-index measures the balance between spending on long-term growth (developmental, e.g., capital investments in infrastructure, health, education) and routine operations (non-developmental, e.g., subsidies, administrative costs). States prioritizing capital expenditure are rated higher, indicating a focus on productive investments.
  • Revenue Mobilization: It evaluates a state's ability to generate its own revenue through tax and non-tax sources, indicating its financial self-sufficiency and reduced dependence on central transfers. Higher own revenue generation reflects stronger fiscal autonomy.
  • Fiscal Prudence: This parameter monitors fiscal and revenue deficits, as well as borrowing levels, relative to the Gross State Domestic Product (GSDP). It assesses adherence to fiscal responsibility targets and indicates the state's overall fiscal health in managing its budgetary balances.
  • Debt Index: It assesses the state's debt burden by focusing on interest payments and total liabilities in relation to its economic size (GSDP). A high ratio indicates heavy indebtedness and potential fiscal stress.
  • Debt Sustainability: This sub-index compares GSDP growth to interest payments. A positive difference signifies that the state's economic growth is sufficient to service its debt obligations, indicating fiscal sustainability.

By providing a composite score based on these parameters, the FHI allows for inter-state benchmarking, identifying top performers and laggards. For instance, the FHI 2025 report (FY 2022-23) identified Odisha as the top-performing state, excelling in debt management and sustainability, while Punjab and West Bengal lagged due to concerns over expenditure quality and debt sustainability.

Encouraging Prudent and Sustainable Fiscal Policies

The FHI acts as a crucial incentive mechanism to encourage states to adopt prudent and sustainable fiscal policies through several ways:

  • Competitive Federalism: The ranking system fosters healthy competition among states. States aspire to improve their FHI scores for better reputation, attracting investments, and demonstrating efficient governance. This "race to the top" encourages fiscal reforms.
  • Benchmarking and Peer Learning: FHI enables states to identify their fiscal weaknesses and learn from the best practices of high-performing states. For example, states struggling with revenue mobilization can study strategies adopted by states like Goa (known for strong revenue generation).
  • Policy Nudge and Accountability: The index highlights specific vulnerabilities (e.g., high debt burden, low capital expenditure), prompting states to take corrective measures. Publicly comparable fiscal data enhances transparency and holds governments accountable for their financial decisions.
  • Incentivizing Expenditure Quality: By rewarding higher capital expenditure and penalizing non-developmental spending, the FHI nudges states to prioritize investments in infrastructure and human capital, which are crucial for long-term economic growth. States like Madhya Pradesh and Uttar Pradesh have shown stronger capital investment.
  • Guiding Borrowing Behavior and Transfers: The FHI's emphasis on debt and fiscal deficits encourages states to adhere to Fiscal Responsibility and Budget Management (FRBM) targets. A healthier FHI score could potentially influence Finance Commission recommendations for grants and transfers, rewarding fiscally disciplined states.
  • Promoting Sustainable Welfare Policies: In the context of debates around 'freebies' versus 'welfare,' the FHI encourages states to evaluate the long-term fiscal costs of their policies, balancing immediate welfare needs with fiscal sustainability.

Conclusion

The Fiscal Health Index emerges as a vital diagnostic and prescriptive tool for India's fiscal federalism. By offering a comprehensive, data-driven assessment across multiple dimensions of state finances, it not only highlights fiscal strengths and weaknesses but also actively promotes accountability and informed policy-making. The FHI fosters a spirit of competitive and cooperative federalism, encouraging states to strive for fiscal discipline, efficient resource allocation, and debt sustainability. Ultimately, by incentivizing prudent fiscal management, the FHI aims to ensure robust sub-national finances, which are indispensable for achieving overall macroeconomic stability and inclusive growth for the nation.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Fiscal Health Index (FHI)
A multi-dimensional assessment tool developed by NITI Aayog to evaluate the fiscal performance of Indian states based on parameters like expenditure quality, revenue mobilization, fiscal prudence, debt index, and debt sustainability.
Capital Expenditure
Funds used by a government to acquire or upgrade physical assets such as infrastructure (roads, bridges), buildings, and equipment. It is considered developmental expenditure as it creates long-term assets and boosts economic productivity.

Key Statistics

In the FHI 2025 report (covering FY 2022-23), Odisha ranked first with an FHI score of 67.8, demonstrating robust performance in debt management and sustainability. Punjab was identified among the 'aspirational' states due to significant fiscal challenges.

Source: NITI Aayog Fiscal Health Index 2025 Report

States like Madhya Pradesh, Odisha, Goa, Karnataka, and Uttar Pradesh allocated approximately 27% of their developmental spending to capital expenditure (FY 2022-23), showcasing a stronger focus on long-term investments compared to states like West Bengal and Punjab (around 10%).

Source: NITI Aayog Fiscal Health Index 2025 Report

Examples

Goa's Revenue Mobilization

Goa excels in the FHI's Revenue Mobilization sub-index, indicating strong revenue generation through efficient tax collection and non-tax sources. This highlights its financial self-sufficiency and ability to cover expenditures independently.

Frequently Asked Questions

Who releases the Fiscal Health Index in India?

The Fiscal Health Index (FHI) is released by NITI Aayog, with its inaugural issue for 2025 (covering FY 2022-23) launched by the Chairman of the 16th Finance Commission.

Topics Covered

EconomyGovernanceFiscal PolicyFiscal Health IndexState FinancesPublic FinanceSustainable Policies