UPSC MainsLAW-PAPER-I202515 Marks
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Q14.

Q4. (c) "Lokpal and Lokayukta have roots in Indian governance culture." Explain, how the Lokpal and Lokayuktas Act, 2013 ensures transparency and accountability in public governance, both within and outside India.

How to Approach

Begin by establishing the historical lineage of anti-corruption oversight in India, linking it to ancient and medieval governance principles and the post-independence push for an ombudsman. Subsequently, delve into the Lokpal and Lokayuktas Act, 2013, dissecting its specific provisions that institutionalize transparency and accountability. Structure the answer logically, addressing the historical roots first, followed by a detailed analysis of the 2013 Act's mechanisms. Conclude by summarizing the dual role and offering a forward-looking perspective on implementation.

Model Answer

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Introduction

The concept of an independent anti-corruption ombudsman, embodied by the Lokpal at the central level and Lokayuktas at the state level, is not merely a recent legislative innovation but draws heavily upon India's long-standing governance culture valuing accountability. Historical precedents, from Mauryan administrative oversight to medieval judicial checks, reflect an enduring societal expectation for mechanisms that curb administrative excesses and corruption. The protracted journey towards enacting the Lokpal and Lokayuktas Act, 2013, culminating after decades of debate and activism, underscores its significance. This Act aims to establish a robust institutional framework to investigate corruption charges against a wide spectrum of public functionaries, thereby bolstering transparency and accountability in public governance, reflecting both domestic needs and international standards in combating corruption.

Roots in Indian Governance Culture

The idea of institutional oversight and accountability in governance has deep roots in India's history:

  • Ancient India: Texts like Kautilya's Arthashastra (c. 300 BCE) detail elaborate systems for monitoring officials and preventing corruption. The concept of 'Mahamatta' or chief superintendent suggests a focus on administrative probity. Principles of justice and ethical conduct were emphasized in royal duties.
  • Medieval Period: Sultanate and Mughal administrations had mechanisms like the 'Qazi-ul-Quzzat' (Chief Judge) and the 'Diwan-i-Mazalim' (Court of Grievances) to address complaints against officials and ensure justice, reflecting a formal system for grievance redressal and accountability.
  • Constitutional Assembly Debates: While the Constitution did not initially include an ombudsman, discussions hinted at the need for vigilance against corruption, laying the groundwork for future institutionalization.
  • Administrative Reforms Commission (ARC) 1966-69: The ARC, chaired by Morarji Desai (later PM), strongly recommended the establishment of the institution of Lokpal at the Centre and Lokayuktas in states, drawing inspiration from the Scandinavian ombudsman model, to tackle corruption effectively.
  • Post-ARC Efforts: Numerous bills were introduced in Parliament from the late 1960s onwards, highlighting the persistent political and civil society demand for such an institution, demonstrating its embeddedness in the discourse of good governance.

Lokpal and Lokayuktas Act, 2013: Ensuring Transparency and Accountability

The Lokpal and Lokayuktas Act, 2013, provides a statutory framework to address corruption at higher levels. It enhances transparency and accountability through the following mechanisms:

1. Establishment and Structure:

  • Apex Body: Establishes the Lokpal, a statutory body independent of the executive, investigating allegations of corruption against public servants.
  • Composition: Consists of a Chairperson (a former CJI, former SC judge, or eminent person with integrity) and up to eight members (half of whom shall be judicial members and the other half shall be from the fields of statistics, public administration, vigilance, law, finance, etc.).
  • State Level: Mandates states to establish Lokayuktas, although their structure and powers vary as it is a state subject.

2. Jurisdiction and Scope:

  • Wide Coverage: The Act covers corruption complaints against individuals holding high offices, including the Prime Minister (with specific safeguards), Ministers, Chief Ministers, other state ministers, Members of Parliament, Group 'A' officers of the Central Government, and functionaries of societies, trusts, or autonomous bodies receiving foreign contributions or government aid above specified limits.
  • International Dimension (Section 46): The Act allows the Lokpal to order attachment of property, including property located outside India, involved in corruption offences, facilitating international cooperation in asset recovery and aligning with global anti-corruption efforts like the UN Convention Against Corruption (UNCAC).

3. Mechanisms for Transparency:

  • Public Declaration of Assets: Mandates public servants covered under the Act to declare their assets and liabilities, along with those of their family members, annually. This information is to be made available to the public, promoting asset transparency.
  • Public Domain Information: While investigations are confidential, the Act aims for eventual public disclosure of findings (subject to legal constraints), making the process less opaque than previous mechanisms.
  • Independent Investigation: Empowers the Lokpal with its own investigation wing, separate from existing agencies, reducing potential bias and enhancing the credibility of inquiries.

4. Mechanisms for Accountability:

  • Inquiry and Investigation Powers: Grants Lokpal powers similar to a civil court, including summoning witnesses, compelling discovery/production of documents, issuing commissions, and requisitioning records.
  • Powers of Prosecution and Adjudication: Can initiate prosecution, order confiscation of property, and recommend initiation of departmental proceedings or other necessary actions against guilty public servants.
  • Preventive Measures: The mere existence and functioning of the Lokpal acts as a deterrent against corruption, promoting a culture of accountability.
  • Scrutiny of High-Level Corruption: Addresses the '

Conclusion

The Lokpal and Lokayuktas represent a conscious effort to institutionalize oversight mechanisms deeply rooted in India's governance ethos, evolving from historical precedents to meet contemporary challenges. The Lokpal and Lokayuktas Act, 2013, is a significant legislative milestone, equipping the ombudsman institution with broad powers to investigate high-profile corruption cases. By mandating asset declarations, providing independent investigative capabilities, and covering a wide range of public functionaries, including provisions for international asset recovery, the Act significantly enhances transparency and accountability. While challenges in implementation persist, the institution remains crucial for strengthening democratic governance, upholding public trust, and furthering India's commitment to combating corruption domestically and aligning with global standards.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Ombudsman
An ombudsman is an official appointed to investigate individuals' complaints against maladministration, often in the public sector. The term originates from Sweden, meaning 'representative' or 'agent'. The institution aims to provide a neutral and accessible channel for grievance redressal.
Corruption
Corruption is generally defined as the abuse of entrusted power for private gain. It can manifest in various forms, including bribery, embezzlement, nepotism, extortion, and fraud, undermining public trust, economic development, and the rule of law.

Key Statistics

India ranked 85th out of 180 countries in Transparency International's Corruption Perception Index (CPI) 2023, with a score of 39 out of 100. While showing marginal improvement in score from previous years, the rank indicates persistent challenges in perceived public sector corruption.

Source: Transparency International, Corruption Perception Index 2023

As of December 2023, the Lokpal had reportedly received over 4,000 complaints since its inception. However, the number of formal investigations and cases initiated remains a subject of ongoing scrutiny and debate regarding the institution's effectiveness and operational pace.

Source: Lokpal Annual Reports / News Media Reports

Examples

Asset Declaration Requirement

Under the Lokpal Act, 2013, ministers and top government officials must declare assets and liabilities of themselves and their dependents annually. For instance, a Union Minister must submit details of bank accounts, investments, immovable property, etc., making their financial dealings subject to public scrutiny and helping detect unexplained wealth accumulation.

International Asset Recovery

If a public servant is found to have accumulated illicit wealth abroad, the Lokpal can invoke Section 46 of the Act to issue orders for attaching such property. This facilitates cooperation with foreign jurisdictions to trace, freeze, and recover assets stashed overseas, aligning with global anti-money laundering and anti-corruption conventions.

Frequently Asked Questions

What is the difference between Lokpal and Lokayukta?

The Lokpal is the ombudsman institution at the national level, dealing with corruption complaints against central government functionaries. Lokayuktas are similar ombudsman bodies established by state governments to address corruption complaints against state-level public servants. Their powers and jurisdiction are defined by respective state acts, while the Lokpal Act, 2013, governs the central Lokpal.

Is the Prime Minister under the purview of the Lokpal?

Yes, the Prime Minister is under the purview of the Lokpal, but with specific safeguards. The Lokpal cannot initiate an investigation against the PM without the recommendation of its full inquiry division and approval from the full bench of the Lokpal. Furthermore, the subject matter of corruption must not relate to public order, police, justice, internal security, and external affairs.

Topics Covered

GovernancePublic AdministrationLawAnti-CorruptionAccountabilityTransparencyLokpal