UPSC MainsPOLITICAL-SCIENCE-INTERANATIONAL-RELATIONS-PAPER-I202520 Marks
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Q6.

What is the Marxist and liberal approach towards the state? On what grounds the theoretical differences between them are premised? Explain.

How to Approach

The answer should begin by defining the 'state' from a political theory perspective. Then, provide a detailed explanation of the Marxist approach and the Liberal approach towards the state, including their key tenets, historical development, and significant thinkers. Subsequently, delineate the core theoretical differences between these two approaches, categorizing them into distinct grounds like origin, nature, purpose, and future of the state. Conclude with a balanced summary emphasizing their enduring impact on political thought.

Model Answer

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Introduction

The concept of the state is central to political theory, yet its interpretation varies significantly across ideological spectrums. Historically, the state has been understood as a political entity that governs a population within a defined territory, holding a monopoly on the legitimate use of force, as famously articulated by Max Weber. Among the most influential and contrasting perspectives on the state are those offered by Liberalism and Marxism. These two ideologies, rooted in fundamentally different assumptions about human nature, society, and power, present divergent views on the state's origin, nature, functions, and ultimate destiny, shaping much of modern political discourse.

Understanding the State: Marxist and Liberal Approaches

The state, as a political organization, is a subject of profound debate in political philosophy. Liberal and Marxist theories offer distinct lenses through which to understand its role, function, and purpose in society.

1. The Liberal Approach to the State

The liberal perspective views the state primarily as a neutral arbiter, a necessary institution created by individuals to protect their rights, maintain order, and facilitate a harmonious society.
  • Origin: Social Contract Theory: Liberalism, drawing from thinkers like John Locke, Jean-Jacques Rousseau, and Thomas Hobbes, posits that the state arises from a voluntary agreement or 'social contract' among individuals. People surrender some of their natural freedoms to a sovereign authority in exchange for security, protection of natural rights (life, liberty, and property), and the enforcement of laws.
  • Nature: Limited Government and Rule of Law: Liberals advocate for a limited government, where state power is constrained by a constitution, separation of powers, and the rule of law. This ensures that the state does not become tyrannical and respects individual liberties.
  • Role and Functions:
    • Protector of Rights: The state's primary role is to safeguard individual rights and freedoms from infringement by other individuals or the state itself.
    • Maintainer of Law and Order: It provides a framework for justice, resolves disputes, and enforces laws impartially.
    • Facilitator of Free Markets: Classical liberals endorse a 'laissez-faire' approach, where the state's intervention in the economy is minimal, allowing free markets to operate efficiently. Modern liberals, however, advocate for a welfare state, where the state actively intervenes to ensure social justice and provide public welfare.
    • Promoter of Public Welfare: In its modern iteration, the liberal state aims to create conditions for individual growth and prosperity, including education, healthcare, and infrastructure.
  • Key Thinkers: John Locke, John Stuart Mill, Immanuel Kant, Adam Smith.

2. The Marxist Approach to the State

In stark contrast, the Marxist approach, developed by Karl Marx and Friedrich Engels, views the state not as a neutral entity but as an instrument of class domination, serving the interests of the economically dominant class.
  • Origin: Product of Class Antagonism: Marxists argue that the state emerged historically with the development of private property and the consequent division of society into antagonistic classes (e.g., bourgeoisie and proletariat). The state is seen as a mechanism to manage class conflict and protect the interests of the ruling class.
  • Nature: Instrument of Class Rule: The state, under capitalism, is not neutral; it is inherently biased towards the capitalist system. Its laws, institutions, and coercive apparatus (police, military, judiciary) are designed to maintain the dominance of the bourgeoisie over the working class. As stated in the Communist Manifesto, "The executive of the modern state is but a committee for managing the common affairs of the whole bourgeoisie."
  • Role and Functions:
    • Legitimizing Exploitation: The state perpetuates economic exploitation by creating and enforcing laws that protect private property and facilitate capitalist accumulation.
    • Suppressing Dissent: It uses its coercive power to suppress any revolutionary activity or challenge to the existing class structure.
    • Ideological Control: The state also plays an ideological role, disseminating ideas that justify the capitalist system and maintain false consciousness among the working class.
  • Future of the State: Withering Away: Marxists believe that after a proletarian revolution, a transitional 'dictatorship of the proletariat' will be established. Ultimately, with the abolition of class distinctions and the establishment of a communist society, the state itself will 'wither away' as it becomes unnecessary in a classless, stateless society.
  • Key Thinkers: Karl Marx, Friedrich Engels, Vladimir Lenin, Antonio Gramsci.

Grounds of Theoretical Differences

The theoretical differences between the Marxist and liberal approaches to the state are profound and are premised on contrasting foundational assumptions about society, human nature, and power. These can be summarized as follows:
Grounds of Difference Liberal Approach Marxist Approach
1. Origin of the State Arises from a voluntary 'social contract' among rational individuals to protect natural rights and ensure order. Emerged as a consequence of class divisions and private property; a tool to manage class conflict and maintain ruling class dominance.
2. Nature of the State A neutral arbiter, impartial and standing above societal conflicts. It is a 'necessary evil' or a 'necessary good' for protecting individual liberties. An instrument of class oppression, inherently biased in favor of the economically dominant class (bourgeoisie). It is a 'special repressive force'.
3. Purpose/Role of the State To protect individual rights and freedoms, maintain law and order, provide public services, and promote the common good (especially in modern liberalism). To perpetuate the capitalist mode of production, legitimize exploitation, suppress the proletariat, and ensure the reproduction of class relations.
4. Relationship between State and Society The state is distinct from society, serving as its regulatory framework while respecting civil society's autonomy. The state is deeply intertwined with and determined by the economic base (mode of production) of society, reflecting the interests of the ruling class.
5. View on Democracy Champions representative democracy as the best system for reflecting the will of the people and protecting individual rights. Critiques liberal democracy as 'bourgeois democracy,' a facade that conceals class rule and perpetuates economic inequality under the guise of political equality.
6. Future of the State A permanent, evolving institution essential for societal stability and progress. A transient institution that will 'wither away' after a proletarian revolution, leading to a classless, stateless communist society.
7. Conception of Freedom Emphasizes individual freedom, liberty from state interference (negative liberty) and enabling conditions for self-realization (positive liberty). Focuses on collective emancipation from economic exploitation and alienation, believing true freedom is only possible in a classless society.

These fundamental differences underscore the ideological chasm between liberalism and Marxism, with one legitimizing the state as a guardian of individual rights and the other de-legitimizing it as a tool of oppression.

Conclusion

In conclusion, the Marxist and liberal approaches offer two profoundly different conceptualizations of the state. Liberalism perceives the state as a rational, necessary, and potentially benevolent institution born from a social contract to protect individual liberties and foster common welfare, emphasizing limited government and the rule of law. Conversely, Marxism views the state as an inherently oppressive instrument of the ruling class, emerging from class antagonism to maintain economic exploitation and ultimately destined to disappear in a classless society. These theoretical distinctions, rooted in divergent understandings of human nature, societal structure, and power dynamics, continue to influence contemporary debates on governance, justice, and the role of public institutions globally.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

State (Political Theory)
A state is a political entity that regulates society and the population within a definite territory. The most commonly used definition, by Max Weber, describes the state as a compulsory political organization with a centralized government that maintains a monopoly of the legitimate use of force within a certain territory.
Social Contract Theory
An idea in political philosophy that individuals consent, either explicitly or tacitly, to surrender some of their freedoms and submit to the authority of a ruler or government in exchange for protection of their remaining rights and the maintenance of social order.

Key Statistics

As of 2023, there are 195 recognized sovereign states globally, each embodying distinct forms of governance influenced by various political theories, including liberal and socialist principles. (Source: United Nations)

Source: United Nations

A 2024 report by Freedom House indicates that only 20% of the global population lives in 'Free' countries, suggesting that the ideals of liberal democracy and its protective state functions are not universally realized or are facing significant challenges. (Source: Freedom House Global Freedom Index 2024)

Source: Freedom House Global Freedom Index 2024

Examples

Welfare State Model

The Nordic countries (e.g., Sweden, Norway, Denmark) exemplify the modern liberal 'welfare state' model. Here, the state plays an active role in providing extensive social services like universal healthcare, free education, and robust social security, aiming to reduce inequality and ensure a high quality of life, reflecting a departure from classical liberal minimal state intervention.

Revolutions inspired by Marxist Theory

The Russian Revolution of 1917 and the Chinese Revolution of 1949 are prime historical examples of attempts to dismantle the existing 'bourgeois state' and establish a 'dictatorship of the proletariat' envisioned by Marxist theory, leading to the formation of socialist states based on collectivist principles.

Frequently Asked Questions

Can elements of liberal and Marxist approaches coexist in a single state?

While fundamentally contrasting, many modern states exhibit hybrid characteristics. For instance, parliamentary democracies (liberal) often incorporate social welfare programs and state-owned enterprises (historically associated with socialist/Marxist ideas), reflecting attempts to balance individual freedoms with collective well-being and economic regulation.

What is the 'relative autonomy' of the state in Marxist thought?

Some later Marxist thinkers, like Nicos Poulantzas, developed the concept of 'relative autonomy,' arguing that the capitalist state, while ultimately serving the interests of the ruling class, can operate with a certain degree of independence from direct control by individual capitalists or factions. This allows the state to mediate internal conflicts within the capitalist class and implement reforms that stabilize the capitalist system, even if these reforms temporarily appear to contradict short-term capitalist interests.

Topics Covered

Political TheoryStateMarxist Approach to StateLiberal Approach to StateTheoretical Differences