UPSC MainsECONOMICS-PAPER-II201120 Marks
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Q18.

Discuss salient economic features of 73rd and 4th Constitutional amendments.

How to Approach

This question requires a detailed understanding of the economic provisions embedded within the 73rd and 74th Constitutional Amendments. The answer should focus on how these amendments devolved financial powers and responsibilities to Panchayats (73rd) and Municipalities (74th). Structure the answer by first introducing the context of these amendments, then detailing the economic features of each separately, highlighting similarities and differences. Include specific articles, functions devolved, and sources of funding. Finally, conclude with an assessment of their impact and challenges.

Model Answer

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Introduction

The 73rd and 74th Constitutional Amendments, enacted in 1992 and 1993 respectively, marked a watershed moment in India’s decentralization journey. These amendments aimed to institutionalize Panchayati Raj Institutions (PRIs) and Urban Local Bodies (ULBs), thereby bringing governance closer to the people. While primarily focused on political decentralization, these amendments also had significant economic implications, devolving financial powers and responsibilities to the local level. This shift was intended to promote participatory planning, efficient resource allocation, and inclusive growth, though implementation has faced numerous challenges.

73rd Constitutional Amendment (Panchayati Raj) – Economic Features

The 73rd Amendment added Part IX to the Constitution, titled “The Panchayats,” and Article 243G, which mandates state legislatures to endow Panchayats with powers and authority to function as units of self-government. The economic features are:

  • Functions devolved: Article 243G lists 29 subjects that can be devolved to Panchayats for planning and implementation. These include agriculture, land improvement, irrigation, water management, wasteland development, social forestry, minor irrigation, animal husbandry, fisheries, poverty alleviation, and rural housing.
  • Sources of Funds: The amendment envisioned Panchayats to have access to various sources of funding:
    • State Finance Commission (SFC) Grants: Article 243I mandates the establishment of SFCs every five years to recommend principles governing the distribution of taxes, duties, tolls, and fees between the state and Panchayats.
    • State Government Grants: Direct grants from the state government based on population, area, and other relevant factors.
    • Own Funds: Panchayats can generate revenue through local taxes (property tax, profession tax, etc.), user charges, and fees for services provided.
    • Central Government Schemes: Funds allocated through various centrally sponsored schemes implemented by PRIs.
  • Planning & Implementation: The amendment emphasizes the role of Panchayats in preparing plans for economic development and social justice, as laid down in the Eleventh Schedule.

74th Constitutional Amendment (Municipalities) – Economic Features

The 74th Amendment added Part IXA to the Constitution, titled “The Municipalities,” and Article 243W, which mandates state legislatures to endow Municipalities with powers and authority to function as units of self-government. The economic features are:

  • Functions devolved: Article 243W lists 18 functions that can be devolved to Municipalities. These include urban planning, regulation of land-use, roads and bridges, water supply, public health, sanitation, solid waste management, slum improvement, and urban forestry.
  • Sources of Funds: Similar to Panchayats, Municipalities are expected to have access to:
    • State Finance Commission (SFC) Grants: Article 243Y mandates the establishment of SFCs every five years to recommend principles governing the distribution of taxes, duties, tolls, and fees between the state and Municipalities.
    • State Government Grants: Direct grants from the state government.
    • Own Funds: Property tax, water tax, entertainment tax, and fees for municipal services.
    • Central Government Schemes: Funds allocated through centrally sponsored schemes for urban development.
  • Planning & Implementation: The amendment emphasizes the role of Municipalities in preparing plans for economic development and social justice, as laid down in the Twelfth Schedule.

Comparison of Economic Features

Feature 73rd Amendment (Panchayats) 74th Amendment (Municipalities)
Focus Area Rural Development Urban Development
Functions Devolved 29 subjects (agriculture, irrigation, poverty alleviation, etc.) 18 functions (urban planning, water supply, sanitation, etc.)
Funding Sources SFC grants, State grants, Own funds (local taxes), Central schemes SFC grants, State grants, Own funds (property tax, water tax), Central schemes
Planning Emphasis Economic development and social justice in rural areas Economic development and social justice in urban areas

Challenges in Implementation

Despite the constitutional provisions, the economic empowerment of PRIs and ULBs has been hampered by several challenges:

  • Inadequate Devolution of Funds: States have often been reluctant to fully devolve funds to local bodies, leading to financial dependence on state governments.
  • Weak SFCs: SFCs have often lacked the necessary expertise and independence to make effective recommendations.
  • Limited Revenue-Raising Powers: Local bodies often have limited powers to raise their own revenue, making them vulnerable to financial constraints.
  • Capacity Constraints: Lack of trained personnel and administrative capacity at the local level hinders effective planning and implementation.
  • Political Interference: Political interference in the functioning of local bodies can undermine their autonomy and effectiveness.

Conclusion

The 73rd and 74th Constitutional Amendments were landmark steps towards democratic decentralization and economic empowerment of local bodies. While they provided a constitutional framework for devolving financial powers and responsibilities, their effective implementation has been uneven. Addressing the challenges related to inadequate funding, weak SFCs, limited revenue-raising powers, and capacity constraints is crucial to realize the full potential of these amendments and achieve truly inclusive and sustainable development at the grassroots level. Strengthening the financial autonomy of PRIs and ULBs remains a critical priority for India’s development trajectory.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Decentralization
The transfer of authority and responsibility from a central authority to lower levels, typically local governments or administrative units.
Eleventh and Twelfth Schedules
These schedules to the Constitution list the functions that can be devolved to Panchayats (Eleventh Schedule) and Municipalities (Twelfth Schedule) respectively.

Key Statistics

As per the Ministry of Panchayati Raj (2023-24), total central finance transferred to PRIs through various schemes amounted to approximately ₹1.76 lakh crore.

Source: Ministry of Panchayati Raj Annual Report 2023-24

According to a 2021 report by the Reserve Bank of India, own revenue sources contribute only around 30-40% of the total revenue of ULBs, highlighting their dependence on state transfers.

Source: RBI Report on State Finances, 2021

Examples

Kerala’s People’s Plan Campaign

Launched in 1996, this campaign involved extensive participatory planning at the local level, leading to significant improvements in infrastructure and social development indicators in Kerala.

Frequently Asked Questions

What is the role of the State Finance Commission?

The State Finance Commission (SFC) is a constitutional body that reviews the financial position of Panchayats and Municipalities and makes recommendations to the Governor regarding the principles governing the distribution of taxes, duties, tolls, and fees between the state and local bodies.

Topics Covered

PolityEconomyRural DevelopmentLocal GovernanceDecentralizationEconomic Planning