UPSC MainsPUBLIC-ADMINISTRATION-PAPER-II201820 Marks
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Q6.

“The market-driven profitability concerns have shaken the foundation of the public sector undertakings.” Do you agree? Give reasons.

How to Approach

This question requires a nuanced understanding of the evolving role of Public Sector Undertakings (PSUs) in India, particularly in light of liberalization and market forces. The answer should acknowledge the historical significance of PSUs, then critically analyze how profitability concerns, driven by market pressures, have impacted their functioning. A balanced approach is needed, recognizing both the positive and negative consequences. Structure the answer by first defining PSUs and their initial objectives, then detailing the shift towards marketization, and finally, assessing the impact on their foundational principles. Include examples of PSUs undergoing changes.

Model Answer

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Introduction

Public Sector Undertakings (PSUs) have historically been cornerstones of India’s economic development, envisioned as instruments for achieving social welfare, equitable distribution, and industrial growth, particularly post-independence. Initially, profitability wasn’t the primary objective; rather, it was ensuring access to essential goods and services and fostering self-reliance. However, with the advent of economic liberalization in 1991 and the increasing emphasis on market efficiency, PSUs have been subjected to intense pressure to demonstrate profitability. This shift has led to concerns that the foundational principles upon which these entities were built – social responsibility and public service – are being eroded in the pursuit of market-driven profitability. The question of whether this is indeed the case warrants a detailed examination.

Historical Context and Objectives of PSUs

Following independence, India adopted a socialist-leaning economic model, prioritizing public ownership and control over key industries. PSUs were established in sectors like steel (Steel Authority of India Limited - SAIL, 1954), oil (Indian Oil Corporation Limited - IOCL, 1959), and banking (State Bank of India, 1955) to drive industrialization, reduce regional disparities, and provide employment. The focus was on building national capabilities and ensuring essential services were accessible to all citizens, even if it meant operating at a loss.

The Shift Towards Marketization

The economic crisis of 1991 forced India to embrace liberalization, privatization, and globalization (LPG). This paradigm shift brought about significant changes in the functioning of PSUs:

  • Increased Competition: PSUs were exposed to competition from private players, both domestic and foreign.
  • Emphasis on Efficiency: The government began to emphasize efficiency, cost reduction, and profitability as key performance indicators.
  • Disinvestment: Disinvestment of PSU shares was initiated to reduce the government’s stake and raise revenue.
  • Autonomy & Corporatization: Efforts were made to grant PSUs greater autonomy and corporatize their operations, aiming to make them more responsive to market signals.

Impact of Profitability Concerns on PSU Foundations

The pursuit of profitability has undeniably impacted the foundational principles of PSUs in several ways:

Social Welfare vs. Profit Maximization

The primary focus on profitability often leads to PSUs prioritizing revenue generation over social welfare objectives. For example, public healthcare PSUs might reduce services in unprofitable rural areas to focus on more lucrative urban markets. Similarly, public transport PSUs may increase fares, making them less accessible to lower-income groups.

Employment Generation vs. Cost Optimization

Historically, PSUs were significant employers, providing job security and social safety nets. However, the pressure to reduce costs has led to downsizing, retrenchment, and a decline in job creation. The emphasis on automation and outsourcing further exacerbates this trend.

Regional Development vs. Market Viability

PSUs were often established in backward regions to promote industrial development and reduce regional disparities. However, profitability concerns can lead to the closure or relocation of units in less viable locations, hindering regional development.

Investment in R&D vs. Short-Term Gains

The focus on short-term profitability can discourage investment in long-term research and development (R&D), hindering innovation and technological advancement. PSUs may prioritize immediate returns over investments in future growth.

Examples of PSUs and their Transformation

Air India: Years of accumulated losses, largely due to operational inefficiencies and political interference, led to its privatization in January 2022. This exemplifies how profitability concerns ultimately led to the relinquishment of public ownership.

Bharat Petroleum Corporation Limited (BPCL): The government’s decision to privatize BPCL, though currently stalled, highlights the continued push for disinvestment and market-driven reforms.

Coal India Limited: While remaining a PSU, Coal India has faced pressure to increase production and efficiency, sometimes at the expense of environmental concerns and worker welfare.

Counterarguments and Nuances

It’s important to acknowledge that not all changes are negative. Increased efficiency and profitability can enable PSUs to invest in modernization, upgrade technology, and improve service quality. Furthermore, some PSUs have successfully balanced profitability with social responsibility, demonstrating that it is possible to achieve both. However, these instances are often exceptions rather than the rule.

Aspect Pre-Liberalization Post-Liberalization
Primary Objective Social Welfare, Industrial Growth Profitability, Efficiency
Employment Job Security, Large-Scale Employment Cost Optimization, Downsizing
Regional Focus Balanced Regional Development Market Viability
Investment Long-Term R&D Short-Term Gains

Conclusion

In conclusion, while the pursuit of profitability has undoubtedly brought about improvements in efficiency and competitiveness among PSUs, it has also, to a significant extent, shaken the foundations upon which they were originally built. The emphasis on market-driven concerns has often come at the expense of social welfare, employment generation, and regional development. A recalibration is needed – one that recognizes the crucial role PSUs can play in achieving inclusive and sustainable growth, balancing profitability with their broader social responsibilities. The future of PSUs lies in finding a harmonious blend of commercial viability and public service.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Public Sector Undertaking (PSU)
A company in which the government holds a majority stake (51% or more).
Disinvestment
The process of selling a portion of government ownership in a PSU to private investors.

Key Statistics

As of March 31, 2023, there were 257 Central Public Sector Enterprises (CPSEs) in India.

Source: Department of Public Enterprises, Government of India (Knowledge cutoff: 2023)

The government has collected over ₹3.85 lakh crore through disinvestment in PSUs since 1991.

Source: Press Information Bureau, Government of India (Knowledge cutoff: 2023)

Examples

NTPC Limited

NTPC, a power generation PSU, has successfully expanded its renewable energy portfolio while maintaining profitability, demonstrating a balance between commercial viability and environmental sustainability.

Frequently Asked Questions

Are all PSUs unprofitable?

No, many PSUs are profitable and contribute significantly to the Indian economy. However, a substantial number struggle with inefficiencies and accumulated losses.

Topics Covered

EconomyGovernancePublic SectorDisinvestmentEconomic Reforms