UPSC MainsPUBLIC-ADMINISTRATION-PAPER-II202220 Marks
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Q6.

“The Indian federal structure is largely symmetric albeit with some asymmetric features”. Examine the status of States and Union Territories through the principle of weighted and differentiated equality in India.

How to Approach

This question requires a nuanced understanding of Indian federalism. The approach should begin by defining symmetric and asymmetric federalism. Then, it should examine the constitutional provisions that establish a largely symmetric structure (equal representation in Rajya Sabha, uniform basic structure of governance). Subsequently, the answer must detail the asymmetric features – special provisions for certain states (Article 371A-371J), financial disparities, and varying levels of autonomy. Finally, the concept of ‘weighted and differentiated equality’ needs to be explained in the context of these features, concluding with a balanced assessment.

Model Answer

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Introduction

Indian federalism, enshrined in the Constitution, is a unique blend of features. While often described as quasi-federal, it leans towards a federal structure with a strong centralizing tendency. The framers of the Constitution aimed to create a system that balanced national unity with regional diversity. The principle of ‘equality of states’ is fundamental, yet the reality is more complex. The Indian federal structure is largely symmetric, meaning states generally have similar powers and structures, but it’s also characterized by asymmetric features, granting special provisions and differentiated treatment to certain states and Union Territories. This examination will delve into the status of States and Union Territories through the lens of weighted and differentiated equality.

Understanding Symmetric and Asymmetric Federalism

Symmetric federalism implies equal distribution of powers and resources among constituent units. All states possess the same constitutional framework and enjoy similar levels of autonomy. Conversely, asymmetric federalism acknowledges differences among constituent units, granting some states or regions greater autonomy or special privileges based on historical, cultural, or geographical factors.

The Symmetric Aspects of Indian Federalism

  • Constitutional Framework: All states are governed by the same Constitution, with a common set of fundamental rights and directive principles.
  • Rajya Sabha Representation: The Rajya Sabha, representing states, provides equal representation to each state, irrespective of its population (four members per state). This ensures a voice for smaller states.
  • All India Services: The All India Services (IAS, IPS, IFS) are common to all states, promoting uniformity in administration and national integration.
  • Supreme Court Jurisdiction: The Supreme Court acts as the final interpreter of the Constitution and has jurisdiction over all states.
  • Basic Structure Doctrine: The basic structure of the Constitution, as defined by the Supreme Court in the Kesavananda Bharati case (1973), applies uniformly to all states.

The Asymmetric Features of Indian Federalism

Special Provisions for Certain States (Article 371A-371J)

These articles provide special provisions for states like Nagaland, Assam, Manipur, Mizoram, Arunachal Pradesh, and Sikkim, recognizing their unique socio-cultural and historical contexts. These provisions range from special responsibility of the Union for law and order to protection of religious or cultural practices.

  • Article 371A (Nagaland): Grants special provisions regarding religious or social practices of the Nagas, and the role of the Governor in law-making.
  • Article 371F (Sikkim): Provides for the preservation of the local customs and traditions of Sikkim.
  • Article 371J (Hyderabad-Karnataka region of Karnataka): Provides for special provisions for the development of backward areas.

Financial Asymmetries

The distribution of financial resources between the Union and the states is not equal. The Union government has greater fiscal capacity due to its control over major revenue sources. This leads to states being dependent on central transfers.

  • Tax Devolution: The Finance Commission (established under Article 280) recommends the principles governing the distribution of tax revenue between the Union and the states. The 15th Finance Commission (2020-2026) recommended a share of 41% of the divisible pool of taxes to states.
  • Centrally Sponsored Schemes: States rely heavily on funding from centrally sponsored schemes, giving the Union government significant leverage.

Union Territory Status & Differentiation

Union Territories (UTs) are administered by the Union government, with varying degrees of legislative and executive powers. The status of UTs differs significantly.

UT Type Legislative Power Executive Power Example
UT with Legislature Legislative Assembly Council of Ministers headed by a Chief Minister Delhi, Puducherry
UT without Legislature No Legislative Assembly Administered by a Lieutenant Governor Jammu and Kashmir, Ladakh, Chandigarh

NITI Aayog & Differentiated Policies

NITI Aayog promotes differentiated policies based on the specific needs and challenges of each state. This reflects a move towards recognizing regional disparities and tailoring development strategies accordingly.

Weighted and Differentiated Equality

The concept of ‘weighted and differentiated equality’ acknowledges that equal treatment does not necessarily mean equitable outcomes. In the Indian context, it justifies the asymmetric features as a means of addressing historical disadvantages, promoting regional development, and preserving cultural diversity. ‘Weighted’ refers to the special provisions that give certain states a degree of preferential treatment, while ‘differentiated’ signifies the recognition of unique needs and circumstances requiring tailored policies. This approach aims to achieve substantive equality, rather than merely formal equality.

Conclusion

The Indian federal structure, while largely symmetric in its constitutional framework, exhibits significant asymmetric features reflecting the country’s diverse socio-political landscape. The principle of weighted and differentiated equality provides a rationale for these asymmetries, aiming to balance national unity with regional autonomy and address historical inequalities. However, maintaining this balance requires continuous negotiation and adaptation, ensuring that special provisions do not undermine the overall integrity of the federal structure and that financial disparities are addressed to promote equitable development across all states and Union Territories.

Answer Length

This is a comprehensive model answer for learning purposes and may exceed the word limit. In the exam, always adhere to the prescribed word count.

Additional Resources

Key Definitions

Quasi-Federalism
A system of government that exhibits characteristics of both federal and unitary systems. India is often described as quasi-federal due to the strong centralizing powers vested in the Union government.
Finance Commission
A constitutional body formed every five years to recommend the principles governing the distribution of tax revenue between the Union and the states.

Key Statistics

As of 2023, India has 28 states and 8 Union Territories.

Source: Ministry of Home Affairs, Government of India (Knowledge Cutoff: Dec 2023)

In 2022-23, the total central transfers to states amounted to approximately ₹8.5 lakh crore.

Source: Reserve Bank of India (Knowledge Cutoff: Dec 2023)

Examples

Article 370 & Jammu and Kashmir

The erstwhile state of Jammu and Kashmir enjoyed special autonomous status under Article 370 of the Constitution. This article was revoked in August 2019, leading to the reorganization of the state into two Union Territories – Jammu and Kashmir and Ladakh. This exemplifies a significant shift in the asymmetric features of Indian federalism.

Frequently Asked Questions

Does asymmetric federalism weaken national unity?

Not necessarily. Asymmetric federalism can strengthen national unity by accommodating regional aspirations and addressing grievances. However, it requires careful management to prevent secessionist tendencies or excessive demands for autonomy.

Topics Covered

PolityGovernanceIndian PolityFederalismCentre-State Relations